CASI Pharmaceuticals, Inc (DE)
CASIDelisted- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000895051
CASI Pharmaceuticals, Inc (DE) was delisted in 2023; its insiders filed their last Form 4 on Sep 9, 2022; 23 institutions reported holding it in 13F filings for Q4 2022, worth $3.31M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in CASI Pharmaceuticals, Inc (DE) as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 51
- −7 vs. Q3 2021
- Shares held
- 28.0M
- −2.74M (−8.9%) vs. Q3 2021
- Total value
- $22.4M
- −$14.2M (−38.8%) vs. Q3 2021
- New holders
- 10
- 9 more added
- Sold out
- 17
- 15 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CASI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 23 | $3.31M |
| Q3 2022 | 24 | $5.17M |
| Q2 2022 | 24 | $6.26M |
| Q1 2022 | 45 | $18.9M |
| Q4 2021 | 51 | $22.4M |
| Q3 2021 | 59 | $46.0M |
| Q2 2021 | 69 | $72.3M |
| Q1 2021 | 86 | $127.4M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding CASI Pharmaceuticals, Inc (DE); share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Federated Hermes, Inc. | 10,150,000 | $8.12M | 0.02% | 00.0% | Unchanged |
| Vanguard Group Inc | 3,851,090 | $3.08M | 0.00% | −68,840−1.8% | Reduced |
| Wellington Shields Capital Management, LLC | 2,188,547 | $1.75M | 0.22% | −69,718−3.1% | Reduced |
| Jacobs Levy Equity Management, Inc | 1,677,146 | $1.34M | 0.01% | +946,758+129.6% | Added |
| Renaissance Technologies LLC | 1,458,070 | $1.17M | 0.00% | −160,085−9.9% | Reduced |
| Ikarian Capital, LLC | 1,223,067 | $978.0K | 0.28% | 00.0% | Unchanged |
| BlackRock Inc. | 1,198,962 | $959.0K | 0.00% | +33,020+2.8% | Added |
| Wellington Shields & Co., LLC | 1,141,190 | $913.0K | 0.18% | −691,579−37.7% | Reduced |
| Geode Capital Management, LLC | 1,141,064 | $912.0K | 0.00% | +196,335+20.8% | Added |
| Susquehanna International Group, LLP | 531,064 | $425.0K | 0.00% | +298,955+128.8% | Added |
| Millennium Management LLC | 381,710 | $305.0K | 0.00% | −432,395−53.1% | Reduced |
| Franklin Resources Inc | 360,900 | $289.0K | 0.00% | +360,900 | New |
| State Street Corp | 332,142 | $266.0K | 0.00% | 00.0% | Unchanged |
| Marshall Wace, LLP | 300,508 | $241.0K | 0.00% | −651,529−68.4% | Reduced |
| Northern Trust Corp | 297,244 | $237.0K | 0.00% | −1,198−0.4% | Reduced |
| Anson Funds Management LP | 267,507 | $214.0K | 0.03% | +267,507 | New |
| RBF Capital, LLC | 159,367 | $127.0K | 0.01% | +159,367 | New |
| Dimensional Fund Advisors LP | 132,099 | $106.0K | 0.00% | −32,140−19.6% | Reduced |
| Roundview Capital LLC | 122,453 | $98.0K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 117,917 | $94.0K | 0.00% | +62,059+111.1% | Added |
| Boothbay Fund Management, LLC | 116,862 | $93.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 88,667 | $71.0K | 0.01% | +88,667 | New |
| Two Sigma Advisers, LP | 83,200 | $67.0K | 0.00% | +83,200 | New |
| Virtu Financial LLC | 80,806 | $65.0K | 0.01% | +50,246+164.4% | Added |
| Two Sigma Investments, LP | 63,400 | $51.0K | 0.00% | +63,400 | New |
| Charles Schwab Investment Management Inc | 54,063 | $44.0K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 53,416 | $43.0K | 0.00% | +53,416 | New |
| Goldman Sachs Group Inc | 50,396 | $40.0K | 0.00% | −149,590−74.8% | Reduced |
| Morgan Stanley | 45,663 | $37.0K | 0.00% | +6,478+16.5% | Added |
| Sterneck Capital Management, LLC | 40,000 | $32.0K | 0.02% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 36,437 | $29.0K | 0.00% | 00.0% | Unchanged |
| Atom Investors LP | 33,891 | $27.0K | 0.01% | +33,891 | New |
| Heritage Investors Management Corp | 28,703 | $23.0K | 0.00% | 00.0% | Unchanged |
| Connor, Clark & Lunn Investment Management Ltd. | 27,606 | $22.0K | 0.00% | −33,298−54.7% | Reduced |
| Ground Swell Capital, LLC | 18,638 | $15.0K | 0.09% | +18,638 | New |
| Citadel Advisors LLC | 17,882 | $14.0K | 0.00% | −11,541−39.2% | Reduced |
| UBS Group AG | 16,983 | $14.0K | 0.00% | −9,732−36.4% | Reduced |
| Mosaic Family Wealth, LLC | 17,500 | $14.0K | 0.00% | 00.0% | Unchanged |
| Victory Capital Management Inc | 15,252 | $12.0K | 0.00% | +783+5.4% | Added |
| HighTower Advisors, LLC | 13,565 | $10.0K | 0.00% | +3,544+35.4% | Added |
| Ameriprise Financial Inc | 10,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Everett Harris & Co | 10,002 | $8.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 5,593 | $4.00K | 0.00% | −48,508−89.7% | Reduced |
| Advisor Group Holdings, Inc. | 2,001 | $2.00K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 1,345 | $1.08K | 0.00% | −512−27.6% | Reduced |
| Captrust Financial Advisors | 1,500 | $1.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 710 | $1.00K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 258 | $0 | 0.00% | −6,912−96.4% | Reduced |
| Royal Bank of Canada | 181 | $0 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 132 | $0 | 0.00% | 00.0% | Unchanged |
| Selective Wealth Management, Inc. | 5 | $0 | 0.00% | +5 | New |
| Consonance Capital Management LP | 0 | $0 | 0.00% | −1,563,003−100.0% | Sold out |
| Ghost Tree Capital, LLC | 0 | $0 | 0.00% | −650,000−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −286,153−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −218,428−100.0% | Sold out |
| Price T Rowe Associates Inc | 0 | $0 | 0.00% | −87,500−100.0% | Sold out |
| 1492 Capital Management LLC | 0 | $0 | 0.00% | −78,762−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −65,353−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −41,324−100.0% | Sold out |
| Bridgeway Capital Management, LLC | 0 | $0 | 0.00% | −33,399−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −19,600−100.0% | Sold out |
| Manatuck Hill Partners, LLC | 0 | $0 | 0.00% | −15,090−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −10,512−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −9,757−100.0% | Sold out |
| Wealthspire Advisors, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Meeder Asset Management Inc | 0 | $0 | 0.00% | −4,073−100.0% | Sold out |
| Total Clarity Wealth Management, Inc. | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Joseph P. Lucia & Associates, LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| IDG-Accel China Growth Fund III Associates L.P. | – | – | – | – | Not filed |