Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
13F holders, Q4 2021
Institutional positions in Applied Optoelectronics, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 86
- −16 vs. Q3 2021
- Shares held
- 10.8M
- −2.62M (−19.4%) vs. Q3 2021
- Total value
- $55.7M
- −$40.9M (−42.3%) vs. Q3 2021
- New holders
- 23
- 24 more added
- Sold out
- 39
- 33 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAOI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 483 | $7.56B |
| Q1 2026 | 376 | $4.49B |
| Q4 2025 | 220 | $1.67B |
| Q3 2025 | 180 | $1.03B |
| Q2 2025 | 147 | $848.5M |
| Q1 2025 | 147 | $477.5M |
| Q4 2024 | 157 | $1.13B |
| Q3 2024 | 140 | $421.7M |
| Q2 2024 | 134 | $242.1M |
| Q1 2024 | 119 | $397.3M |
| Q4 2023 | 103 | $455.8M |
| Q3 2023 | 77 | $171.9M |
| Q2 2023 | 55 | $71.8M |
| Q1 2023 | 52 | $19.4M |
| Q4 2022 | 62 | $17.5M |
| Q3 2022 | 62 | $25.2M |
| Q2 2022 | 63 | $14.7M |
| Q1 2022 | 70 | $35.6M |
| Q4 2021 | 86 | $55.7M |
| Q3 2021 | 102 | $96.7M |
| Q2 2021 | 108 | $111.9M |
| Q1 2021 | 110 | $117.8M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Applied Optoelectronics, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royce & Associates LP | 1,208,325 | $6.21M | 0.05% | +216,000+21.8% | Added |
| Vanguard Group Inc | 1,045,243 | $5.37M | 0.00% | −352,196−25.2% | Reduced |
| Ameriprise Financial Inc | 1,011,731 | $5.20M | 0.00% | +97,332+10.6% | Added |
| BlackRock Inc. | 960,987 | $4.94M | 0.00% | −2,129,337−68.9% | Reduced |
| Kovack Advisors, Inc. | 825,201 | $4.24M | 0.41% | +181,895+28.3% | Added |
| D. E. Shaw & Co., Inc. | 784,676 | $4.03M | 0.00% | +626,742+396.8% | Added |
| Two Sigma Advisers, LP | 486,800 | $2.50M | 0.01% | +112,900+30.2% | Added |
| Two Sigma Investments, LP | 414,491 | $2.13M | 0.01% | +60,959+17.2% | Added |
| Jacobs Levy Equity Management, Inc | 325,270 | $1.67M | 0.01% | +287,071+751.5% | Added |
| Citadel Advisors LLC | 324,419 | $1.67M | 0.00% | +206,826+175.9% | Added |
| Citigroup Inc | 316,416 | $1.63M | 0.00% | +306,392+3,056.6% | Added |
| Geode Capital Management, LLC | 303,757 | $1.56M | 0.00% | +16,284+5.7% | Added |
| Dimensional Fund Advisors LP | 221,880 | $1.14M | 0.00% | +9,039+4.2% | Added |
| Millennium Management LLC | 169,209 | $870.0K | 0.00% | +169,209 | New |
| Morgan Stanley | 168,306 | $865.0K | 0.00% | −149,494−47.0% | Reduced |
| Ergoteles LLC | 152,192 | $782.0K | 0.03% | +152,192 | New |
| Susquehanna International Group, LLP | 140,921 | $724.0K | 0.00% | −157,540−52.8% | Reduced |
| Susquehanna Fundamental Investments, LLC | 130,612 | $671.0K | 0.02% | +36,258+38.4% | Added |
| Bridgeway Capital Management, LLC | 130,000 | $668.0K | 0.01% | +30,000+30.0% | Added |
| Boardman Bay Capital Management LLC | 98,814 | $508.0K | 0.85% | −91,787−48.2% | Reduced |
| Engineers Gate Manager LP | 97,172 | $499.0K | 0.02% | +97,172 | New |
| State Street Corp | 96,806 | $498.0K | 0.00% | −345,817−78.1% | Reduced |
| Tudor Investment Corp Et Al | 73,435 | $377.0K | 0.01% | +5,456+8.0% | Added |
| PDT Partners, LLC | 72,735 | $374.0K | 0.03% | −10,350−12.5% | Reduced |
| Renaissance Technologies LLC | 70,183 | $361.0K | 0.00% | +70,183 | New |
| Marshall Wace, LLP | 69,543 | $357.0K | 0.00% | −4,733−6.4% | Reduced |
| Vident Investment Advisory, LLC | 66,842 | $344.0K | 0.01% | +53,912+417.0% | Added |
| Northern Trust Corp | 66,623 | $342.0K | 0.00% | −28,266−29.8% | Reduced |
| KBC Group NV | 66,164 | $340.0K | 0.00% | +66,164 | New |
| Barclays PLC | 60,211 | $309.0K | 0.00% | −13,002−17.8% | Reduced |
| Cubist Systematic Strategies, LLC | 60,049 | $309.0K | 0.00% | +60,049 | New |
| Occudo Quantitative Strategies LP | 59,570 | $306.0K | 0.03% | −1,865−3.0% | Reduced |
| Gsa Capital Partners LLP | 58,531 | $301.0K | 0.04% | +58,531 | New |
| Goldman Sachs Group Inc | 55,823 | $287.0K | 0.00% | −87,847−61.1% | Reduced |
| Public Employees Retirement System of Ohio | 54,020 | $278.0K | 0.00% | +54,020 | New |
| Franklin Resources Inc | 52,679 | $271.0K | 0.00% | −121−0.2% | Reduced |
| Group One Trading, L.P. | 52,808 | $271.0K | 0.01% | +18,938+55.9% | Added |
| Invesco Ltd. | 49,894 | $256.0K | 0.00% | −132,982−72.7% | Reduced |
| Schonfeld Strategic Advisors LLC | 41,200 | $212.0K | 0.00% | +5,200+14.4% | Added |
| Dynamic Technology Lab Private Ltd | 36,413 | $187.0K | 0.02% | +36,413 | New |
| Advisor Group Holdings, Inc. | 31,010 | $159.0K | 0.00% | +5,000+19.2% | Added |
| Cetera Advisor Networks LLC | 26,835 | $138.0K | 0.00% | −10,394−27.9% | Reduced |
| Gabelli & Co Investment Advisers, Inc. | 26,500 | $136.0K | 0.02% | +14,000+112.0% | Added |
| HSBC Holdings PLC | 22,275 | $116.0K | 0.00% | −2,060−8.5% | Reduced |
| Jane Street Group, LLC | 20,394 | $105.0K | 0.00% | +3,187+18.5% | Added |
| Paloma Partners Management Co | 18,762 | $96.0K | 0.00% | +18,762 | New |
| Bank of New York Mellon Corp | 17,465 | $90.0K | 0.00% | −126,947−87.9% | Reduced |
| Royal Bank of Canada | 16,477 | $84.0K | 0.00% | +242+1.5% | Added |
| Squarepoint Ops LLC | 14,786 | $76.0K | 0.00% | −304−2.0% | Reduced |
| Simplex Trading, LLC | 13,442 | $69.0K | 0.00% | +1,216+9.9% | Added |
| Gyon Technologies Capital Management, LP | 12,912 | $66.0K | 0.01% | +12,912 | New |
| Wells Fargo & Company | 12,394 | $64.0K | 0.00% | −1,769−12.5% | Reduced |
| LPL Financial LLC | 12,425 | $64.0K | 0.00% | +12,425 | New |
| Aquatic Capital Management LLC | 12,000 | $62.0K | 0.12% | +12,000 | New |
| ExodusPoint Capital Management, LP | 11,934 | $61.0K | 0.00% | −533−4.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 11,280 | $58.0K | 0.00% | −100−0.9% | Reduced |
| Charles Schwab Investment Management Inc | 10,991 | $57.0K | 0.00% | −27−0.2% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 10,416 | $54.0K | 0.00% | +10,416 | New |
| Winton Group Ltd | 10,390 | $53.0K | 0.00% | +10,390 | New |
| Bank of America Corp | 10,275 | $52.0K | 0.00% | −39,473−79.3% | Reduced |
| Confluence Wealth Services, Inc. | 7,945 | $40.0K | 0.01% | +7,945 | New |
| Cutler Group LP | 7,724 | $39.0K | 0.00% | −20,117−72.3% | Reduced |
| Russell Investments Group, Ltd. | 5,848 | $29.0K | 0.00% | −2,033−25.8% | Reduced |
| UBS Group AG | 5,061 | $26.0K | 0.00% | −7,785−60.6% | Reduced |
| Counterpoint Mutual Funds LLC | 4,771 | $25.0K | 0.02% | +4,771 | New |
| Steward Partners Investment Advisory, LLC | 4,030 | $21.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,804 | $9.00K | 0.00% | −1,183−39.6% | Reduced |
| Captrust Financial Advisors | 1,341 | $7.00K | 0.00% | −350−20.7% | Reduced |
| Investors Research Corp | 1,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 867 | $4.46K | 0.00% | −20,565−96.0% | Reduced |
| Archer Investment Corp | 750 | $3.85K | 0.00% | −300−28.6% | Reduced |
| Versant Capital Management, Inc | 570 | $3.00K | 0.00% | +307+116.7% | Added |
| Eaton Vance Management | 510 | $3.00K | 0.00% | −1,443−73.9% | Reduced |
| Fortitude Advisory Group L.L.C. | 525 | $3.00K | 0.00% | +525 | New |
| JPMorgan Chase & Co | 336 | $2.00K | 0.00% | +281+510.9% | Added |
| FMR LLC | 150 | $1.00K | 0.00% | +150 | New |
| Benjamin Edwards Inc | 163 | $1.00K | 0.00% | +163 | New |
| High Net Worth Advisory Group LLC | 200 | $1.00K | 0.00% | +200 | New |
| American Portfolios Advisors | 25 | $129 | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 20 | $0 | 0.00% | −1,050−98.1% | Reduced |
| Sageworth Trust Co | 20 | $0 | 0.00% | −70−77.8% | Reduced |
| Northwestern Mutual Wealth Management Co | 25 | $0 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 25 | $0 | 0.00% | 00.0% | Unchanged |
| Sageworth Trust Co of South Dakota | 64 | $0 | 0.00% | +64 | New |
| CoreCap Advisors, LLC | 10 | – | – | +10 | New |
| Cooper Creek Partners Management LLC | 0 | $0 | 0.00% | −616,973−100.0% | Sold out |
| Newtyn Management, LLC | 0 | $0 | 0.00% | −316,050−100.0% | Sold out |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −253,933−100.0% | Sold out |
| Principal Financial Group Inc | 0 | $0 | 0.00% | −170,191−100.0% | Sold out |
| Parametric Portfolio Associates LLC | 0 | $0 | 0.00% | −139,501−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −51,888−100.0% | Sold out |
| Public Sector Pension Investment Board | 0 | $0 | 0.00% | −50,255−100.0% | Sold out |
| Legal & General Group Plc | 0 | $0 | 0.00% | −48,136−100.0% | Sold out |
| Ensign Peak Advisors, Inc | 0 | $0 | 0.00% | −37,985−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −33,596−100.0% | Sold out |
| Rhumbline Advisers | 0 | $0 | 0.00% | −33,543−100.0% | Sold out |
| Prudential Financial Inc | 0 | $0 | 0.00% | −24,655−100.0% | Sold out |
| Comerica Bank | 0 | $0 | 0.00% | −22,771−100.0% | Sold out |
| New York State Teachers Retirement System | 0 | $0 | 0.00% | −22,608−100.0% | Sold out |