CASI Pharmaceuticals, Inc (DE)
CASIDelisted- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000895051
CASI Pharmaceuticals, Inc (DE) was delisted in 2023; its insiders filed their last Form 4 on Sep 9, 2022; 23 institutions reported holding it in 13F filings for Q4 2022, worth $3.31M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in CASI Pharmaceuticals, Inc (DE) as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 51
- −7 vs. Q3 2021
- Shares held
- 28.0M
- −2.74M (−8.9%) vs. Q3 2021
- Total value
- $22.4M
- −$14.2M (−38.8%) vs. Q3 2021
- New holders
- 10
- 9 more added
- Sold out
- 17
- 15 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CASI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 23 | $3.31M |
| Q3 2022 | 24 | $5.17M |
| Q2 2022 | 24 | $6.26M |
| Q1 2022 | 45 | $18.9M |
| Q4 2021 | 51 | $22.4M |
| Q3 2021 | 59 | $46.0M |
| Q2 2021 | 69 | $72.3M |
| Q1 2021 | 86 | $127.4M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding CASI Pharmaceuticals, Inc (DE); share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| JPMorgan Chase & Co | 258 | $0 | 0.00% | −6,912−96.4% | Reduced |
| Royal Bank of Canada | 181 | $0 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 132 | $0 | 0.00% | 00.0% | Unchanged |
| Selective Wealth Management, Inc. | 5 | $0 | 0.00% | +5 | New |
| Captrust Financial Advisors | 1,500 | $1.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 710 | $1.00K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 1,345 | $1.08K | 0.00% | −512−27.6% | Reduced |
| Advisor Group Holdings, Inc. | 2,001 | $2.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 5,593 | $4.00K | 0.00% | −48,508−89.7% | Reduced |
| Ameriprise Financial Inc | 10,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Everett Harris & Co | 10,002 | $8.00K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 13,565 | $10.0K | 0.00% | +3,544+35.4% | Added |
| Victory Capital Management Inc | 15,252 | $12.0K | 0.00% | +783+5.4% | Added |
| Citadel Advisors LLC | 17,882 | $14.0K | 0.00% | −11,541−39.2% | Reduced |
| UBS Group AG | 16,983 | $14.0K | 0.00% | −9,732−36.4% | Reduced |
| Mosaic Family Wealth, LLC | 17,500 | $14.0K | 0.00% | 00.0% | Unchanged |
| Ground Swell Capital, LLC | 18,638 | $15.0K | 0.09% | +18,638 | New |
| Connor, Clark & Lunn Investment Management Ltd. | 27,606 | $22.0K | 0.00% | −33,298−54.7% | Reduced |
| Heritage Investors Management Corp | 28,703 | $23.0K | 0.00% | 00.0% | Unchanged |
| Atom Investors LP | 33,891 | $27.0K | 0.01% | +33,891 | New |
| Bank of New York Mellon Corp | 36,437 | $29.0K | 0.00% | 00.0% | Unchanged |
| Sterneck Capital Management, LLC | 40,000 | $32.0K | 0.02% | 00.0% | Unchanged |
| Morgan Stanley | 45,663 | $37.0K | 0.00% | +6,478+16.5% | Added |
| Goldman Sachs Group Inc | 50,396 | $40.0K | 0.00% | −149,590−74.8% | Reduced |
| Jane Street Group, LLC | 53,416 | $43.0K | 0.00% | +53,416 | New |
| Charles Schwab Investment Management Inc | 54,063 | $44.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 63,400 | $51.0K | 0.00% | +63,400 | New |
| Virtu Financial LLC | 80,806 | $65.0K | 0.01% | +50,246+164.4% | Added |
| Two Sigma Advisers, LP | 83,200 | $67.0K | 0.00% | +83,200 | New |
| Two Sigma Securities, LLC | 88,667 | $71.0K | 0.01% | +88,667 | New |
| Boothbay Fund Management, LLC | 116,862 | $93.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 117,917 | $94.0K | 0.00% | +62,059+111.1% | Added |
| Roundview Capital LLC | 122,453 | $98.0K | 0.01% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 132,099 | $106.0K | 0.00% | −32,140−19.6% | Reduced |
| RBF Capital, LLC | 159,367 | $127.0K | 0.01% | +159,367 | New |
| Anson Funds Management LP | 267,507 | $214.0K | 0.03% | +267,507 | New |
| Northern Trust Corp | 297,244 | $237.0K | 0.00% | −1,198−0.4% | Reduced |
| Marshall Wace, LLP | 300,508 | $241.0K | 0.00% | −651,529−68.4% | Reduced |
| State Street Corp | 332,142 | $266.0K | 0.00% | 00.0% | Unchanged |
| Franklin Resources Inc | 360,900 | $289.0K | 0.00% | +360,900 | New |
| Millennium Management LLC | 381,710 | $305.0K | 0.00% | −432,395−53.1% | Reduced |
| Susquehanna International Group, LLP | 531,064 | $425.0K | 0.00% | +298,955+128.8% | Added |
| Geode Capital Management, LLC | 1,141,064 | $912.0K | 0.00% | +196,335+20.8% | Added |
| Wellington Shields & Co., LLC | 1,141,190 | $913.0K | 0.18% | −691,579−37.7% | Reduced |
| BlackRock Inc. | 1,198,962 | $959.0K | 0.00% | +33,020+2.8% | Added |
| Ikarian Capital, LLC | 1,223,067 | $978.0K | 0.28% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 1,458,070 | $1.17M | 0.00% | −160,085−9.9% | Reduced |
| Jacobs Levy Equity Management, Inc | 1,677,146 | $1.34M | 0.01% | +946,758+129.6% | Added |
| Wellington Shields Capital Management, LLC | 2,188,547 | $1.75M | 0.22% | −69,718−3.1% | Reduced |
| Vanguard Group Inc | 3,851,090 | $3.08M | 0.00% | −68,840−1.8% | Reduced |
| Federated Hermes, Inc. | 10,150,000 | $8.12M | 0.02% | 00.0% | Unchanged |
| Consonance Capital Management LP | 0 | $0 | 0.00% | −1,563,003−100.0% | Sold out |
| Ghost Tree Capital, LLC | 0 | $0 | 0.00% | −650,000−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −286,153−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −218,428−100.0% | Sold out |
| Price T Rowe Associates Inc | 0 | $0 | 0.00% | −87,500−100.0% | Sold out |
| 1492 Capital Management LLC | 0 | $0 | 0.00% | −78,762−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −65,353−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −41,324−100.0% | Sold out |
| Bridgeway Capital Management, LLC | 0 | $0 | 0.00% | −33,399−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −19,600−100.0% | Sold out |
| Manatuck Hill Partners, LLC | 0 | $0 | 0.00% | −15,090−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −10,512−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −9,757−100.0% | Sold out |
| Wealthspire Advisors, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Meeder Asset Management Inc | 0 | $0 | 0.00% | −4,073−100.0% | Sold out |
| Total Clarity Wealth Management, Inc. | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Joseph P. Lucia & Associates, LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| IDG-Accel China Growth Fund III Associates L.P. | – | – | – | – | Not filed |