Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
13F holders, Q1 2023
Institutional positions in Applied Optoelectronics, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 52
- −8 vs. Q4 2022
- Shares held
- 8.78M
- −431.7K (−4.7%) vs. Q4 2022
- Total value
- $19.4M
- +$2.01M (+11.5%) vs. Q4 2022
- New holders
- 6
- 12 more added
- Sold out
- 14
- 20 more reduced
2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAOI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 483 | $7.56B |
| Q1 2026 | 376 | $4.49B |
| Q4 2025 | 220 | $1.67B |
| Q3 2025 | 180 | $1.03B |
| Q2 2025 | 147 | $848.5M |
| Q1 2025 | 147 | $477.5M |
| Q4 2024 | 157 | $1.13B |
| Q3 2024 | 140 | $421.7M |
| Q2 2024 | 134 | $242.1M |
| Q1 2024 | 119 | $397.3M |
| Q4 2023 | 103 | $455.8M |
| Q3 2023 | 77 | $171.9M |
| Q2 2023 | 55 | $71.8M |
| Q1 2023 | 52 | $19.4M |
| Q4 2022 | 62 | $17.5M |
| Q3 2022 | 62 | $25.2M |
| Q2 2022 | 63 | $14.7M |
| Q1 2022 | 70 | $35.6M |
| Q4 2021 | 86 | $55.7M |
| Q3 2021 | 102 | $96.7M |
| Q2 2021 | 108 | $111.9M |
| Q1 2021 | 110 | $117.8M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Applied Optoelectronics, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| AdvisorNet Financial, Inc | 2 | $4 | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 20 | $44 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 25 | $55 | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 25 | $55 | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 250 | $482 | 0.00% | +250 | New |
| Archer Investment Corp | 375 | $829 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 424 | $1.00K | 0.00% | −2,208−83.9% | Reduced |
| JPMorgan Chase & Co | 336 | $1.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 500 | $1.10K | 0.00% | +500 | New |
| Investors Research Corp | 1,000 | $2.21K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 1,000 | $2.21K | 0.00% | 00.0% | Unchanged |
| US Asset Management LLC | 3,594 | $8.00K | 0.01% | −48−1.3% | Reduced |
| Wells Fargo & Company | 9,097 | $20.1K | 0.00% | −4,397−32.6% | Reduced |
| Virtu Financial LLC | 10,303 | $23.0K | 0.00% | −6,065−37.1% | Reduced |
| Bank of New York Mellon Corp | 10,551 | $23.3K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 13,265 | $29.3K | 0.00% | −100−0.7% | Reduced |
| Group One Trading, L.P. | 14,842 | $32.8K | 0.00% | +7,294+96.6% | Added |
| Schonfeld Strategic Advisors LLC | 15,100 | $33.4K | 0.00% | −7,000−31.7% | Reduced |
| Squarepoint Ops LLC | 15,293 | $33.8K | 0.00% | +15,293 | New |
| Gabelli & Co Investment Advisers, Inc. | 15,500 | $34.3K | 0.01% | 00.0% | Unchanged |
| HSBC Holdings PLC | 18,087 | $39.4K | 0.00% | 00.0% | Unchanged |
| Gsa Capital Partners LLP | 26,845 | $59.0K | 0.01% | +26,845 | New |
| Engineers Gate Manager LP | 27,555 | $60.9K | 0.00% | −973−3.4% | Reduced |
| Simplex Trading, LLC | 31,868 | $70.0K | 0.00% | +31,868 | New |
| Morgan Stanley | 31,743 | $70.2K | 0.00% | −3,421−9.7% | Reduced |
| Gamco Investors, Inc. Et Al | 34,000 | $75.1K | 0.00% | +34,000 | New |
| Susquehanna International Group, LLP | 35,359 | $78.1K | 0.00% | −24,791−41.2% | Reduced |
| Goldman Sachs Group Inc | 36,575 | $80.8K | 0.00% | +4,274+13.2% | Added |
| Franklin Resources Inc | 37,904 | $83.8K | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 37,981 | $84.0K | 0.00% | −9,517−20.0% | Reduced |
| Barclays PLC | 38,650 | $85.4K | 0.00% | −17,000−30.5% | Reduced |
| Dimensional Fund Advisors LP | 51,364 | $113.5K | 0.00% | −8,189−13.8% | Reduced |
| Citadel Advisors LLC | 65,467 | $144.7K | 0.00% | +9,988+18.0% | Added |
| Advisor Group Holdings, Inc. | 65,775 | $145.4K | 0.00% | −7,000−9.6% | Reduced |
| Northern Trust Corp | 73,619 | $162.7K | 0.00% | +4,154+6.0% | Added |
| Cetera Advisor Networks LLC | 94,000 | $207.7K | 0.00% | +13,000+16.0% | Added |
| State Street Corp | 97,898 | $216.4K | 0.00% | 00.0% | Unchanged |
| Bridgeway Capital Management, LLC | 103,800 | $229.4K | 0.01% | −22,700−17.9% | Reduced |
| Gabelli Funds LLC | 120,000 | $265.2K | 0.00% | +5,000+4.3% | Added |
| Two Sigma Investments, LP | 122,634 | $271.0K | 0.00% | −105,963−46.4% | Reduced |
| Renaissance Technologies LLC | 212,000 | $469.0K | 0.00% | +17,800+9.2% | Added |
| Marshall Wace, LLP | 242,773 | $536.5K | 0.00% | −32,284−11.7% | Reduced |
| UBS Group AG | 283,868 | $627.3K | 0.00% | +272,936+2,496.7% | Added |
| Two Sigma Advisers, LP | 286,200 | $632.5K | 0.00% | −100,600−26.0% | Reduced |
| Citigroup Inc | 316,398 | $699.2K | 0.00% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 333,909 | $737.9K | 0.00% | +1,716+0.5% | Added |
| Royce & Associates LP | 697,210 | $1.54M | 0.02% | +295,358+73.5% | Added |
| Kennedy Capital Management, Inc. | 816,404 | $1.80M | 0.05% | +121,574+17.5% | Added |
| Kovack Advisors, Inc. | 877,251 | $1.94M | 0.26% | −54,900−5.9% | Reduced |
| BlackRock Inc. | 877,323 | $1.94M | 0.00% | −6,610−0.7% | Reduced |
| Vanguard Group Inc | 1,240,059 | $2.74M | 0.00% | +35,600+3.0% | Added |
| Ameriprise Financial Inc | 1,330,115 | $2.94M | 0.00% | −52,850−3.8% | Reduced |
| Monaco Asset Management SAM | 0 | $0 | 0.00% | −523,867−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −144,959−100.0% | Sold out |
| First Republic Investment Management, Inc. | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −40,961−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −33,530−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −26,165−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −21,899−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −15,249−100.0% | Sold out |
| High Net Worth Advisory Group LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −60−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −30−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −368−100.0% | Sold out |
| Coppell Advisory Solutions LLC | 0 | $0 | 0.00% | −2,642−100.0% | Sold out |
| Coppell Advisory Solutions Corp. | 0 | $0 | 0.00% | −2,642−100.0% | Sold out |
| Alpha Paradigm Partners, LLC | – | – | – | – | Not filed |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |