Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
13F holders, Q2 2023
Institutional positions in Applied Optoelectronics, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 55
- +3 vs. Q1 2023
- Shares held
- 12.1M
- +3.27M (+37.3%) vs. Q1 2023
- Total value
- $71.8M
- +$52.4M (+270.2%) vs. Q1 2023
- New holders
- 14
- 20 more added
- Sold out
- 11
- 10 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAOI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 483 | $7.56B |
| Q1 2026 | 376 | $4.49B |
| Q4 2025 | 220 | $1.67B |
| Q3 2025 | 180 | $1.03B |
| Q2 2025 | 147 | $848.5M |
| Q1 2025 | 147 | $477.5M |
| Q4 2024 | 157 | $1.13B |
| Q3 2024 | 140 | $421.7M |
| Q2 2024 | 134 | $242.1M |
| Q1 2024 | 119 | $397.3M |
| Q4 2023 | 103 | $455.8M |
| Q3 2023 | 77 | $171.9M |
| Q2 2023 | 55 | $71.8M |
| Q1 2023 | 52 | $19.4M |
| Q4 2022 | 62 | $17.5M |
| Q3 2022 | 62 | $25.2M |
| Q2 2022 | 63 | $14.7M |
| Q1 2022 | 70 | $35.6M |
| Q4 2021 | 86 | $55.7M |
| Q3 2021 | 102 | $96.7M |
| Q2 2021 | 108 | $111.9M |
| Q1 2021 | 110 | $117.8M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Applied Optoelectronics, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ameriprise Financial Inc | 1,267,740 | $7.56M | 0.00% | −62,375−4.7% | Reduced |
| Portolan Capital Management, LLC | 1,214,989 | $7.24M | 0.64% | +1,214,989 | New |
| Vanguard Group Inc | 1,208,859 | $7.20M | 0.00% | −31,200−2.5% | Reduced |
| Royce & Associates LP | 1,002,188 | $5.97M | 0.06% | +304,978+43.7% | Added |
| EAM Investors, LLC | 757,304 | $4.51M | 0.84% | +757,304 | New |
| BlackRock Inc. | 715,863 | $4.27M | 0.00% | −161,460−18.4% | Reduced |
| Kovack Advisors, Inc. | 678,551 | $4.04M | 0.52% | −198,700−22.7% | Reduced |
| Kennedy Capital Management, Inc. | 525,905 | $3.13M | 0.07% | −290,499−35.6% | Reduced |
| Marshall Wace, LLP | 489,680 | $2.92M | 0.01% | +246,907+101.7% | Added |
| UBS Group AG | 405,234 | $2.42M | 0.00% | +121,366+42.8% | Added |
| Alyeska Investment Group, L.P. | 396,645 | $2.36M | 0.02% | +396,645 | New |
| Geode Capital Management, LLC | 347,862 | $2.07M | 0.00% | +13,953+4.2% | Added |
| Susquehanna International Group, LLP | 329,950 | $1.97M | 0.00% | +294,591+833.1% | Added |
| Citigroup Inc | 316,398 | $1.89M | 0.00% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 280,100 | $1.67M | 0.00% | +68,100+32.1% | Added |
| Collaborative Holdings Management LP | 265,000 | $1.58M | 6.22% | +265,000 | New |
| Gamco Investors, Inc. Et Al | 183,000 | $1.09M | 0.01% | +149,000+438.2% | Added |
| Assenagon Asset Management S.A. | 171,971 | $1.02M | 0.00% | +171,971 | New |
| Bridgeway Capital Management, LLC | 120,500 | $718.2K | 0.02% | +16,700+16.1% | Added |
| Simplex Trading, LLC | 117,732 | $701.0K | 0.03% | +85,864+269.4% | Added |
| Ardsley Advisory Partners LP | 115,000 | $680.8K | 0.15% | +115,000 | New |
| Gabelli Funds LLC | 110,500 | $658.6K | 0.00% | −9,500−7.9% | Reduced |
| State Street Corp | 108,498 | $646.6K | 0.00% | +10,600+10.8% | Added |
| Deutsche Bank AG | 105,788 | $630.5K | 0.00% | +105,788 | New |
| Barclays PLC | 82,197 | $489.9K | 0.00% | +43,547+112.7% | Added |
| Northern Trust Corp | 75,634 | $450.8K | 0.00% | +2,015+2.7% | Added |
| Two Sigma Advisers, LP | 69,000 | $411.2K | 0.00% | −217,200−75.9% | Reduced |
| Squarepoint Ops LLC | 61,535 | $366.7K | 0.00% | +46,242+302.4% | Added |
| CloudAlpha Capital Management Limited/Hong Kong | 61,000 | $363.6K | 0.07% | +61,000 | New |
| Advisor Group Holdings, Inc. | 53,025 | $316.0K | 0.00% | −12,750−19.4% | Reduced |
| Morgan Stanley | 52,422 | $312.4K | 0.00% | +20,679+65.1% | Added |
| Millennium Management LLC | 51,653 | $307.9K | 0.00% | +13,672+36.0% | Added |
| Dimensional Fund Advisors LP | 51,356 | $306.1K | 0.00% | −80.0% | Reduced |
| Gsa Capital Partners LLP | 46,788 | $279.0K | 0.03% | +19,943+74.3% | Added |
| Franklin Resources Inc | 37,904 | $225.9K | 0.00% | 00.0% | Unchanged |
| Gabelli & Co Investment Advisers, Inc. | 36,500 | $217.5K | 0.04% | +21,000+135.5% | Added |
| Leonteq Securities AG | 30,000 | $178.8K | 0.02% | +30,000 | New |
| Wolverine Trading, LLC | 28,456 | $154.5K | 0.00% | +28,456 | New |
| Jane Street Group, LLC | 23,747 | $141.5K | 0.00% | +23,747 | New |
| LPL Financial LLC | 13,265 | $79.1K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 12,955 | $77.0K | 0.01% | +2,652+25.7% | Added |
| Bank of New York Mellon Corp | 10,551 | $62.9K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 9,110 | $54.3K | 0.00% | +13+0.1% | Added |
| Cutler Group LP | 2,980 | $17.0K | 0.00% | +2,980 | New |
| Tower Research Capital LLC (TRC) | 2,677 | $16.0K | 0.00% | +2,253+531.4% | Added |
| Investors Research Corp | 1,000 | $5.96K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 375 | $2.23K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 336 | $2.00K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 300 | $1.79K | 0.00% | −700−70.0% | Reduced |
| Sunbelt Securities, Inc. | 250 | $1.49K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 83 | $495 | 0.00% | +83 | New |
| Northwestern Mutual Wealth Management Co | 25 | $149 | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 25 | $149 | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 20 | $120 | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 47 | $0 | 0.00% | +47 | New |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −122,634−100.0% | Sold out |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −94,000−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −65,467−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −36,575−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −27,555−100.0% | Sold out |
| HSBC Holdings PLC | 0 | $0 | 0.00% | −18,087−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −15,100−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −14,842−100.0% | Sold out |
| US Asset Management LLC | 0 | $0 | 0.00% | −3,594−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| AdvisorNet Financial, Inc | 0 | $0 | 0.00% | −2−100.0% | Sold out |