Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
13F holders, Q1 2022
Institutional positions in Applied Optoelectronics, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 70
- −15 vs. Q4 2021
- Shares held
- 9.75M
- −996.2K (−9.3%) vs. Q4 2021
- Total value
- $35.6M
- −$19.6M (−35.6%) vs. Q4 2021
- New holders
- 6
- 17 more added
- Sold out
- 21
- 31 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAOI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 483 | $7.56B |
| Q1 2026 | 376 | $4.49B |
| Q4 2025 | 220 | $1.67B |
| Q3 2025 | 180 | $1.03B |
| Q2 2025 | 147 | $848.5M |
| Q1 2025 | 147 | $477.5M |
| Q4 2024 | 157 | $1.13B |
| Q3 2024 | 140 | $421.7M |
| Q2 2024 | 134 | $242.1M |
| Q1 2024 | 119 | $397.3M |
| Q4 2023 | 103 | $455.8M |
| Q3 2023 | 77 | $171.9M |
| Q2 2023 | 55 | $71.8M |
| Q1 2023 | 52 | $19.4M |
| Q4 2022 | 62 | $17.5M |
| Q3 2022 | 62 | $25.2M |
| Q2 2022 | 63 | $14.7M |
| Q1 2022 | 70 | $35.6M |
| Q4 2021 | 86 | $55.7M |
| Q3 2021 | 102 | $96.7M |
| Q2 2021 | 108 | $111.9M |
| Q1 2021 | 110 | $117.8M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Applied Optoelectronics, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 2 | $0 | 0.00% | −10,273−100.0% | Reduced |
| The PNC Financial Services Group, Inc. | 20 | $0 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 25 | $0 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 25 | $0 | 0.00% | 00.0% | Unchanged |
| Sageworth Trust Co of South Dakota | 10 | $0 | 0.00% | −54−84.4% | Reduced |
| Meeder Asset Management Inc | 5 | $0 | 0.00% | +5 | New |
| American Portfolios Advisors | 25 | $91 | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 266 | $971 | 0.00% | −601−69.3% | Reduced |
| Versant Capital Management, Inc | 307 | $1.00K | 0.00% | −263−46.1% | Reduced |
| JPMorgan Chase & Co | 336 | $1.00K | 0.00% | 00.0% | Unchanged |
| High Net Worth Advisory Group LLC | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| Fortitude Advisory Group L.L.C. | 525 | $2.00K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 750 | $2.30K | 0.00% | 00.0% | Unchanged |
| Investors Research Corp | 1,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 1,341 | $5.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,946 | $7.00K | 0.00% | +142+7.9% | Added |
| Aquatic Capital Management LLC | 2,100 | $8.00K | 0.01% | −9,900−82.5% | Reduced |
| US Asset Management LLC | 3,596 | $13.0K | 0.01% | +3,596 | New |
| UBS Group AG | 4,062 | $15.0K | 0.00% | −999−19.7% | Reduced |
| Steward Partners Investment Advisory, LLC | 4,030 | $15.0K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 7,870 | $28.0K | 0.00% | +146+1.9% | Added |
| Wells Fargo & Company | 10,095 | $37.0K | 0.00% | −2,299−18.5% | Reduced |
| Bank of New York Mellon Corp | 10,855 | $40.0K | 0.00% | −6,610−37.8% | Reduced |
| Simplex Trading, LLC | 12,609 | $46.0K | 0.00% | −833−6.2% | Reduced |
| LPL Financial LLC | 14,325 | $52.0K | 0.00% | +1,900+15.3% | Added |
| Royal Bank of Canada | 15,100 | $55.0K | 0.00% | −1,377−8.4% | Reduced |
| Bayesian Capital Management, LP | 15,300 | $56.0K | 0.01% | +15,300 | New |
| Cetera Advisor Networks LLC | 20,085 | $73.0K | 0.00% | −6,750−25.2% | Reduced |
| Apollon Wealth Management, LLC | 20,000 | $73.0K | 0.01% | +20,000 | New |
| XTX Topco Ltd | 20,036 | $73.0K | 0.03% | +20,036 | New |
| HSBC Holdings PLC | 22,275 | $81.0K | 0.00% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 23,500 | $86.0K | 0.00% | −36,549−60.9% | Reduced |
| Ergoteles LLC | 24,743 | $90.0K | 0.00% | −127,449−83.7% | Reduced |
| Gabelli & Co Investment Advisers, Inc. | 26,500 | $97.0K | 0.01% | 00.0% | Unchanged |
| Jump Financial, LLC | 27,443 | $100.0K | 0.00% | +27,443 | New |
| Group One Trading, L.P. | 28,263 | $103.0K | 0.00% | −24,545−46.5% | Reduced |
| Advisor Group Holdings, Inc. | 29,250 | $107.0K | 0.00% | −1,760−5.7% | Reduced |
| Occudo Quantitative Strategies LP | 34,514 | $126.0K | 0.01% | −25,056−42.1% | Reduced |
| Gsa Capital Partners LLP | 35,200 | $128.0K | 0.02% | −23,331−39.9% | Reduced |
| Renaissance Technologies LLC | 41,300 | $151.0K | 0.00% | −28,883−41.2% | Reduced |
| Citadel Advisors LLC | 48,845 | $178.0K | 0.00% | −275,574−84.9% | Reduced |
| Franklin Resources Inc | 52,679 | $192.0K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 60,211 | $220.0K | 0.00% | 00.0% | Unchanged |
| KBC Group NV | 60,696 | $222.0K | 0.00% | −5,468−8.3% | Reduced |
| Northern Trust Corp | 62,006 | $227.0K | 0.00% | −4,617−6.9% | Reduced |
| Susquehanna International Group, LLP | 66,077 | $241.0K | 0.00% | −74,844−53.1% | Reduced |
| Vident Investment Advisory, LLC | 67,832 | $248.0K | 0.01% | +990+1.5% | Added |
| Schonfeld Strategic Advisors LLC | 71,700 | $261.0K | 0.00% | +30,500+74.0% | Added |
| Tudor Investment Corp Et Al | 73,743 | $269.0K | 0.01% | +308+0.4% | Added |
| Bridgeway Capital Management, LLC | 75,000 | $274.0K | 0.01% | −55,000−42.3% | Reduced |
| PDT Partners, LLC | 93,796 | $342.0K | 0.03% | +21,061+29.0% | Added |
| State Street Corp | 97,898 | $357.0K | 0.00% | +1,092+1.1% | Added |
| Invesco Ltd. | 124,483 | $454.0K | 0.00% | +74,589+149.5% | Added |
| Susquehanna Fundamental Investments, LLC | 125,312 | $457.0K | 0.01% | −5,300−4.1% | Reduced |
| Morgan Stanley | 133,732 | $488.0K | 0.00% | −34,574−20.5% | Reduced |
| Engineers Gate Manager LP | 151,429 | $553.0K | 0.02% | +54,257+55.8% | Added |
| Goldman Sachs Group Inc | 189,964 | $693.0K | 0.00% | +134,141+240.3% | Added |
| Two Sigma Investments, LP | 224,294 | $819.0K | 0.00% | −190,197−45.9% | Reduced |
| Millennium Management LLC | 225,510 | $823.0K | 0.00% | +56,301+33.3% | Added |
| Dimensional Fund Advisors LP | 236,812 | $864.0K | 0.00% | +14,932+6.7% | Added |
| Citigroup Inc | 316,398 | $1.16M | 0.00% | −180.0% | Reduced |
| Geode Capital Management, LLC | 321,120 | $1.17M | 0.00% | +17,363+5.7% | Added |
| Two Sigma Advisers, LP | 467,800 | $1.71M | 0.00% | −19,000−3.9% | Reduced |
| D. E. Shaw & Co., Inc. | 716,365 | $2.62M | 0.00% | −68,311−8.7% | Reduced |
| BlackRock Inc. | 869,501 | $3.17M | 0.00% | −91,486−9.5% | Reduced |
| Vanguard Group Inc | 874,083 | $3.19M | 0.00% | −171,160−16.4% | Reduced |
| Kovack Advisors, Inc. | 1,078,477 | $3.94M | 0.41% | +253,276+30.7% | Added |
| Ameriprise Financial Inc | 1,196,571 | $4.37M | 0.00% | +184,840+18.3% | Added |
| Royce & Associates LP | 1,209,525 | $4.42M | 0.04% | +1,200+0.1% | Added |
| Jacobs Levy Equity Management, Inc | 0 | $0 | 0.00% | −325,270−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −69,543−100.0% | Sold out |
| Public Employees Retirement System of Ohio | 0 | $0 | 0.00% | −54,020−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −36,413−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −20,394−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −18,762−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −14,786−100.0% | Sold out |
| Gyon Technologies Capital Management, LP | 0 | $0 | 0.00% | −12,912−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −11,934−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −11,280−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −10,991−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −10,416−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −10,390−100.0% | Sold out |
| Confluence Wealth Services, Inc. | 0 | $0 | 0.00% | −7,945−100.0% | Sold out |
| Russell Investments Group, Ltd. | 0 | $0 | 0.00% | −5,848−100.0% | Sold out |
| Counterpoint Mutual Funds LLC | 0 | $0 | 0.00% | −4,771−100.0% | Sold out |
| Eaton Vance Management | 0 | $0 | 0.00% | −510−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −150−100.0% | Sold out |
| Benjamin Edwards Inc | 0 | $0 | 0.00% | −163−100.0% | Sold out |
| Sageworth Trust Co | 0 | $0 | 0.00% | −20−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| Boardman Bay Capital Management LLC | – | – | – | – | Not filed |