Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
13F holders, Q2 2023
Institutional positions in Applied Optoelectronics, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 55
- +3 vs. Q1 2023
- Shares held
- 12.1M
- +3.27M (+37.3%) vs. Q1 2023
- Total value
- $71.8M
- +$52.4M (+270.2%) vs. Q1 2023
- New holders
- 14
- 20 more added
- Sold out
- 11
- 10 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAOI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 483 | $7.56B |
| Q1 2026 | 376 | $4.49B |
| Q4 2025 | 220 | $1.67B |
| Q3 2025 | 180 | $1.03B |
| Q2 2025 | 147 | $848.5M |
| Q1 2025 | 147 | $477.5M |
| Q4 2024 | 157 | $1.13B |
| Q3 2024 | 140 | $421.7M |
| Q2 2024 | 134 | $242.1M |
| Q1 2024 | 119 | $397.3M |
| Q4 2023 | 103 | $455.8M |
| Q3 2023 | 77 | $171.9M |
| Q2 2023 | 55 | $71.8M |
| Q1 2023 | 52 | $19.4M |
| Q4 2022 | 62 | $17.5M |
| Q3 2022 | 62 | $25.2M |
| Q2 2022 | 63 | $14.7M |
| Q1 2022 | 70 | $35.6M |
| Q4 2021 | 86 | $55.7M |
| Q3 2021 | 102 | $96.7M |
| Q2 2021 | 108 | $111.9M |
| Q1 2021 | 110 | $117.8M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Applied Optoelectronics, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 47 | $0 | 0.00% | +47 | New |
| The PNC Financial Services Group, Inc. | 20 | $120 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 25 | $149 | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 25 | $149 | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 83 | $495 | 0.00% | +83 | New |
| Sunbelt Securities, Inc. | 250 | $1.49K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 300 | $1.79K | 0.00% | −700−70.0% | Reduced |
| JPMorgan Chase & Co | 336 | $2.00K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 375 | $2.23K | 0.00% | 00.0% | Unchanged |
| Investors Research Corp | 1,000 | $5.96K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,677 | $16.0K | 0.00% | +2,253+531.4% | Added |
| Cutler Group LP | 2,980 | $17.0K | 0.00% | +2,980 | New |
| Wells Fargo & Company | 9,110 | $54.3K | 0.00% | +13+0.1% | Added |
| Bank of New York Mellon Corp | 10,551 | $62.9K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 12,955 | $77.0K | 0.01% | +2,652+25.7% | Added |
| LPL Financial LLC | 13,265 | $79.1K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 23,747 | $141.5K | 0.00% | +23,747 | New |
| Wolverine Trading, LLC | 28,456 | $154.5K | 0.00% | +28,456 | New |
| Leonteq Securities AG | 30,000 | $178.8K | 0.02% | +30,000 | New |
| Gabelli & Co Investment Advisers, Inc. | 36,500 | $217.5K | 0.04% | +21,000+135.5% | Added |
| Franklin Resources Inc | 37,904 | $225.9K | 0.00% | 00.0% | Unchanged |
| Gsa Capital Partners LLP | 46,788 | $279.0K | 0.03% | +19,943+74.3% | Added |
| Dimensional Fund Advisors LP | 51,356 | $306.1K | 0.00% | −80.0% | Reduced |
| Millennium Management LLC | 51,653 | $307.9K | 0.00% | +13,672+36.0% | Added |
| Morgan Stanley | 52,422 | $312.4K | 0.00% | +20,679+65.1% | Added |
| Advisor Group Holdings, Inc. | 53,025 | $316.0K | 0.00% | −12,750−19.4% | Reduced |
| CloudAlpha Capital Management Limited/Hong Kong | 61,000 | $363.6K | 0.07% | +61,000 | New |
| Squarepoint Ops LLC | 61,535 | $366.7K | 0.00% | +46,242+302.4% | Added |
| Two Sigma Advisers, LP | 69,000 | $411.2K | 0.00% | −217,200−75.9% | Reduced |
| Northern Trust Corp | 75,634 | $450.8K | 0.00% | +2,015+2.7% | Added |
| Barclays PLC | 82,197 | $489.9K | 0.00% | +43,547+112.7% | Added |
| Deutsche Bank AG | 105,788 | $630.5K | 0.00% | +105,788 | New |
| State Street Corp | 108,498 | $646.6K | 0.00% | +10,600+10.8% | Added |
| Gabelli Funds LLC | 110,500 | $658.6K | 0.00% | −9,500−7.9% | Reduced |
| Ardsley Advisory Partners LP | 115,000 | $680.8K | 0.15% | +115,000 | New |
| Simplex Trading, LLC | 117,732 | $701.0K | 0.03% | +85,864+269.4% | Added |
| Bridgeway Capital Management, LLC | 120,500 | $718.2K | 0.02% | +16,700+16.1% | Added |
| Assenagon Asset Management S.A. | 171,971 | $1.02M | 0.00% | +171,971 | New |
| Gamco Investors, Inc. Et Al | 183,000 | $1.09M | 0.01% | +149,000+438.2% | Added |
| Collaborative Holdings Management LP | 265,000 | $1.58M | 6.22% | +265,000 | New |
| Renaissance Technologies LLC | 280,100 | $1.67M | 0.00% | +68,100+32.1% | Added |
| Citigroup Inc | 316,398 | $1.89M | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 329,950 | $1.97M | 0.00% | +294,591+833.1% | Added |
| Geode Capital Management, LLC | 347,862 | $2.07M | 0.00% | +13,953+4.2% | Added |
| Alyeska Investment Group, L.P. | 396,645 | $2.36M | 0.02% | +396,645 | New |
| UBS Group AG | 405,234 | $2.42M | 0.00% | +121,366+42.8% | Added |
| Marshall Wace, LLP | 489,680 | $2.92M | 0.01% | +246,907+101.7% | Added |
| Kennedy Capital Management, Inc. | 525,905 | $3.13M | 0.07% | −290,499−35.6% | Reduced |
| Kovack Advisors, Inc. | 678,551 | $4.04M | 0.52% | −198,700−22.7% | Reduced |
| BlackRock Inc. | 715,863 | $4.27M | 0.00% | −161,460−18.4% | Reduced |
| EAM Investors, LLC | 757,304 | $4.51M | 0.84% | +757,304 | New |
| Royce & Associates LP | 1,002,188 | $5.97M | 0.06% | +304,978+43.7% | Added |
| Vanguard Group Inc | 1,208,859 | $7.20M | 0.00% | −31,200−2.5% | Reduced |
| Portolan Capital Management, LLC | 1,214,989 | $7.24M | 0.64% | +1,214,989 | New |
| Ameriprise Financial Inc | 1,267,740 | $7.56M | 0.00% | −62,375−4.7% | Reduced |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −122,634−100.0% | Sold out |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −94,000−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −65,467−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −36,575−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −27,555−100.0% | Sold out |
| HSBC Holdings PLC | 0 | $0 | 0.00% | −18,087−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −15,100−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −14,842−100.0% | Sold out |
| US Asset Management LLC | 0 | $0 | 0.00% | −3,594−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| AdvisorNet Financial, Inc | 0 | $0 | 0.00% | −2−100.0% | Sold out |