Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
13F holders, Q2 2021
Institutional positions in Applied Optoelectronics, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 108
- −2 vs. Q1 2021
- Shares held
- 13.2M
- −878.8K (−6.2%) vs. Q1 2021
- Total value
- $111.9M
- −$5.93M (−5.0%) vs. Q1 2021
- New holders
- 20
- 33 more added
- Sold out
- 22
- 36 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAOI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 483 | $7.56B |
| Q1 2026 | 376 | $4.49B |
| Q4 2025 | 220 | $1.67B |
| Q3 2025 | 180 | $1.03B |
| Q2 2025 | 147 | $848.5M |
| Q1 2025 | 147 | $477.5M |
| Q4 2024 | 157 | $1.13B |
| Q3 2024 | 140 | $421.7M |
| Q2 2024 | 134 | $242.1M |
| Q1 2024 | 119 | $397.3M |
| Q4 2023 | 103 | $455.8M |
| Q3 2023 | 77 | $171.9M |
| Q2 2023 | 55 | $71.8M |
| Q1 2023 | 52 | $19.4M |
| Q4 2022 | 62 | $17.5M |
| Q3 2022 | 62 | $25.2M |
| Q2 2022 | 63 | $14.7M |
| Q1 2022 | 70 | $35.6M |
| Q4 2021 | 86 | $55.7M |
| Q3 2021 | 102 | $96.7M |
| Q2 2021 | 108 | $111.9M |
| Q1 2021 | 110 | $117.8M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Applied Optoelectronics, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Northwestern Mutual Wealth Management Co | 25 | $0 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 25 | $0 | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 35 | $0 | 0.00% | +35 | New |
| American Portfolios Advisors | 25 | $212 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 90 | $1.00K | 0.00% | −74,018−99.9% | Reduced |
| Versant Capital Management, Inc | 83 | $1.00K | 0.00% | −32−27.8% | Reduced |
| Geneos Wealth Management Inc. | 225 | $1.00K | 0.00% | 00.0% | Unchanged |
| Sageworth Trust Co | 90 | $1.00K | 0.00% | +90 | New |
| New York State Common Retirement Fund | 181 | $2.00K | 0.00% | −13,519−98.7% | Reduced |
| Tower Research Capital LLC (TRC) | 200 | $2.00K | 0.00% | −5,445−96.5% | Reduced |
| Baillie Gifford & Co | 260 | $2.00K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 580 | $5.00K | 0.00% | 00.0% | Unchanged |
| Sutton Wealth Advisors Inc. | 592 | $5.01K | 0.00% | 00.0% | Unchanged |
| Teachers Retirement System of the State of Kentucky | 777 | $7.00K | 0.00% | 00.0% | Unchanged |
| Eaton Vance Management | 803 | $7.00K | 0.00% | +738+1,135.4% | Added |
| Investors Research Corp | 1,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 906 | $8.00K | 0.00% | +329+57.0% | Added |
| Archer Investment Corp | 1,050 | $8.89K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 1,575 | $13.0K | 0.00% | +23+1.5% | Added |
| American International Group, Inc. | 2,200 | $19.0K | 0.00% | −12,449−85.0% | Reduced |
| Edmond de Rothschild Holding S.A. | 2,500 | $21.0K | 0.00% | 00.0% | Unchanged |
| Mutual of America Capital Management LLC | 3,513 | $30.0K | 0.00% | +232+7.1% | Added |
| Steward Partners Investment Advisory, LLC | 4,030 | $34.0K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 5,053 | $42.0K | 0.00% | +2,063+69.0% | Added |
| Gilder Gagnon Howe & Co LLC | 7,003 | $59.0K | 0.00% | 00.0% | Unchanged |
| State of Tennessee, Treasury Department | 8,755 | $74.0K | 0.00% | 00.0% | Unchanged |
| Pinz Capital Management, LP | 9,300 | $79.0K | 0.02% | +9,300 | New |
| Oregon Public Employees Retirement Fund | 10,016 | $85.0K | 0.00% | +1,539+18.2% | Added |
| BNP Paribas Arbitrage, SA | 11,001 | $93.2K | 0.00% | −213−1.9% | Reduced |
| Louisiana State Employees Retirement System | 11,100 | $94.0K | 0.00% | −100−0.9% | Reduced |
| Deutsche Bank AG | 11,208 | $95.0K | 0.00% | −111,319−90.9% | Reduced |
| LPL Financial LLC | 11,575 | $98.0K | 0.00% | −1,650−12.5% | Reduced |
| Raymond James & Associates | 11,770 | $100.0K | 0.00% | +200+1.7% | Added |
| Simplex Trading, LLC | 12,225 | $103.0K | 0.00% | −904−6.9% | Reduced |
| Citigroup Inc | 12,403 | $105.0K | 0.00% | −305,913−96.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 13,198 | $112.0K | 0.00% | +13,198 | New |
| Vident Investment Advisory, LLC | 15,164 | $128.0K | 0.00% | −8,615−36.2% | Reduced |
| Wells Fargo & Company | 15,998 | $136.0K | 0.00% | −8,001−33.3% | Reduced |
| Royal Bank of Canada | 16,000 | $136.0K | 0.00% | −865−5.1% | Reduced |
| Jane Street Group, LLC | 16,986 | $143.0K | 0.00% | +132+0.8% | Added |
| State of Alaska, Department of Revenue | 17,113 | $144.0K | 0.00% | +490+2.9% | Added |
| UBS Group AG | 17,244 | $145.0K | 0.00% | −9,414−35.3% | Reduced |
| Comerica Bank | 22,579 | $147.0K | 0.00% | −2,091−8.5% | Reduced |
| Schonfeld Strategic Advisors LLC | 17,900 | $152.0K | 0.00% | +17,900 | New |
| Texas Permanent School Fund | 18,417 | $156.0K | 0.00% | +65+0.4% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 18,965 | $161.0K | 0.00% | +21+0.1% | Added |
| HSBC Holdings PLC | 19,144 | $162.0K | 0.00% | +968+5.3% | Added |
| Thrivent Financial for Lutherans | 20,203 | $171.0K | 0.00% | +24+0.1% | Added |
| Marshall Wace North America L.P. | 20,273 | $172.0K | 0.00% | +20,273 | New |
| Virtu Financial LLC | 21,113 | $179.0K | 0.02% | +21,113 | New |
| Great West Life Assurance Co | 22,031 | $186.0K | 0.00% | +4,855+28.3% | Added |
| Paloma Partners Management Co | 22,724 | $192.0K | 0.01% | +22,724 | New |
| New York State Teachers Retirement System | 23,008 | $195.0K | 0.00% | +100+0.4% | Added |
| Advisor Group Holdings, Inc. | 23,010 | $195.0K | 0.00% | +1,800+8.5% | Added |
| Group One Trading, L.P. | 24,483 | $207.0K | 0.00% | −7,600−23.7% | Reduced |
| Prudential Financial Inc | 24,655 | $209.0K | 0.00% | −1,435−5.5% | Reduced |
| Occudo Quantitative Strategies LP | 31,227 | $264.0K | 0.04% | +31,227 | New |
| Cubist Systematic Strategies, LLC | 32,247 | $273.0K | 0.00% | +22,078+217.1% | Added |
| Cetera Advisor Networks LLC | 32,299 | $274.0K | 0.00% | +32,299 | New |
| Jump Financial, LLC | 32,700 | $277.0K | 0.03% | +32,700 | New |
| Ensign Peak Advisors, Inc | 37,985 | $322.0K | 0.00% | 00.0% | Unchanged |
| Jacobs Levy Equity Management, Inc | 38,935 | $330.0K | 0.00% | −93,245−70.5% | Reduced |
| Tibra Equities Europe Ltd | 39,900 | $338.0K | 0.10% | +39,900 | New |
| Barclays PLC | 40,397 | $342.0K | 0.00% | −16,005−28.4% | Reduced |
| Tudor Investment Corp Et Al | 41,649 | $353.0K | 0.01% | +41,649 | New |
| Bank of America Corp | 43,010 | $365.0K | 0.00% | −60,535−58.5% | Reduced |
| Trexquant Investment LP | 44,270 | $375.0K | 0.03% | +44,270 | New |
| Rhumbline Advisers | 44,671 | $378.0K | 0.00% | −31,906−41.7% | Reduced |
| Engineers Gate Manager LP | 47,947 | $406.0K | 0.03% | −4,686−8.9% | Reduced |
| Legal & General Group Plc | 48,136 | $408.0K | 0.00% | −17,786−27.0% | Reduced |
| Public Sector Pension Investment Board | 50,255 | $426.0K | 0.00% | 00.0% | Unchanged |
| ExodusPoint Capital Management, LP | 52,210 | $442.0K | 0.01% | +52,210 | New |
| QS Investors, LLC | 52,800 | $448.0K | 0.01% | 00.0% | Unchanged |
| Parametric Portfolio Associates LLC | 62,083 | $526.0K | 0.00% | +8,608+16.1% | Added |
| HRT Financial LP | 63,318 | $536.0K | 0.00% | +63,318 | New |
| Squarepoint Ops LLC | 65,097 | $551.0K | 0.00% | +42,796+191.9% | Added |
| Gsa Capital Partners LLP | 71,472 | $605.0K | 0.07% | +48,008+204.6% | Added |
| Two Sigma Advisers, LP | 74,000 | $627.0K | 0.00% | +16,900+29.6% | Added |
| Northern Trust Corp | 91,272 | $773.0K | 0.00% | −162,464−64.0% | Reduced |
| Ergoteles LLC | 93,900 | $795.0K | 0.02% | +93,900 | New |
| Bridgeway Capital Management, LLC | 100,000 | $847.0K | 0.02% | 00.0% | Unchanged |
| PDT Partners, LLC | 101,718 | $862.0K | 0.06% | −26,821−20.9% | Reduced |
| Charles Schwab Investment Management Inc | 108,246 | $917.0K | 0.00% | −53,132−32.9% | Reduced |
| Russell Investments Group, Ltd. | 125,351 | $1.06M | 0.00% | +70,079+126.8% | Added |
| Goldman Sachs Group Inc | 133,535 | $1.13M | 0.00% | +28,400+27.0% | Added |
| Bank of New York Mellon Corp | 133,937 | $1.13M | 0.00% | −94,437−41.4% | Reduced |
| D. E. Shaw & Co., Inc. | 145,032 | $1.23M | 0.00% | −5,821−3.9% | Reduced |
| Susquehanna International Group, LLP | 156,910 | $1.33M | 0.00% | +9,328+6.3% | Added |
| Principal Financial Group Inc | 170,864 | $1.45M | 0.00% | +2,037+1.2% | Added |
| Invesco Ltd. | 176,747 | $1.50M | 0.00% | +2,692+1.5% | Added |
| Citadel Advisors LLC | 186,101 | $1.58M | 0.00% | +50,976+37.7% | Added |
| Boardman Bay Capital Management LLC | 199,291 | $1.69M | 2.74% | +71,266+55.7% | Added |
| Assenagon Asset Management S.A. | 231,046 | $1.96M | 0.01% | −232,499−50.2% | Reduced |
| Two Sigma Investments, LP | 240,115 | $2.03M | 0.01% | +202,160+532.6% | Added |
| Geode Capital Management, LLC | 285,942 | $2.42M | 0.00% | −90,475−24.0% | Reduced |
| Weiss Multi-Strategy Advisers LLC | 304,336 | $2.58M | 0.06% | +80,336+35.9% | Added |
| Dimensional Fund Advisors LP | 305,121 | $2.58M | 0.00% | −11,221−3.5% | Reduced |
| Newtyn Management, LLC | 316,050 | $2.68M | 0.74% | +316,050 | New |
| Millennium Management LLC | 321,998 | $2.73M | 0.00% | +321,998 | New |