Skip to main content

CASI Pharmaceuticals, Inc (DE)

CASIDelisted
Industry
Biological Products, (No Diagnostic Substances)
SEC CIK
0000895051

CASI Pharmaceuticals, Inc (DE) was delisted in 2023; its insiders filed their last Form 4 on Sep 9, 2022; 23 institutions reported holding it in 13F filings for Q4 2022, worth $3.31M in total; no superinvestor held it.

13F holders, Q1 2021

Institutional positions in CASI Pharmaceuticals, Inc (DE) as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
86
No complete 13F data for Q4 2020
Shares held
53.1M
No complete 13F data for Q4 2020
Total value
$127.4M
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting CASI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 86 institutions
Q1 2021: 86 institutionsQ2 2021: 69 institutionsQ3 2021: 59 institutionsQ4 2021: 51 institutionsQ1 2022: 45 institutionsQ2 2022: 24 institutionsQ3 2022: 24 institutionsQ4 2022: 23 institutionsQ1 2023: 0 institutionsQ2 2023: 0 institutionsQ3 2023: 0 institutionsQ4 2023: 0 institutionsQ1 2024: 0 institutionsQ2 2024: 0 institutionsQ3 2024: 0 institutionsQ4 2024: 0 institutionsQ1 2025: 0 institutionsQ2 2025: 0 institutionsQ3 2025: 0 institutionsQ4 2025: 0 institutionsQ1 2026: 0 institutionsQ2 2026: 0 institutions
Value heldQ1 2021: $127.4M
Q1 2021: $127.4MQ2 2021: $72.3MQ3 2021: $46.0MQ4 2021: $22.4MQ1 2022: $18.9MQ2 2022: $6.26MQ3 2022: $5.17MQ4 2022: $3.31MQ1 2023: $0Q2 2023: $0Q3 2023: $0Q4 2023: $0Q1 2024: $0Q2 2024: $0Q3 2024: $0Q4 2024: $0Q1 2025: $0Q2 2025: $0Q3 2025: $0Q4 2025: $0Q1 2026: $0Q2 2026: $0
Institutions holding CASI and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20260$0
Q4 20250$0
Q3 20250$0
Q2 20250$0
Q1 20250$0
Q4 20240$0
Q3 20240$0
Q2 20240$0
Q1 20240$0
Q4 20230$0
Q3 20230$0
Q2 20230$0
Q1 20230$0
Q4 202223$3.31M
Q3 202224$5.17M
Q2 202224$6.26M
Q1 202245$18.9M
Q4 202151$22.4M
Q3 202159$46.0M
Q2 202169$72.3M
Q1 202186$127.4M

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding CASI Pharmaceuticals, Inc (DE).

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding CASI in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Northwestern Mutual Wealth Management Co132$00.00%––
Sowell Financial Services LLC250$00.00%––
Joseph P. Lucia & Associates, LLC1$00.00%––
RMR Wealth Builders18$00.00%––
FMR LLC545$1.00K0.00%––
Captrust Financial Advisors1,500$4.00K0.00%––
Bank of Montreal2,262$5.00K0.00%––
Advisor Group Holdings, Inc.2,001$5.00K0.00%––
Meeder Asset Management Inc4,073$10.0K0.00%––
Citigroup Inc4,374$10.0K0.00%––
Ameritas Investment Partners, Inc.4,345$10.0K0.00%––
Morgan Stanley4,912$12.0K0.00%––
Royal Bank of Canada6,184$14.0K0.00%––
Tower Research Capital LLC (TRC)5,862$14.0K0.00%––
Legal & General Group Plc6,908$17.0K0.00%––
BNP Paribas Arbitrage, SA8,279$19.9K0.00%––
Everett Harris & Co10,002$24.0K0.00%––
Squarepoint Ops LLC10,943$26.0K0.00%––
Principal Financial Group Inc12,563$30.0K0.00%––
State Board of Administration of Florida Retirement System13,328$32.0K0.00%––
Balyasny Asset Management LLC13,167$32.0K0.00%––
XTX Topco Ltd14,215$34.0K0.02%––
Invesco Ltd.14,447$35.0K0.00%––
Victory Capital Management Inc14,761$35.0K0.00%––
Gsa Capital Partners LLP16,442$39.0K0.01%––
Ameriprise Financial Inc17,000$41.0K0.00%––
ProShare Advisors LLC17,666$42.0K0.00%––
UBS Group AG18,777$45.0K0.00%––
Winton Group Ltd20,456$49.0K0.00%––
Cubist Systematic Strategies, LLC21,100$51.0K0.00%––
Quantitative Systematic Strategies LLC21,561$52.0K0.01%––
D. E. Shaw & Co., Inc.22,596$54.0K0.00%––
Susquehanna Fundamental Investments, LLC23,006$55.0K0.00%––
Parametric Portfolio Associates LLC25,667$62.0K0.00%––
Susquehanna International Group, LLP27,396$66.0K0.00%––
Heritage Investors Management Corp28,703$69.0K0.00%––
Voya Investment Management LLC31,681$76.0K0.00%––
American International Group, Inc.38,529$92.0K0.00%––
New York State Common Retirement Fund39,700$95.0K0.00%––
Creative Planning40,009$96.0K0.00%––
Deutsche Bank AG44,268$106.0K0.00%––
FNY Investment Advisers, LLC49,400$118.0K0.04%––
Alliancebernstein L.P.54,400$131.0K0.00%––
Vident Investment Advisory, LLC54,829$132.0K0.00%––
Barclays PLC55,269$133.0K0.00%––
Bank of America Corp58,764$141.0K0.00%––
Goldman Sachs Group Inc62,052$149.0K0.00%––
Aristides Capital LLC63,250$152.0K0.14%––
Virtu Financial LLC66,106$159.0K0.01%––
Rhumbline Advisers71,591$172.0K0.00%––
1492 Capital Management LLC79,743$191.0K0.11%––
Millennium Management LLC84,791$203.0K0.00%––
Russell Investments Group, Ltd.91,094$218.0K0.00%––
State of Wisconsin Investment Board91,900$221.0K0.00%––
California State Teachers Retirement System100,091$240.0K0.00%––
California Public Employees Retirement System102,800$247.0K0.00%––
Panagora Asset Management Inc125,747$302.0K0.00%––
Roundview Capital LLC143,677$345.0K0.04%––
Price T Rowe Associates Inc155,288$373.0K0.00%––
Boothbay Fund Management, LLC161,949$389.0K0.02%––
Wells Fargo & Company171,157$411.0K0.00%––
JPMorgan Chase & Co176,221$423.0K0.00%––
Two Sigma Advisers, LP180,500$433.0K0.00%––
Bank of New York Mellon Corp187,846$451.0K0.00%––
Sio Capital Management, LLC203,432$488.0K0.10%––
Renaissance Technologies LLC255,700$614.0K0.00%––
Dimensional Fund Advisors LP262,374$630.0K0.00%––
Nuveen Asset Management, LLC283,079$679.0K0.00%––
CVI Holdings, LLC300,000$720.0K0.05%––
Two Sigma Investments, LP309,212$742.0K0.00%––
Charles Schwab Investment Management Inc506,726$1.22M0.00%––
Bridgeway Capital Management, LLC630,002$1.51M0.03%––
Ghost Tree Capital, LLC650,000$1.56M0.44%––
Northern Trust Corp820,622$1.97M0.00%––
State Street Corp1,039,742$2.50M0.00%––
Geode Capital Management, LLC1,092,677$2.62M0.00%––
Ikarian Capital, LLC1,268,154$3.04M0.45%––
Tri Locum Partners LP1,500,000$3.60M1.15%––
Wellington Shields & Co., LLC1,832,769$4.40M1.58%––
Wellington Shields Capital Management, LLC2,231,765$5.36M0.51%––
BlackRock Inc.4,006,960$9.62M0.00%––
Vanguard Group Inc4,223,694$10.1M0.00%––
IDG-Accel China Growth Fund III Associates L.P.7,973,536$19.1M25.80%––
Federated Hermes, Inc.10,150,000$24.4M0.05%––
Consonance Capital Management LP10,540,715$25.3M2.70%––
FourThought Financial, LLC40––––