Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
13F holders, Q3 2021
Institutional positions in Applied Optoelectronics, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 102
- −5 vs. Q2 2021
- Shares held
- 13.5M
- +298.5K (+2.3%) vs. Q2 2021
- Total value
- $96.7M
- −$14.8M (−13.3%) vs. Q2 2021
- New holders
- 12
- 43 more added
- Sold out
- 17
- 26 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAOI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 483 | $7.56B |
| Q1 2026 | 376 | $4.49B |
| Q4 2025 | 220 | $1.67B |
| Q3 2025 | 180 | $1.03B |
| Q2 2025 | 147 | $848.5M |
| Q1 2025 | 147 | $477.5M |
| Q4 2024 | 157 | $1.13B |
| Q3 2024 | 140 | $421.7M |
| Q2 2024 | 134 | $242.1M |
| Q1 2024 | 119 | $397.3M |
| Q4 2023 | 103 | $455.8M |
| Q3 2023 | 77 | $171.9M |
| Q2 2023 | 55 | $71.8M |
| Q1 2023 | 52 | $19.4M |
| Q4 2022 | 62 | $17.5M |
| Q3 2022 | 62 | $25.2M |
| Q2 2022 | 63 | $14.7M |
| Q1 2022 | 70 | $35.6M |
| Q4 2021 | 86 | $55.7M |
| Q3 2021 | 102 | $96.7M |
| Q2 2021 | 108 | $111.9M |
| Q1 2021 | 110 | $117.8M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Applied Optoelectronics, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Eaton Vance Management | 1,953 | $0 | 0.00% | +1,150+143.2% | Added |
| JPMorgan Chase & Co | 55 | $0 | 0.00% | −35−38.9% | Reduced |
| Northwestern Mutual Wealth Management Co | 25 | $0 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 25 | $0 | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 25 | $0 | 0.00% | +25 | New |
| American Portfolios Advisors | 25 | $180 | 0.00% | 00.0% | Unchanged |
| Sageworth Trust Co | 90 | $1.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 225 | $1.00K | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 263 | $2.00K | 0.00% | +180+216.9% | Added |
| Newbridge Financial Services Group, Inc. | 450 | $3.00K | 0.00% | +450 | New |
| Nisa Investment Advisors, LLC | 580 | $4.00K | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 537 | $4.00K | 0.00% | +502+1,434.3% | Added |
| Sutton Wealth Advisors Inc. | 727 | $5.22K | 0.00% | +135+22.8% | Added |
| Teachers Retirement System of the State of Kentucky | 777 | $6.00K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 1,070 | $7.00K | 0.00% | +164+18.1% | Added |
| Investors Research Corp | 1,000 | $7.00K | 0.00% | 00.0% | Unchanged |
| Alpha Paradigm Partners, LLC | 953 | $7.00K | 0.00% | +953 | New |
| Archer Investment Corp | 1,050 | $7.54K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 1,691 | $12.0K | 0.00% | +116+7.4% | Added |
| Meridian Wealth Partners, LLC | 1,750 | $13.0K | 0.00% | +1,750 | New |
| American International Group, Inc. | 2,004 | $14.0K | 0.00% | −196−8.9% | Reduced |
| Edmond de Rothschild Holding S.A. | 2,500 | $18.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,987 | $22.0K | 0.00% | +2,787+1,393.5% | Added |
| Mutual of America Capital Management LLC | 3,329 | $24.0K | 0.00% | −184−5.2% | Reduced |
| US Asset Management LLC | 3,596 | $26.0K | 0.03% | +3,596 | New |
| Steward Partners Investment Advisory, LLC | 4,030 | $29.0K | 0.00% | 00.0% | Unchanged |
| Gilder Gagnon Howe & Co LLC | 7,003 | $50.0K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 7,881 | $56.0K | 0.00% | −117,470−93.7% | Reduced |
| State of Tennessee, Treasury Department | 7,912 | $57.0K | 0.00% | −843−9.6% | Reduced |
| Citigroup Inc | 10,024 | $72.0K | 0.00% | −2,379−19.2% | Reduced |
| Oregon Public Employees Retirement Fund | 10,016 | $72.0K | 0.00% | 00.0% | Unchanged |
| Keebeck Alpha, LP | 10,358 | $74.0K | 0.02% | +10,358 | New |
| Charles Schwab Investment Management Inc | 11,018 | $79.0K | 0.00% | −97,228−89.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 11,380 | $82.0K | 0.00% | −1,818−13.8% | Reduced |
| Louisiana State Employees Retirement System | 12,000 | $86.0K | 0.00% | +900+8.1% | Added |
| ExodusPoint Capital Management, LP | 12,467 | $90.0K | 0.00% | −39,743−76.1% | Reduced |
| Gabelli & Co Investment Advisers, Inc. | 12,500 | $90.0K | 0.01% | +12,500 | New |
| UBS Group AG | 12,846 | $92.0K | 0.00% | −4,398−25.5% | Reduced |
| Vident Investment Advisory, LLC | 12,930 | $93.0K | 0.00% | −2,234−14.7% | Reduced |
| Wells Fargo & Company | 14,163 | $102.0K | 0.00% | −1,835−11.5% | Reduced |
| Simplex Trading, LLC | 12,226 | $102.0K | 0.00% | +10.0% | Added |
| Squarepoint Ops LLC | 15,090 | $108.0K | 0.00% | −50,007−76.8% | Reduced |
| Royal Bank of Canada | 16,235 | $117.0K | 0.00% | +235+1.5% | Added |
| Jane Street Group, LLC | 17,207 | $124.0K | 0.00% | +221+1.3% | Added |
| Bank of Montreal | 18,240 | $131.0K | 0.00% | +18,240 | New |
| State of Alaska, Department of Revenue | 18,493 | $132.0K | 0.00% | +1,380+8.1% | Added |
| Texas Permanent School Fund | 18,471 | $133.0K | 0.00% | +54+0.3% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 18,932 | $136.0K | 0.00% | −33−0.2% | Reduced |
| Thrivent Financial for Lutherans | 20,183 | $145.0K | 0.00% | −20−0.1% | Reduced |
| PEAK6 Investments LLC | 20,733 | $149.0K | 0.00% | +20,733 | New |
| BNP Paribas Arbitrage, SA | 21,432 | $153.9K | 0.00% | +10,431+94.8% | Added |
| Great West Life Assurance Co | 22,031 | $159.0K | 0.00% | 00.0% | Unchanged |
| New York State Teachers Retirement System | 22,608 | $162.0K | 0.00% | −400−1.7% | Reduced |
| Comerica Bank | 22,771 | $171.0K | 0.00% | +192+0.9% | Added |
| HSBC Holdings PLC | 24,335 | $175.0K | 0.00% | +5,191+27.1% | Added |
| Prudential Financial Inc | 24,655 | $184.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 26,010 | $187.0K | 0.00% | +3,000+13.0% | Added |
| Cutler Group LP | 27,841 | $199.0K | 0.02% | +22,788+451.0% | Added |
| Rhumbline Advisers | 33,543 | $241.0K | 0.00% | −11,128−24.9% | Reduced |
| Deutsche Bank AG | 33,596 | $241.0K | 0.00% | +22,388+199.8% | Added |
| Group One Trading, L.P. | 33,870 | $243.0K | 0.01% | +9,387+38.3% | Added |
| Schonfeld Strategic Advisors LLC | 36,000 | $258.0K | 0.00% | +18,100+101.1% | Added |
| Cetera Advisor Networks LLC | 37,229 | $267.0K | 0.00% | +4,930+15.3% | Added |
| Ensign Peak Advisors, Inc | 37,985 | $273.0K | 0.00% | 00.0% | Unchanged |
| Jacobs Levy Equity Management, Inc | 38,199 | $274.0K | 0.00% | −736−1.9% | Reduced |
| Legal & General Group Plc | 48,136 | $346.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 49,748 | $357.0K | 0.00% | +6,738+15.7% | Added |
| Public Sector Pension Investment Board | 50,255 | $361.0K | 0.00% | 00.0% | Unchanged |
| HRT Financial LP | 51,888 | $372.0K | 0.00% | −11,430−18.1% | Reduced |
| Franklin Resources Inc | 52,800 | $379.0K | 0.00% | +52,800 | New |
| Occudo Quantitative Strategies LP | 61,435 | $441.0K | 0.05% | +30,208+96.7% | Added |
| Tudor Investment Corp Et Al | 67,979 | $488.0K | 0.01% | +26,330+63.2% | Added |
| Barclays PLC | 73,213 | $525.0K | 0.00% | +32,816+81.2% | Added |
| Marshall Wace, LLP | 74,276 | $533.0K | 0.00% | +74,276 | New |
| PDT Partners, LLC | 83,085 | $597.0K | 0.04% | −18,633−18.3% | Reduced |
| Susquehanna Fundamental Investments, LLC | 94,354 | $677.0K | 0.01% | +94,354 | New |
| Northern Trust Corp | 94,889 | $682.0K | 0.00% | +3,617+4.0% | Added |
| Bridgeway Capital Management, LLC | 100,000 | $718.0K | 0.01% | 00.0% | Unchanged |
| Citadel Advisors LLC | 117,593 | $844.0K | 0.00% | −68,508−36.8% | Reduced |
| Parametric Portfolio Associates LLC | 139,501 | $1.00M | 0.00% | +77,418+124.7% | Added |
| Goldman Sachs Group Inc | 143,670 | $1.03M | 0.00% | +10,135+7.6% | Added |
| Bank of New York Mellon Corp | 144,412 | $1.04M | 0.00% | +10,475+7.8% | Added |
| D. E. Shaw & Co., Inc. | 157,934 | $1.13M | 0.00% | +12,902+8.9% | Added |
| Principal Financial Group Inc | 170,191 | $1.22M | 0.00% | −673−0.4% | Reduced |
| Invesco Ltd. | 182,876 | $1.31M | 0.00% | +6,129+3.5% | Added |
| Boardman Bay Capital Management LLC | 190,601 | $1.37M | 2.48% | −8,690−4.4% | Reduced |
| Dimensional Fund Advisors LP | 212,841 | $1.53M | 0.00% | −92,280−30.2% | Reduced |
| Assenagon Asset Management S.A. | 253,933 | $1.82M | 0.01% | +22,887+9.9% | Added |
| Geode Capital Management, LLC | 287,473 | $2.06M | 0.00% | +1,531+0.5% | Added |
| Susquehanna International Group, LLP | 298,461 | $2.14M | 0.00% | +141,551+90.2% | Added |
| Newtyn Management, LLC | 316,050 | $2.27M | 0.61% | 00.0% | Unchanged |
| Morgan Stanley | 317,800 | $2.28M | 0.00% | −186,156−36.9% | Reduced |
| Two Sigma Investments, LP | 353,532 | $2.54M | 0.01% | +113,417+47.2% | Added |
| Two Sigma Advisers, LP | 373,900 | $2.69M | 0.01% | +299,900+405.3% | Added |
| State Street Corp | 442,623 | $3.18M | 0.00% | +11,584+2.7% | Added |
| Cooper Creek Partners Management LLC | 616,973 | $4.43M | 0.60% | −50,818−7.6% | Reduced |
| Kovack Advisors, Inc. | 643,306 | $4.62M | 0.50% | +57,000+9.7% | Added |
| Ameriprise Financial Inc | 914,399 | $6.57M | 0.00% | +189,972+26.2% | Added |
| Royce & Associates LP | 992,325 | $7.13M | 0.05% | +547,325+123.0% | Added |