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CASI Pharmaceuticals, Inc (DE)

CASIDelisted
Industry
Biological Products, (No Diagnostic Substances)
SEC CIK
0000895051

CASI Pharmaceuticals, Inc (DE) was delisted in 2023; its insiders filed their last Form 4 on Sep 9, 2022; 23 institutions reported holding it in 13F filings for Q4 2022, worth $3.31M in total; no superinvestor held it.

13F holders, Q1 2021

Institutional positions in CASI Pharmaceuticals, Inc (DE) as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
86
No complete 13F data for Q4 2020
Shares held
53.1M
No complete 13F data for Q4 2020
Total value
$127.4M
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting CASI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 86 institutions
Q1 2021: 86 institutionsQ2 2021: 69 institutionsQ3 2021: 59 institutionsQ4 2021: 51 institutionsQ1 2022: 45 institutionsQ2 2022: 24 institutionsQ3 2022: 24 institutionsQ4 2022: 23 institutionsQ1 2023: 0 institutionsQ2 2023: 0 institutionsQ3 2023: 0 institutionsQ4 2023: 0 institutionsQ1 2024: 0 institutionsQ2 2024: 0 institutionsQ3 2024: 0 institutionsQ4 2024: 0 institutionsQ1 2025: 0 institutionsQ2 2025: 0 institutionsQ3 2025: 0 institutionsQ4 2025: 0 institutionsQ1 2026: 0 institutionsQ2 2026: 0 institutions
Value heldQ1 2021: $127.4M
Q1 2021: $127.4MQ2 2021: $72.3MQ3 2021: $46.0MQ4 2021: $22.4MQ1 2022: $18.9MQ2 2022: $6.26MQ3 2022: $5.17MQ4 2022: $3.31MQ1 2023: $0Q2 2023: $0Q3 2023: $0Q4 2023: $0Q1 2024: $0Q2 2024: $0Q3 2024: $0Q4 2024: $0Q1 2025: $0Q2 2025: $0Q3 2025: $0Q4 2025: $0Q1 2026: $0Q2 2026: $0
Institutions holding CASI and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20260$0
Q4 20250$0
Q3 20250$0
Q2 20250$0
Q1 20250$0
Q4 20240$0
Q3 20240$0
Q2 20240$0
Q1 20240$0
Q4 20230$0
Q3 20230$0
Q2 20230$0
Q1 20230$0
Q4 202223$3.31M
Q3 202224$5.17M
Q2 202224$6.26M
Q1 202245$18.9M
Q4 202151$22.4M
Q3 202159$46.0M
Q2 202169$72.3M
Q1 202186$127.4M

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding CASI Pharmaceuticals, Inc (DE).

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding CASI in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Consonance Capital Management LP10,540,715$25.3M2.70%––
Federated Hermes, Inc.10,150,000$24.4M0.05%––
IDG-Accel China Growth Fund III Associates L.P.7,973,536$19.1M25.80%––
Vanguard Group Inc4,223,694$10.1M0.00%––
BlackRock Inc.4,006,960$9.62M0.00%––
Wellington Shields Capital Management, LLC2,231,765$5.36M0.51%––
Wellington Shields & Co., LLC1,832,769$4.40M1.58%––
Tri Locum Partners LP1,500,000$3.60M1.15%––
Ikarian Capital, LLC1,268,154$3.04M0.45%––
Geode Capital Management, LLC1,092,677$2.62M0.00%––
State Street Corp1,039,742$2.50M0.00%––
Northern Trust Corp820,622$1.97M0.00%––
Ghost Tree Capital, LLC650,000$1.56M0.44%––
Bridgeway Capital Management, LLC630,002$1.51M0.03%––
Charles Schwab Investment Management Inc506,726$1.22M0.00%––
Two Sigma Investments, LP309,212$742.0K0.00%––
CVI Holdings, LLC300,000$720.0K0.05%––
Nuveen Asset Management, LLC283,079$679.0K0.00%––
Dimensional Fund Advisors LP262,374$630.0K0.00%––
Renaissance Technologies LLC255,700$614.0K0.00%––
Sio Capital Management, LLC203,432$488.0K0.10%––
Bank of New York Mellon Corp187,846$451.0K0.00%––
Two Sigma Advisers, LP180,500$433.0K0.00%––
JPMorgan Chase & Co176,221$423.0K0.00%––
Wells Fargo & Company171,157$411.0K0.00%––
Boothbay Fund Management, LLC161,949$389.0K0.02%––
Price T Rowe Associates Inc155,288$373.0K0.00%––
Roundview Capital LLC143,677$345.0K0.04%––
Panagora Asset Management Inc125,747$302.0K0.00%––
California Public Employees Retirement System102,800$247.0K0.00%––
California State Teachers Retirement System100,091$240.0K0.00%––
State of Wisconsin Investment Board91,900$221.0K0.00%––
Russell Investments Group, Ltd.91,094$218.0K0.00%––
Millennium Management LLC84,791$203.0K0.00%––
1492 Capital Management LLC79,743$191.0K0.11%––
Rhumbline Advisers71,591$172.0K0.00%––
Virtu Financial LLC66,106$159.0K0.01%––
Aristides Capital LLC63,250$152.0K0.14%––
Goldman Sachs Group Inc62,052$149.0K0.00%––
Bank of America Corp58,764$141.0K0.00%––
Barclays PLC55,269$133.0K0.00%––
Vident Investment Advisory, LLC54,829$132.0K0.00%––
Alliancebernstein L.P.54,400$131.0K0.00%––
FNY Investment Advisers, LLC49,400$118.0K0.04%––
Deutsche Bank AG44,268$106.0K0.00%––
Creative Planning40,009$96.0K0.00%––
New York State Common Retirement Fund39,700$95.0K0.00%––
American International Group, Inc.38,529$92.0K0.00%––
Voya Investment Management LLC31,681$76.0K0.00%––
Heritage Investors Management Corp28,703$69.0K0.00%––
Susquehanna International Group, LLP27,396$66.0K0.00%––
Parametric Portfolio Associates LLC25,667$62.0K0.00%––
Susquehanna Fundamental Investments, LLC23,006$55.0K0.00%––
D. E. Shaw & Co., Inc.22,596$54.0K0.00%––
Quantitative Systematic Strategies LLC21,561$52.0K0.01%––
Cubist Systematic Strategies, LLC21,100$51.0K0.00%––
Winton Group Ltd20,456$49.0K0.00%––
UBS Group AG18,777$45.0K0.00%––
ProShare Advisors LLC17,666$42.0K0.00%––
Ameriprise Financial Inc17,000$41.0K0.00%––
Gsa Capital Partners LLP16,442$39.0K0.01%––
Invesco Ltd.14,447$35.0K0.00%––
Victory Capital Management Inc14,761$35.0K0.00%––
XTX Topco Ltd14,215$34.0K0.02%––
State Board of Administration of Florida Retirement System13,328$32.0K0.00%––
Balyasny Asset Management LLC13,167$32.0K0.00%––
Principal Financial Group Inc12,563$30.0K0.00%––
Squarepoint Ops LLC10,943$26.0K0.00%––
Everett Harris & Co10,002$24.0K0.00%––
BNP Paribas Arbitrage, SA8,279$19.9K0.00%––
Legal & General Group Plc6,908$17.0K0.00%––
Royal Bank of Canada6,184$14.0K0.00%––
Tower Research Capital LLC (TRC)5,862$14.0K0.00%––
Morgan Stanley4,912$12.0K0.00%––
Meeder Asset Management Inc4,073$10.0K0.00%––
Citigroup Inc4,374$10.0K0.00%––
Ameritas Investment Partners, Inc.4,345$10.0K0.00%––
Bank of Montreal2,262$5.00K0.00%––
Advisor Group Holdings, Inc.2,001$5.00K0.00%––
Captrust Financial Advisors1,500$4.00K0.00%––
FMR LLC545$1.00K0.00%––
Northwestern Mutual Wealth Management Co132$00.00%––
Sowell Financial Services LLC250$00.00%––
Joseph P. Lucia & Associates, LLC1$00.00%––
RMR Wealth Builders18$00.00%––
FourThought Financial, LLC40––––