CASI Pharmaceuticals, Inc (DE)
CASIDelisted- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000895051
CASI Pharmaceuticals, Inc (DE) was delisted in 2023; its insiders filed their last Form 4 on Sep 9, 2022; 23 institutions reported holding it in 13F filings for Q4 2022, worth $3.31M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in CASI Pharmaceuticals, Inc (DE) as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 45
- −5 vs. Q4 2021
- Shares held
- 23.3M
- −4.62M (−16.5%) vs. Q4 2021
- Total value
- $18.9M
- −$3.46M (−15.5%) vs. Q4 2021
- New holders
- 5
- 7 more added
- Sold out
- 10
- 14 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CASI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 23 | $3.31M |
| Q3 2022 | 24 | $5.17M |
| Q2 2022 | 24 | $6.26M |
| Q1 2022 | 45 | $18.9M |
| Q4 2021 | 51 | $22.4M |
| Q3 2021 | 59 | $46.0M |
| Q2 2021 | 69 | $72.3M |
| Q1 2021 | 86 | $127.4M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding CASI Pharmaceuticals, Inc (DE); share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 264 | $0 | 0.00% | −117,653−99.8% | Reduced |
| JPMorgan Chase & Co | 258 | $0 | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 181 | $0 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 132 | $0 | 0.00% | 00.0% | Unchanged |
| Selective Wealth Management, Inc. | 5 | $0 | 0.00% | 00.0% | Unchanged |
| Joseph P. Lucia & Associates, LLC | 1 | $0 | 0.00% | +1 | New |
| Wells Fargo & Company | 713 | $1.00K | 0.00% | +3+0.4% | Added |
| Captrust Financial Advisors | 1,500 | $1.00K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 1,345 | $1.09K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,091 | $2.00K | 0.00% | −3,502−62.6% | Reduced |
| Advisor Group Holdings, Inc. | 2,001 | $2.00K | 0.00% | 00.0% | Unchanged |
| Victory Capital Management Inc | 14,830 | $6.00K | 0.00% | −422−2.8% | Reduced |
| Ameriprise Financial Inc | 10,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Everett Harris & Co | 10,002 | $8.00K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 13,574 | $11.0K | 0.00% | +9+0.1% | Added |
| Manatuck Hill Partners, LLC | 15,090 | $12.0K | 0.00% | +15,090 | New |
| Fragasso Group Inc. | 16,500 | $13.0K | 0.00% | +16,500 | New |
| Jane Street Group, LLC | 21,432 | $17.0K | 0.00% | −31,984−59.9% | Reduced |
| Morgan Stanley | 24,041 | $19.0K | 0.00% | −21,622−47.4% | Reduced |
| Goldman Sachs Group Inc | 24,468 | $20.0K | 0.00% | −25,928−51.4% | Reduced |
| Bailard, Inc. | 25,100 | $20.0K | 0.00% | +25,100 | New |
| Heritage Investors Management Corp | 28,703 | $23.0K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 36,437 | $29.0K | 0.00% | 00.0% | Unchanged |
| Roundview Capital LLC | 38,112 | $31.0K | 0.00% | −84,341−68.9% | Reduced |
| Sterneck Capital Management, LLC | 40,000 | $32.0K | 0.02% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 54,063 | $44.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 73,117 | $59.0K | 0.00% | +73,117 | New |
| Virtu Financial LLC | 112,777 | $91.0K | 0.01% | +31,971+39.6% | Added |
| Boothbay Fund Management, LLC | 116,862 | $95.0K | 0.00% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 132,099 | $107.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 152,713 | $124.0K | 0.00% | +134,831+754.0% | Added |
| Renaissance Technologies LLC | 155,300 | $126.0K | 0.00% | −1,302,770−89.3% | Reduced |
| RBF Capital, LLC | 159,367 | $142.0K | 0.01% | 00.0% | Unchanged |
| Millennium Management LLC | 192,504 | $156.0K | 0.00% | −189,206−49.6% | Reduced |
| Northern Trust Corp | 295,067 | $239.0K | 0.00% | −2,177−0.7% | Reduced |
| State Street Corp | 355,552 | $288.0K | 0.00% | +23,410+7.0% | Added |
| Franklin Resources Inc | 360,900 | $292.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 389,273 | $315.0K | 0.00% | −141,791−26.7% | Reduced |
| Geode Capital Management, LLC | 1,141,064 | $923.0K | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 1,190,383 | $964.0K | 0.00% | −8,579−0.7% | Reduced |
| Ikarian Capital, LLC | 1,320,155 | $1.07M | 0.32% | +97,088+7.9% | Added |
| Wellington Shields & Co., LLC | 1,453,190 | $1.18M | 0.39% | +312,000+27.3% | Added |
| Wellington Shields Capital Management, LLC | 2,132,547 | $1.73M | 0.19% | −56,000−2.6% | Reduced |
| Vanguard Group Inc | 3,061,331 | $2.48M | 0.00% | −789,759−20.5% | Reduced |
| Federated Hermes, Inc. | 10,150,000 | $8.22M | 0.02% | 00.0% | Unchanged |
| Jacobs Levy Equity Management, Inc | 0 | $0 | 0.00% | −1,677,146−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −300,508−100.0% | Sold out |
| Anson Funds Management LP | 0 | $0 | 0.00% | −267,507−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −88,667−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −83,200−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −63,400−100.0% | Sold out |
| Atom Investors LP | 0 | $0 | 0.00% | −33,891−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −27,606−100.0% | Sold out |
| Ground Swell Capital, LLC | 0 | $0 | 0.00% | −18,638−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −16,983−100.0% | Sold out |
| Mosaic Family Wealth, LLC | – | – | – | – | Not filed |