Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
13F holders, Q1 2022
Institutional positions in Applied Optoelectronics, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 70
- −15 vs. Q4 2021
- Shares held
- 9.75M
- −996.2K (−9.3%) vs. Q4 2021
- Total value
- $35.6M
- −$19.6M (−35.6%) vs. Q4 2021
- New holders
- 6
- 17 more added
- Sold out
- 21
- 31 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAOI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 483 | $7.56B |
| Q1 2026 | 376 | $4.49B |
| Q4 2025 | 220 | $1.67B |
| Q3 2025 | 180 | $1.03B |
| Q2 2025 | 147 | $848.5M |
| Q1 2025 | 147 | $477.5M |
| Q4 2024 | 157 | $1.13B |
| Q3 2024 | 140 | $421.7M |
| Q2 2024 | 134 | $242.1M |
| Q1 2024 | 119 | $397.3M |
| Q4 2023 | 103 | $455.8M |
| Q3 2023 | 77 | $171.9M |
| Q2 2023 | 55 | $71.8M |
| Q1 2023 | 52 | $19.4M |
| Q4 2022 | 62 | $17.5M |
| Q3 2022 | 62 | $25.2M |
| Q2 2022 | 63 | $14.7M |
| Q1 2022 | 70 | $35.6M |
| Q4 2021 | 86 | $55.7M |
| Q3 2021 | 102 | $96.7M |
| Q2 2021 | 108 | $111.9M |
| Q1 2021 | 110 | $117.8M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Applied Optoelectronics, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royce & Associates LP | 1,209,525 | $4.42M | 0.04% | +1,200+0.1% | Added |
| Ameriprise Financial Inc | 1,196,571 | $4.37M | 0.00% | +184,840+18.3% | Added |
| Kovack Advisors, Inc. | 1,078,477 | $3.94M | 0.41% | +253,276+30.7% | Added |
| Vanguard Group Inc | 874,083 | $3.19M | 0.00% | −171,160−16.4% | Reduced |
| BlackRock Inc. | 869,501 | $3.17M | 0.00% | −91,486−9.5% | Reduced |
| D. E. Shaw & Co., Inc. | 716,365 | $2.62M | 0.00% | −68,311−8.7% | Reduced |
| Two Sigma Advisers, LP | 467,800 | $1.71M | 0.00% | −19,000−3.9% | Reduced |
| Geode Capital Management, LLC | 321,120 | $1.17M | 0.00% | +17,363+5.7% | Added |
| Citigroup Inc | 316,398 | $1.16M | 0.00% | −180.0% | Reduced |
| Dimensional Fund Advisors LP | 236,812 | $864.0K | 0.00% | +14,932+6.7% | Added |
| Millennium Management LLC | 225,510 | $823.0K | 0.00% | +56,301+33.3% | Added |
| Two Sigma Investments, LP | 224,294 | $819.0K | 0.00% | −190,197−45.9% | Reduced |
| Goldman Sachs Group Inc | 189,964 | $693.0K | 0.00% | +134,141+240.3% | Added |
| Engineers Gate Manager LP | 151,429 | $553.0K | 0.02% | +54,257+55.8% | Added |
| Morgan Stanley | 133,732 | $488.0K | 0.00% | −34,574−20.5% | Reduced |
| Susquehanna Fundamental Investments, LLC | 125,312 | $457.0K | 0.01% | −5,300−4.1% | Reduced |
| Invesco Ltd. | 124,483 | $454.0K | 0.00% | +74,589+149.5% | Added |
| State Street Corp | 97,898 | $357.0K | 0.00% | +1,092+1.1% | Added |
| PDT Partners, LLC | 93,796 | $342.0K | 0.03% | +21,061+29.0% | Added |
| Bridgeway Capital Management, LLC | 75,000 | $274.0K | 0.01% | −55,000−42.3% | Reduced |
| Tudor Investment Corp Et Al | 73,743 | $269.0K | 0.01% | +308+0.4% | Added |
| Schonfeld Strategic Advisors LLC | 71,700 | $261.0K | 0.00% | +30,500+74.0% | Added |
| Vident Investment Advisory, LLC | 67,832 | $248.0K | 0.01% | +990+1.5% | Added |
| Susquehanna International Group, LLP | 66,077 | $241.0K | 0.00% | −74,844−53.1% | Reduced |
| Northern Trust Corp | 62,006 | $227.0K | 0.00% | −4,617−6.9% | Reduced |
| KBC Group NV | 60,696 | $222.0K | 0.00% | −5,468−8.3% | Reduced |
| Barclays PLC | 60,211 | $220.0K | 0.00% | 00.0% | Unchanged |
| Franklin Resources Inc | 52,679 | $192.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 48,845 | $178.0K | 0.00% | −275,574−84.9% | Reduced |
| Renaissance Technologies LLC | 41,300 | $151.0K | 0.00% | −28,883−41.2% | Reduced |
| Gsa Capital Partners LLP | 35,200 | $128.0K | 0.02% | −23,331−39.9% | Reduced |
| Occudo Quantitative Strategies LP | 34,514 | $126.0K | 0.01% | −25,056−42.1% | Reduced |
| Advisor Group Holdings, Inc. | 29,250 | $107.0K | 0.00% | −1,760−5.7% | Reduced |
| Group One Trading, L.P. | 28,263 | $103.0K | 0.00% | −24,545−46.5% | Reduced |
| Jump Financial, LLC | 27,443 | $100.0K | 0.00% | +27,443 | New |
| Gabelli & Co Investment Advisers, Inc. | 26,500 | $97.0K | 0.01% | 00.0% | Unchanged |
| Ergoteles LLC | 24,743 | $90.0K | 0.00% | −127,449−83.7% | Reduced |
| Cubist Systematic Strategies, LLC | 23,500 | $86.0K | 0.00% | −36,549−60.9% | Reduced |
| HSBC Holdings PLC | 22,275 | $81.0K | 0.00% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 20,085 | $73.0K | 0.00% | −6,750−25.2% | Reduced |
| Apollon Wealth Management, LLC | 20,000 | $73.0K | 0.01% | +20,000 | New |
| XTX Topco Ltd | 20,036 | $73.0K | 0.03% | +20,036 | New |
| Bayesian Capital Management, LP | 15,300 | $56.0K | 0.01% | +15,300 | New |
| Royal Bank of Canada | 15,100 | $55.0K | 0.00% | −1,377−8.4% | Reduced |
| LPL Financial LLC | 14,325 | $52.0K | 0.00% | +1,900+15.3% | Added |
| Simplex Trading, LLC | 12,609 | $46.0K | 0.00% | −833−6.2% | Reduced |
| Bank of New York Mellon Corp | 10,855 | $40.0K | 0.00% | −6,610−37.8% | Reduced |
| Wells Fargo & Company | 10,095 | $37.0K | 0.00% | −2,299−18.5% | Reduced |
| Cutler Group LP | 7,870 | $28.0K | 0.00% | +146+1.9% | Added |
| UBS Group AG | 4,062 | $15.0K | 0.00% | −999−19.7% | Reduced |
| Steward Partners Investment Advisory, LLC | 4,030 | $15.0K | 0.00% | 00.0% | Unchanged |
| US Asset Management LLC | 3,596 | $13.0K | 0.01% | +3,596 | New |
| Aquatic Capital Management LLC | 2,100 | $8.00K | 0.01% | −9,900−82.5% | Reduced |
| Tower Research Capital LLC (TRC) | 1,946 | $7.00K | 0.00% | +142+7.9% | Added |
| Captrust Financial Advisors | 1,341 | $5.00K | 0.00% | 00.0% | Unchanged |
| Investors Research Corp | 1,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 750 | $2.30K | 0.00% | 00.0% | Unchanged |
| Fortitude Advisory Group L.L.C. | 525 | $2.00K | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 307 | $1.00K | 0.00% | −263−46.1% | Reduced |
| JPMorgan Chase & Co | 336 | $1.00K | 0.00% | 00.0% | Unchanged |
| High Net Worth Advisory Group LLC | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 266 | $971 | 0.00% | −601−69.3% | Reduced |
| American Portfolios Advisors | 25 | $91 | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 2 | $0 | 0.00% | −10,273−100.0% | Reduced |
| The PNC Financial Services Group, Inc. | 20 | $0 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 25 | $0 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 25 | $0 | 0.00% | 00.0% | Unchanged |
| Sageworth Trust Co of South Dakota | 10 | $0 | 0.00% | −54−84.4% | Reduced |
| Meeder Asset Management Inc | 5 | $0 | 0.00% | +5 | New |
| Jacobs Levy Equity Management, Inc | 0 | $0 | 0.00% | −325,270−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −69,543−100.0% | Sold out |
| Public Employees Retirement System of Ohio | 0 | $0 | 0.00% | −54,020−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −36,413−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −20,394−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −18,762−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −14,786−100.0% | Sold out |
| Gyon Technologies Capital Management, LP | 0 | $0 | 0.00% | −12,912−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −11,934−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −11,280−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −10,991−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −10,416−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −10,390−100.0% | Sold out |
| Confluence Wealth Services, Inc. | 0 | $0 | 0.00% | −7,945−100.0% | Sold out |
| Russell Investments Group, Ltd. | 0 | $0 | 0.00% | −5,848−100.0% | Sold out |
| Counterpoint Mutual Funds LLC | 0 | $0 | 0.00% | −4,771−100.0% | Sold out |
| Eaton Vance Management | 0 | $0 | 0.00% | −510−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −150−100.0% | Sold out |
| Benjamin Edwards Inc | 0 | $0 | 0.00% | −163−100.0% | Sold out |
| Sageworth Trust Co | 0 | $0 | 0.00% | −20−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| Boardman Bay Capital Management LLC | – | – | – | – | Not filed |