Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
13F holders, Q4 2021
Institutional positions in Applied Optoelectronics, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 86
- −16 vs. Q3 2021
- Shares held
- 10.8M
- −2.62M (−19.4%) vs. Q3 2021
- Total value
- $55.7M
- −$40.9M (−42.3%) vs. Q3 2021
- New holders
- 23
- 24 more added
- Sold out
- 39
- 33 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAOI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 483 | $7.56B |
| Q1 2026 | 376 | $4.49B |
| Q4 2025 | 220 | $1.67B |
| Q3 2025 | 180 | $1.03B |
| Q2 2025 | 147 | $848.5M |
| Q1 2025 | 147 | $477.5M |
| Q4 2024 | 157 | $1.13B |
| Q3 2024 | 140 | $421.7M |
| Q2 2024 | 134 | $242.1M |
| Q1 2024 | 119 | $397.3M |
| Q4 2023 | 103 | $455.8M |
| Q3 2023 | 77 | $171.9M |
| Q2 2023 | 55 | $71.8M |
| Q1 2023 | 52 | $19.4M |
| Q4 2022 | 62 | $17.5M |
| Q3 2022 | 62 | $25.2M |
| Q2 2022 | 63 | $14.7M |
| Q1 2022 | 70 | $35.6M |
| Q4 2021 | 86 | $55.7M |
| Q3 2021 | 102 | $96.7M |
| Q2 2021 | 108 | $111.9M |
| Q1 2021 | 110 | $117.8M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Applied Optoelectronics, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| The PNC Financial Services Group, Inc. | 20 | $0 | 0.00% | −1,050−98.1% | Reduced |
| Sageworth Trust Co | 20 | $0 | 0.00% | −70−77.8% | Reduced |
| Northwestern Mutual Wealth Management Co | 25 | $0 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 25 | $0 | 0.00% | 00.0% | Unchanged |
| Sageworth Trust Co of South Dakota | 64 | $0 | 0.00% | +64 | New |
| American Portfolios Advisors | 25 | $129 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 150 | $1.00K | 0.00% | +150 | New |
| Benjamin Edwards Inc | 163 | $1.00K | 0.00% | +163 | New |
| High Net Worth Advisory Group LLC | 200 | $1.00K | 0.00% | +200 | New |
| JPMorgan Chase & Co | 336 | $2.00K | 0.00% | +281+510.9% | Added |
| Versant Capital Management, Inc | 570 | $3.00K | 0.00% | +307+116.7% | Added |
| Eaton Vance Management | 510 | $3.00K | 0.00% | −1,443−73.9% | Reduced |
| Fortitude Advisory Group L.L.C. | 525 | $3.00K | 0.00% | +525 | New |
| Archer Investment Corp | 750 | $3.85K | 0.00% | −300−28.6% | Reduced |
| BNP Paribas Arbitrage, SA | 867 | $4.46K | 0.00% | −20,565−96.0% | Reduced |
| Investors Research Corp | 1,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 1,341 | $7.00K | 0.00% | −350−20.7% | Reduced |
| Tower Research Capital LLC (TRC) | 1,804 | $9.00K | 0.00% | −1,183−39.6% | Reduced |
| Steward Partners Investment Advisory, LLC | 4,030 | $21.0K | 0.00% | 00.0% | Unchanged |
| Counterpoint Mutual Funds LLC | 4,771 | $25.0K | 0.02% | +4,771 | New |
| UBS Group AG | 5,061 | $26.0K | 0.00% | −7,785−60.6% | Reduced |
| Russell Investments Group, Ltd. | 5,848 | $29.0K | 0.00% | −2,033−25.8% | Reduced |
| Cutler Group LP | 7,724 | $39.0K | 0.00% | −20,117−72.3% | Reduced |
| Confluence Wealth Services, Inc. | 7,945 | $40.0K | 0.01% | +7,945 | New |
| Bank of America Corp | 10,275 | $52.0K | 0.00% | −39,473−79.3% | Reduced |
| Winton Group Ltd | 10,390 | $53.0K | 0.00% | +10,390 | New |
| Connor, Clark & Lunn Investment Management Ltd. | 10,416 | $54.0K | 0.00% | +10,416 | New |
| Charles Schwab Investment Management Inc | 10,991 | $57.0K | 0.00% | −27−0.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 11,280 | $58.0K | 0.00% | −100−0.9% | Reduced |
| ExodusPoint Capital Management, LP | 11,934 | $61.0K | 0.00% | −533−4.3% | Reduced |
| Aquatic Capital Management LLC | 12,000 | $62.0K | 0.12% | +12,000 | New |
| Wells Fargo & Company | 12,394 | $64.0K | 0.00% | −1,769−12.5% | Reduced |
| LPL Financial LLC | 12,425 | $64.0K | 0.00% | +12,425 | New |
| Gyon Technologies Capital Management, LP | 12,912 | $66.0K | 0.01% | +12,912 | New |
| Simplex Trading, LLC | 13,442 | $69.0K | 0.00% | +1,216+9.9% | Added |
| Squarepoint Ops LLC | 14,786 | $76.0K | 0.00% | −304−2.0% | Reduced |
| Royal Bank of Canada | 16,477 | $84.0K | 0.00% | +242+1.5% | Added |
| Bank of New York Mellon Corp | 17,465 | $90.0K | 0.00% | −126,947−87.9% | Reduced |
| Paloma Partners Management Co | 18,762 | $96.0K | 0.00% | +18,762 | New |
| Jane Street Group, LLC | 20,394 | $105.0K | 0.00% | +3,187+18.5% | Added |
| HSBC Holdings PLC | 22,275 | $116.0K | 0.00% | −2,060−8.5% | Reduced |
| Gabelli & Co Investment Advisers, Inc. | 26,500 | $136.0K | 0.02% | +14,000+112.0% | Added |
| Cetera Advisor Networks LLC | 26,835 | $138.0K | 0.00% | −10,394−27.9% | Reduced |
| Advisor Group Holdings, Inc. | 31,010 | $159.0K | 0.00% | +5,000+19.2% | Added |
| Dynamic Technology Lab Private Ltd | 36,413 | $187.0K | 0.02% | +36,413 | New |
| Schonfeld Strategic Advisors LLC | 41,200 | $212.0K | 0.00% | +5,200+14.4% | Added |
| Invesco Ltd. | 49,894 | $256.0K | 0.00% | −132,982−72.7% | Reduced |
| Franklin Resources Inc | 52,679 | $271.0K | 0.00% | −121−0.2% | Reduced |
| Group One Trading, L.P. | 52,808 | $271.0K | 0.01% | +18,938+55.9% | Added |
| Public Employees Retirement System of Ohio | 54,020 | $278.0K | 0.00% | +54,020 | New |
| Goldman Sachs Group Inc | 55,823 | $287.0K | 0.00% | −87,847−61.1% | Reduced |
| Gsa Capital Partners LLP | 58,531 | $301.0K | 0.04% | +58,531 | New |
| Occudo Quantitative Strategies LP | 59,570 | $306.0K | 0.03% | −1,865−3.0% | Reduced |
| Barclays PLC | 60,211 | $309.0K | 0.00% | −13,002−17.8% | Reduced |
| Cubist Systematic Strategies, LLC | 60,049 | $309.0K | 0.00% | +60,049 | New |
| KBC Group NV | 66,164 | $340.0K | 0.00% | +66,164 | New |
| Northern Trust Corp | 66,623 | $342.0K | 0.00% | −28,266−29.8% | Reduced |
| Vident Investment Advisory, LLC | 66,842 | $344.0K | 0.01% | +53,912+417.0% | Added |
| Marshall Wace, LLP | 69,543 | $357.0K | 0.00% | −4,733−6.4% | Reduced |
| Renaissance Technologies LLC | 70,183 | $361.0K | 0.00% | +70,183 | New |
| PDT Partners, LLC | 72,735 | $374.0K | 0.03% | −10,350−12.5% | Reduced |
| Tudor Investment Corp Et Al | 73,435 | $377.0K | 0.01% | +5,456+8.0% | Added |
| State Street Corp | 96,806 | $498.0K | 0.00% | −345,817−78.1% | Reduced |
| Engineers Gate Manager LP | 97,172 | $499.0K | 0.02% | +97,172 | New |
| Boardman Bay Capital Management LLC | 98,814 | $508.0K | 0.85% | −91,787−48.2% | Reduced |
| Bridgeway Capital Management, LLC | 130,000 | $668.0K | 0.01% | +30,000+30.0% | Added |
| Susquehanna Fundamental Investments, LLC | 130,612 | $671.0K | 0.02% | +36,258+38.4% | Added |
| Susquehanna International Group, LLP | 140,921 | $724.0K | 0.00% | −157,540−52.8% | Reduced |
| Ergoteles LLC | 152,192 | $782.0K | 0.03% | +152,192 | New |
| Morgan Stanley | 168,306 | $865.0K | 0.00% | −149,494−47.0% | Reduced |
| Millennium Management LLC | 169,209 | $870.0K | 0.00% | +169,209 | New |
| Dimensional Fund Advisors LP | 221,880 | $1.14M | 0.00% | +9,039+4.2% | Added |
| Geode Capital Management, LLC | 303,757 | $1.56M | 0.00% | +16,284+5.7% | Added |
| Citigroup Inc | 316,416 | $1.63M | 0.00% | +306,392+3,056.6% | Added |
| Citadel Advisors LLC | 324,419 | $1.67M | 0.00% | +206,826+175.9% | Added |
| Jacobs Levy Equity Management, Inc | 325,270 | $1.67M | 0.01% | +287,071+751.5% | Added |
| Two Sigma Investments, LP | 414,491 | $2.13M | 0.01% | +60,959+17.2% | Added |
| Two Sigma Advisers, LP | 486,800 | $2.50M | 0.01% | +112,900+30.2% | Added |
| D. E. Shaw & Co., Inc. | 784,676 | $4.03M | 0.00% | +626,742+396.8% | Added |
| Kovack Advisors, Inc. | 825,201 | $4.24M | 0.41% | +181,895+28.3% | Added |
| BlackRock Inc. | 960,987 | $4.94M | 0.00% | −2,129,337−68.9% | Reduced |
| Ameriprise Financial Inc | 1,011,731 | $5.20M | 0.00% | +97,332+10.6% | Added |
| Vanguard Group Inc | 1,045,243 | $5.37M | 0.00% | −352,196−25.2% | Reduced |
| Royce & Associates LP | 1,208,325 | $6.21M | 0.05% | +216,000+21.8% | Added |
| CoreCap Advisors, LLC | 10 | – | – | +10 | New |
| Cooper Creek Partners Management LLC | 0 | $0 | 0.00% | −616,973−100.0% | Sold out |
| Newtyn Management, LLC | 0 | $0 | 0.00% | −316,050−100.0% | Sold out |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −253,933−100.0% | Sold out |
| Principal Financial Group Inc | 0 | $0 | 0.00% | −170,191−100.0% | Sold out |
| Parametric Portfolio Associates LLC | 0 | $0 | 0.00% | −139,501−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −51,888−100.0% | Sold out |
| Public Sector Pension Investment Board | 0 | $0 | 0.00% | −50,255−100.0% | Sold out |
| Legal & General Group Plc | 0 | $0 | 0.00% | −48,136−100.0% | Sold out |
| Ensign Peak Advisors, Inc | 0 | $0 | 0.00% | −37,985−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −33,596−100.0% | Sold out |
| Rhumbline Advisers | 0 | $0 | 0.00% | −33,543−100.0% | Sold out |
| Prudential Financial Inc | 0 | $0 | 0.00% | −24,655−100.0% | Sold out |
| Comerica Bank | 0 | $0 | 0.00% | −22,771−100.0% | Sold out |
| New York State Teachers Retirement System | 0 | $0 | 0.00% | −22,608−100.0% | Sold out |