Wellington Shields & Co., LLC
- SEC CIK
- 0001506073
- Latest filing
- Aug 10, 2026
CASI holding history
CASI Pharmaceuticals, Inc (DE) in every 13F filed by Wellington Shields & Co., LLC, including the quarters it was sold out or no filing was made. Changes compare share counts with the previous calendar quarter.
CASI overviewAll 13F holders of CASIFull Q2 2026 holdings
- Shares (Q1 2023)
- 0
- Sold out in Q1 2023
- Value
- $0
- % of portfolio
- 0.0%
- Quarters held
- 8
- Since Q1 2021
| Quarter | Shares | Value | % of portfolio | Share change | Action | All holders |
|---|---|---|---|---|---|---|
| Q1 2023 | 0 | $0 | 0.0% | −145,315−100.0% | Sold out | Holders |
| Q4 2022 | 145,315 | $260.1K | 0.1% | 00.0% | Unchanged | Holders |
| Q3 2022 | 145,315 | $378.0K | 0.2% | −20.0% | Reduced | Holders |
| Q2 2022 | 145,317 | $416.0K | 0.1% | 00.0% | UnchangedConverted for a 1-for-10 split | Holders |
| Q1 2022 | 1,453,190 | $1.18M | 0.4% | +312,000+27.3% | Added | Holders |
| Q4 2021 | 1,141,190 | $913.0K | 0.2% | −691,579−37.7% | Reduced | Holders |
| Q3 2021 | 1,832,769 | $2.18M | 0.8% | 00.0% | Unchanged | Holders |
| Q2 2021 | 1,832,769 | $2.84M | 0.9% | 00.0% | Unchanged | Holders |
| Q1 2021 | 1,832,769 | $4.40M | 1.6% | – | – | Holders |
Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.