CASI Pharmaceuticals, Inc (DE)
CASIDelisted- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000895051
CASI Pharmaceuticals, Inc (DE) was delisted in 2023; its insiders filed their last Form 4 on Sep 9, 2022; 23 institutions reported holding it in 13F filings for Q4 2022, worth $3.31M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in CASI Pharmaceuticals, Inc (DE) as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 45
- −5 vs. Q4 2021
- Shares held
- 23.3M
- −4.62M (−16.5%) vs. Q4 2021
- Total value
- $18.9M
- −$3.46M (−15.5%) vs. Q4 2021
- New holders
- 5
- 7 more added
- Sold out
- 10
- 14 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CASI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 23 | $3.31M |
| Q3 2022 | 24 | $5.17M |
| Q2 2022 | 24 | $6.26M |
| Q1 2022 | 45 | $18.9M |
| Q4 2021 | 51 | $22.4M |
| Q3 2021 | 59 | $46.0M |
| Q2 2021 | 69 | $72.3M |
| Q1 2021 | 86 | $127.4M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding CASI Pharmaceuticals, Inc (DE); share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Federated Hermes, Inc. | 10,150,000 | $8.22M | 0.02% | 00.0% | Unchanged |
| Vanguard Group Inc | 3,061,331 | $2.48M | 0.00% | −789,759−20.5% | Reduced |
| Wellington Shields Capital Management, LLC | 2,132,547 | $1.73M | 0.19% | −56,000−2.6% | Reduced |
| Wellington Shields & Co., LLC | 1,453,190 | $1.18M | 0.39% | +312,000+27.3% | Added |
| Ikarian Capital, LLC | 1,320,155 | $1.07M | 0.32% | +97,088+7.9% | Added |
| BlackRock Inc. | 1,190,383 | $964.0K | 0.00% | −8,579−0.7% | Reduced |
| Geode Capital Management, LLC | 1,141,064 | $923.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 389,273 | $315.0K | 0.00% | −141,791−26.7% | Reduced |
| Franklin Resources Inc | 360,900 | $292.0K | 0.00% | 00.0% | Unchanged |
| State Street Corp | 355,552 | $288.0K | 0.00% | +23,410+7.0% | Added |
| Northern Trust Corp | 295,067 | $239.0K | 0.00% | −2,177−0.7% | Reduced |
| Millennium Management LLC | 192,504 | $156.0K | 0.00% | −189,206−49.6% | Reduced |
| RBF Capital, LLC | 159,367 | $142.0K | 0.01% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 155,300 | $126.0K | 0.00% | −1,302,770−89.3% | Reduced |
| Citadel Advisors LLC | 152,713 | $124.0K | 0.00% | +134,831+754.0% | Added |
| Dimensional Fund Advisors LP | 132,099 | $107.0K | 0.00% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 116,862 | $95.0K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 112,777 | $91.0K | 0.01% | +31,971+39.6% | Added |
| Citigroup Inc | 73,117 | $59.0K | 0.00% | +73,117 | New |
| Charles Schwab Investment Management Inc | 54,063 | $44.0K | 0.00% | 00.0% | Unchanged |
| Sterneck Capital Management, LLC | 40,000 | $32.0K | 0.02% | 00.0% | Unchanged |
| Roundview Capital LLC | 38,112 | $31.0K | 0.00% | −84,341−68.9% | Reduced |
| Bank of New York Mellon Corp | 36,437 | $29.0K | 0.00% | 00.0% | Unchanged |
| Heritage Investors Management Corp | 28,703 | $23.0K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 24,468 | $20.0K | 0.00% | −25,928−51.4% | Reduced |
| Bailard, Inc. | 25,100 | $20.0K | 0.00% | +25,100 | New |
| Morgan Stanley | 24,041 | $19.0K | 0.00% | −21,622−47.4% | Reduced |
| Jane Street Group, LLC | 21,432 | $17.0K | 0.00% | −31,984−59.9% | Reduced |
| Fragasso Group Inc. | 16,500 | $13.0K | 0.00% | +16,500 | New |
| Manatuck Hill Partners, LLC | 15,090 | $12.0K | 0.00% | +15,090 | New |
| HighTower Advisors, LLC | 13,574 | $11.0K | 0.00% | +9+0.1% | Added |
| Ameriprise Financial Inc | 10,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Everett Harris & Co | 10,002 | $8.00K | 0.00% | 00.0% | Unchanged |
| Victory Capital Management Inc | 14,830 | $6.00K | 0.00% | −422−2.8% | Reduced |
| Tower Research Capital LLC (TRC) | 2,091 | $2.00K | 0.00% | −3,502−62.6% | Reduced |
| Advisor Group Holdings, Inc. | 2,001 | $2.00K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 1,345 | $1.09K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 713 | $1.00K | 0.00% | +3+0.4% | Added |
| Captrust Financial Advisors | 1,500 | $1.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 264 | $0 | 0.00% | −117,653−99.8% | Reduced |
| JPMorgan Chase & Co | 258 | $0 | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 181 | $0 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 132 | $0 | 0.00% | 00.0% | Unchanged |
| Selective Wealth Management, Inc. | 5 | $0 | 0.00% | 00.0% | Unchanged |
| Joseph P. Lucia & Associates, LLC | 1 | $0 | 0.00% | +1 | New |
| Jacobs Levy Equity Management, Inc | 0 | $0 | 0.00% | −1,677,146−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −300,508−100.0% | Sold out |
| Anson Funds Management LP | 0 | $0 | 0.00% | −267,507−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −88,667−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −83,200−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −63,400−100.0% | Sold out |
| Atom Investors LP | 0 | $0 | 0.00% | −33,891−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −27,606−100.0% | Sold out |
| Ground Swell Capital, LLC | 0 | $0 | 0.00% | −18,638−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −16,983−100.0% | Sold out |
| Mosaic Family Wealth, LLC | – | – | – | – | Not filed |