CASI Pharmaceuticals, Inc (DE)
CASIDelisted- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000895051
CASI Pharmaceuticals, Inc (DE) was delisted in 2023; its insiders filed their last Form 4 on Sep 9, 2022; 23 institutions reported holding it in 13F filings for Q4 2022, worth $3.31M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in CASI Pharmaceuticals, Inc (DE) as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 24
- −21 vs. Q1 2022
- Shares held
- 2.19M
- −144.4K (−6.2%) vs. Q1 2022Converted for a 1-for-10 split
- Total value
- $6.26M
- −$12.6M (−66.9%) vs. Q1 2022
- New holders
- 1
- 5 more added
- Sold out
- 22
- 7 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CASI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 23 | $3.31M |
| Q3 2022 | 24 | $5.17M |
| Q2 2022 | 24 | $6.26M |
| Q1 2022 | 45 | $18.9M |
| Q4 2021 | 51 | $22.4M |
| Q3 2021 | 59 | $46.0M |
| Q2 2021 | 69 | $72.3M |
| Q1 2021 | 86 | $127.4M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding CASI Pharmaceuticals, Inc (DE); share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Federated Hermes, Inc. | 1,015,000 | $2.90M | 0.01% | 00.0% | UnchangedConverted for a 1-for-10 split |
| Vanguard Group Inc | 306,132 | $875.0K | 0.00% | 00.0% | UnchangedConverted for a 1-for-10 split |
| Wellington Shields Capital Management, LLC | 213,250 | $610.0K | 0.08% | 00.0% | UnchangedConverted for a 1-for-10 split |
| Wellington Shields & Co., LLC | 145,317 | $416.0K | 0.10% | 00.0% | UnchangedConverted for a 1-for-10 split |
| Ikarian Capital, LLC | 132,014 | $378.0K | 0.16% | 00.0% | UnchangedConverted for a 1-for-10 split |
| Geode Capital Management, LLC | 115,194 | $329.0K | 0.00% | +1,088+1.0% | AddedConverted for a 1-for-10 split |
| BlackRock Inc. | 91,714 | $263.0K | 0.00% | −27,324−23.0% | ReducedConverted for a 1-for-10 split |
| State Street Corp | 35,555 | $102.0K | 0.00% | 00.0% | UnchangedConverted for a 1-for-10 split |
| Bailard, Inc. | 31,530 | $90.0K | 0.00% | +29,020+1,156.2% | AddedConverted for a 1-for-10 split |
| Northern Trust Corp | 29,666 | $85.0K | 0.00% | +159+0.5% | AddedConverted for a 1-for-10 split |
| Franklin Resources Inc | 24,303 | $70.0K | 0.00% | −11,787−32.7% | ReducedConverted for a 1-for-10 split |
| RBF Capital, LLC | 15,936 | $46.0K | 0.00% | 00.0% | UnchangedConverted for a 1-for-10 split |
| Dimensional Fund Advisors LP | 13,205 | $38.0K | 0.00% | 00.0% | UnchangedConverted for a 1-for-10 split |
| Boothbay Fund Management, LLC | 11,686 | $33.0K | 0.00% | 00.0% | UnchangedConverted for a 1-for-10 split |
| Credit Suisse AG | 2,797 | $8.00K | 0.00% | +2,797 | New |
| Morgan Stanley | 2,311 | $7.00K | 0.00% | −93−3.9% | ReducedConverted for a 1-for-10 split |
| Tower Research Capital LLC (TRC) | 2,057 | $6.00K | 0.00% | +1,848+883.7% | AddedConverted for a 1-for-10 split |
| Advisor Group Holdings, Inc. | 200 | $1.00K | 0.00% | 00.0% | UnchangedConverted for a 1-for-10 split |
| Wells Fargo & Company | 75 | $0 | 0.00% | +4+5.2% | AddedConverted for a 1-for-10 split |
| Captrust Financial Advisors | 150 | $0 | 0.00% | 00.0% | UnchangedConverted for a 1-for-10 split |
| JPMorgan Chase & Co | 25 | $0 | 0.00% | −1−3.1% | ReducedConverted for a 1-for-10 split |
| Bank of America Corp | 3 | $0 | 0.00% | −23−88.6% | ReducedConverted for a 1-for-10 split |
| Royal Bank of Canada | 18 | $0 | 0.00% | −0−0.6% | ReducedConverted for a 1-for-10 split |
| Northwestern Mutual Wealth Management Co | 13 | $0 | 0.00% | −0−1.5% | ReducedConverted for a 1-for-10 split |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −38,927−100.0% | Sold outConverted for a 1-for-10 split |
| Millennium Management LLC | 0 | $0 | 0.00% | −19,250−100.0% | Sold outConverted for a 1-for-10 split |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −15,530−100.0% | Sold outConverted for a 1-for-10 split |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −15,271−100.0% | Sold outConverted for a 1-for-10 split |
| Virtu Financial LLC | 0 | $0 | 0.00% | −11,278−100.0% | Sold outConverted for a 1-for-10 split |
| Citigroup Inc | 0 | $0 | 0.00% | −7,312−100.0% | Sold outConverted for a 1-for-10 split |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −5,406−100.0% | Sold outConverted for a 1-for-10 split |
| Sterneck Capital Management, LLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold outConverted for a 1-for-10 split |
| Roundview Capital LLC | 0 | $0 | 0.00% | −3,811−100.0% | Sold outConverted for a 1-for-10 split |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −3,644−100.0% | Sold outConverted for a 1-for-10 split |
| Heritage Investors Management Corp | 0 | $0 | 0.00% | −2,870−100.0% | Sold outConverted for a 1-for-10 split |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −2,447−100.0% | Sold outConverted for a 1-for-10 split |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −2,143−100.0% | Sold outConverted for a 1-for-10 split |
| Fragasso Group Inc. | 0 | $0 | 0.00% | −1,650−100.0% | Sold outConverted for a 1-for-10 split |
| Manatuck Hill Partners, LLC | 0 | $0 | 0.00% | −1,509−100.0% | Sold outConverted for a 1-for-10 split |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −1,357−100.0% | Sold outConverted for a 1-for-10 split |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −1,000−100.0% | Sold outConverted for a 1-for-10 split |
| Everett Harris & Co | 0 | $0 | 0.00% | −1,000−100.0% | Sold outConverted for a 1-for-10 split |
| Victory Capital Management Inc | 0 | $0 | 0.00% | −1,483−100.0% | Sold outConverted for a 1-for-10 split |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −135−100.0% | Sold outConverted for a 1-for-10 split |
| Selective Wealth Management, Inc. | 0 | $0 | 0.00% | −1−100.0% | Sold outConverted for a 1-for-10 split |
| Joseph P. Lucia & Associates, LLC | 0 | $0 | 0.00% | −0−100.0% | Sold outConverted for a 1-for-10 split |