Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
13F holders, Q3 2024
Institutional positions in Applied Optoelectronics, Inc. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 140
- +7 vs. Q2 2024
- Shares held
- 29.5M
- +3.29M (+12.6%) vs. Q2 2024
- Total value
- $421.7M
- +$204.5M (+94.2%) vs. Q2 2024
- New holders
- 42
- 43 more added
- Sold out
- 35
- 35 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAOI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 483 | $7.56B |
| Q1 2026 | 376 | $4.49B |
| Q4 2025 | 220 | $1.67B |
| Q3 2025 | 180 | $1.03B |
| Q2 2025 | 147 | $848.5M |
| Q1 2025 | 147 | $477.5M |
| Q4 2024 | 157 | $1.13B |
| Q3 2024 | 140 | $421.7M |
| Q2 2024 | 134 | $242.1M |
| Q1 2024 | 119 | $397.3M |
| Q4 2023 | 103 | $455.8M |
| Q3 2023 | 77 | $171.9M |
| Q2 2023 | 55 | $71.8M |
| Q1 2023 | 52 | $19.4M |
| Q4 2022 | 62 | $17.5M |
| Q3 2022 | 62 | $25.2M |
| Q2 2022 | 63 | $14.7M |
| Q1 2022 | 70 | $35.6M |
| Q4 2021 | 86 | $55.7M |
| Q3 2021 | 102 | $96.7M |
| Q2 2021 | 108 | $111.9M |
| Q1 2021 | 110 | $117.8M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Applied Optoelectronics, Inc.; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CoreCap Advisors, LLC | 10 | $143 | 0.00% | 00.0% | Unchanged |
| Planning Capital Management Corp | 10 | $144 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 21 | $301 | 0.00% | −52−71.2% | Reduced |
| Northwestern Mutual Wealth Management Co | 25 | $358 | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 25 | $358 | 0.00% | 00.0% | Unchanged |
| Capital Performance Advisors LLP | 25 | $358 | 0.00% | +25 | New |
| Farther Finance Advisors, LLC | 37 | $529 | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 42 | $577 | 0.00% | +42 | New |
| Cypress Capital Management LLC (WY) | 50 | $716 | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 61 | $873 | 0.00% | +61 | New |
| Rothschild Investment LLC | 65 | $930 | 0.00% | +50+333.3% | Added |
| Bessemer Group Inc | 95 | $1.00K | 0.00% | +95 | New |
| CIBC Private Wealth Group, LLC | 87 | $1.25K | 0.00% | −200−69.7% | Reduced |
| Sunbelt Securities, Inc. | 100 | $1.43K | 0.00% | 00.0% | Unchanged |
| GAMMA Investing LLC | 107 | $1.53K | 0.00% | +107 | New |
| US Bancorp | 112 | $1.60K | 0.00% | −5,104−97.9% | Reduced |
| Nisa Investment Advisors, LLC | 132 | $1.89K | 0.00% | +132 | New |
| Sterling Capital Management LLC | 134 | $1.92K | 0.00% | +134 | New |
| Advisor Group Holdings, Inc. | 200 | $2.86K | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 262 | $3.75K | 0.00% | +262 | New |
| Archer Investment Corp | 275 | $3.94K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 300 | $4.29K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 549 | $7.86K | 0.00% | +549 | New |
| CWM, LLC | 596 | $9.00K | 0.00% | +587+6,522.2% | Added |
| nVerses Capital, LLC | 900 | $12.9K | 0.01% | +900 | New |
| Federation des caisses Desjardins du Quebec | 917 | $13.1K | 0.00% | +917 | New |
| Quadrant Capital Group LLC | 970 | $13.9K | 0.00% | +970 | New |
| Amalgamated Bank | 1,280 | $18.0K | 0.00% | 00.0% | Unchanged |
| Quest Partners LLC | 1,365 | $19.5K | 0.00% | −2,820−67.4% | Reduced |
| Great West Life Assurance Co | 3,293 | $47.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 3,625 | $51.9K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 4,296 | $61.0K | 0.00% | +627+17.1% | Added |
| New York State Common Retirement Fund | 5,400 | $77.3K | 0.00% | −9,500−63.8% | Reduced |
| Pingora Partners LLC | 5,700 | $81.6K | 0.06% | +5,700 | New |
| FMR LLC | 6,137 | $87.8K | 0.00% | +5,956+3,290.6% | Added |
| BNP Paribas Arbitrage, SA | 7,822 | $111.9K | 0.00% | −107,524−93.2% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 9,281 | $132.8K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 9,547 | $136.6K | 0.00% | +9,547 | New |
| Arizona State Retirement System | 10,643 | $152.3K | 0.00% | +431+4.2% | Added |
| Squarepoint Ops LLC | 10,988 | $157.2K | 0.00% | −297,844−96.4% | Reduced |
| Gabelli & Co Investment Advisers, Inc. | 11,000 | $157.4K | 0.03% | 00.0% | Unchanged |
| ExodusPoint Capital Management, LP | 11,383 | $163.0K | 0.00% | −53,626−82.5% | Reduced |
| Dark Forest Capital Management LP | 11,945 | $170.9K | 0.02% | +11,945 | New |
| Deerfield Management Company, L.P. (Series C) | 11,981 | $171.4K | 0.00% | +11,981 | New |
| Voya Investment Management LLC | 12,072 | $172.8K | 0.00% | −166−1.4% | Reduced |
| Oppenheimer & Co Inc | 13,017 | $186.3K | 0.00% | +13,017 | New |
| Cambridge Investment Research Advisors, Inc. | 13,965 | $200.0K | 0.00% | −3,450−19.8% | Reduced |
| Winton Group Ltd | 14,286 | $204.4K | 0.01% | +14,286 | New |
| Alliancebernstein L.P. | 14,510 | $207.6K | 0.00% | −22,198−60.5% | Reduced |
| Manufacturers Life Insurance Company, The | 14,667 | $209.9K | 0.00% | +483+3.4% | Added |
| Prelude Capital Management, LLC | 15,035 | $215.2K | 0.02% | +15,035 | New |
| Two Sigma Advisers, LP | 15,800 | $226.1K | 0.00% | −25,800−62.0% | Reduced |
| Truvestments Capital LLC | 15,862 | $227.0K | 0.06% | +3,097+24.3% | Added |
| LPL Financial LLC | 17,343 | $248.2K | 0.00% | −1,293−6.9% | Reduced |
| Janus Henderson Group PLC | 18,800 | $268.7K | 0.00% | 00.0% | Unchanged |
| Headlands Technologies LLC | 19,302 | $276.2K | 0.03% | +19,302 | New |
| Corebridge Financial, Inc. | 19,782 | $283.1K | 0.00% | −122−0.6% | Reduced |
| Mirae Asset Global ETFs Holdings Ltd. | 20,422 | $292.2K | 0.00% | +20,422 | New |
| Gerber Kawasaki Wealth & Investment Management | 20,700 | $296.2K | 0.01% | +20,700 | New |
| AQR Capital Management LLC | 20,807 | $297.7K | 0.00% | −55,174−72.6% | Reduced |
| JPMorgan Chase & Co | 21,165 | $302.9K | 0.00% | −206,002−90.7% | Reduced |
| Allspring Global Investments Holdings, LLC | 21,176 | $303.0K | 0.00% | +21,176 | New |
| MetLife Investment Management | 21,565 | $308.6K | 0.00% | +12,151+129.1% | Added |
| Scientech Research LLC | 22,132 | $316.7K | 0.06% | +22,132 | New |
| Cetera Investment Advisers | 22,197 | $317.6K | 0.00% | +11,697+111.4% | Added |
| Tower Research Capital LLC (TRC) | 22,266 | $318.6K | 0.01% | +12,848+136.4% | Added |
| Y-Intercept (Hong Kong) Ltd | 23,764 | $340.1K | 0.02% | +23,764 | New |
| Gabelli Funds LLC | 24,100 | $344.9K | 0.00% | −1,900−7.3% | Reduced |
| Virtu Financial LLC | 24,634 | $353.0K | 0.02% | +24,634 | New |
| State of Wisconsin Investment Board | 26,378 | $377.5K | 0.00% | 00.0% | Unchanged |
| Gsa Capital Partners LLP | 26,915 | $385.0K | 0.03% | −63,989−70.4% | Reduced |
| Wells Fargo & Company | 28,848 | $412.8K | 0.00% | +928+3.3% | Added |
| Bank of America Corp | 29,307 | $419.4K | 0.00% | −162,900−84.8% | Reduced |
| Pinpoint Asset Management Ltd | 33,571 | $492.7K | 0.11% | +33,571 | New |
| California State Teachers Retirement System | 34,947 | $500.1K | 0.00% | −685−1.9% | Reduced |
| Legal & General Group Plc | 40,069 | $573.4K | 0.00% | 00.0% | Unchanged |
| Diametric Capital, LP | 41,285 | $590.8K | 0.29% | +29,749+257.9% | Added |
| Walleye Capital LLC | 41,926 | $600.0K | 0.01% | +21,724+107.5% | Added |
| Marshall Wace, LLP | 48,718 | $697.2K | 0.00% | −493,069−91.0% | Reduced |
| IMC-Chicago, LLC | 52,126 | $745.9K | 0.02% | −8,197−13.6% | Reduced |
| Kovack Advisors, Inc. | 54,500 | $779.9K | 0.08% | +54,500 | New |
| Rhumbline Advisers | 55,313 | $791.5K | 0.00% | +1,107+2.0% | Added |
| Simplex Trading, LLC | 56,126 | $803.0K | 0.03% | +33,218+145.0% | Added |
| Barclays PLC | 56,920 | $814.5K | 0.00% | +15,507+37.4% | Added |
| UBS Asset Management Americas Inc | 67,275 | $962.7K | 0.00% | −3,541−5.0% | Reduced |
| Gamco Investors, Inc. Et Al | 67,800 | $970.2K | 0.01% | −25,000−26.9% | Reduced |
| Penn Capital Management Co Inc | 70,384 | $1.01M | 0.09% | +70,384 | New |
| Swiss National Bank | 71,800 | $1.03M | 0.00% | 00.0% | Unchanged |
| Wolverine Trading, LLC | 75,874 | $1.04M | 0.03% | +54,457+254.3% | Added |
| White Pine Capital LLC | 75,338 | $1.08M | 0.37% | +44,706+145.9% | Added |
| XTX Topco Ltd | 77,520 | $1.11M | 0.08% | +77,520 | New |
| Raymond James Financial Services Advisors, Inc. | 80,412 | $1.15M | 0.00% | +1,072+1.4% | Added |
| UBS Group AG | 87,712 | $1.26M | 0.00% | +36,308+70.6% | Added |
| American Century Companies Inc | 89,968 | $1.29M | 0.00% | −63,040−41.2% | Reduced |
| Harbor Capital Advisors, Inc. | 92,202 | $1.32M | 0.06% | +92,202 | New |
| Comerica Bank | 95,834 | $1.37M | 0.01% | +95,834 | New |
| Bank of New York Mellon Corp | 99,649 | $1.43M | 0.00% | −15,624−13.6% | Reduced |
| Nuveen Asset Management, LLC | 103,444 | $1.48M | 0.00% | +2,743+2.7% | Added |
| Charles Schwab Investment Management Inc | 108,814 | $1.56M | 0.00% | +3,081+2.9% | Added |
| Price T Rowe Associates Inc | 115,836 | $1.66M | 0.00% | +104,008+879.3% | Added |