Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
Q3 2021 vs. Q2 2021
How the institutions holding Applied Optoelectronics, Inc. changed between Q2 2021 and Q3 2021.
All holders in Q3 2021All holders in Q2 2021
| Measure | Q2 2021 | Of which not filed for Q3 2021 | Q3 2021 | Change |
|---|---|---|---|---|
| Holders | 108 | 1 | 102 | −5 |
| Shares | 13.2M | 52.8K | 13.5M | +298.5K (+2.3%) |
| Value | $111.9M | $448.0K | $96.7M | −$14.8M (−13.3%) |
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (12)
Institutions that held Applied Optoelectronics, Inc. at the end of Q3 2021 but not at the end of Q2 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Susquehanna Fundamental Investments, LLC | 94,354 | $677.0K | 0.01% |
| Marshall Wace, LLP | 74,276 | $533.0K | 0.00% |
| Franklin Resources Inc | 52,800 | $379.0K | 0.00% |
| PEAK6 Investments LLC | 20,733 | $149.0K | 0.00% |
| Bank of Montreal | 18,240 | $131.0K | 0.00% |
| Gabelli & Co Investment Advisers, Inc. | 12,500 | $90.0K | 0.01% |
| Keebeck Alpha, LP | 10,358 | $74.0K | 0.02% |
| US Asset Management LLC | 3,596 | $26.0K | 0.03% |
| Meridian Wealth Partners, LLC | 1,750 | $13.0K | 0.00% |
| Alpha Paradigm Partners, LLC | 953 | $7.00K | 0.00% |
| Newbridge Financial Services Group, Inc. | 450 | $3.00K | 0.00% |
| Parkside Financial Bank & Trust | 25 | $0 | 0.00% |
Sold out (17)
Institutions that held Applied Optoelectronics, Inc. at the end of Q2 2021 and filed for Q3 2021 without it.
| Institution | Shares, Q2 2021 | Value, Q2 2021 |
|---|---|---|
| Millennium Management LLC | 321,998 | $2.73M |
| Weiss Multi-Strategy Advisers LLC | 304,336 | $2.58M |
| Ergoteles LLC | 93,900 | $795.0K |
| Gsa Capital Partners LLP | 71,472 | $605.0K |
| Engineers Gate Manager LP | 47,947 | $406.0K |
| Trexquant Investment LP | 44,270 | $375.0K |
| Tibra Equities Europe Ltd | 39,900 | $338.0K |
| Jump Financial, LLC | 32,700 | $277.0K |
| Cubist Systematic Strategies, LLC | 32,247 | $273.0K |
| Paloma Partners Management Co | 22,724 | $192.0K |
| Virtu Financial LLC | 21,113 | $179.0K |
| Marshall Wace North America L.P. | 20,273 | $172.0K |
| Raymond James & Associates | 11,770 | $100.0K |
| LPL Financial LLC | 11,575 | $98.0K |
| Pinz Capital Management, LP | 9,300 | $79.0K |
| New York State Common Retirement Fund | 181 | $2.00K |
| Baillie Gifford & Co | 260 | $2.00K |
Not filed for Q3 2021 yet (1)
Institutions that held Applied Optoelectronics, Inc. at the end of Q2 2021 and haven't filed a 13F for Q3 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q2 2021 | Value, Q2 2021 |
|---|---|---|
| QS Investors, LLC | 52,800 | $448.0K |