CASI Pharmaceuticals, Inc (DE)
CASIDelisted- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000895051
CASI Pharmaceuticals, Inc (DE) was delisted in 2023; its insiders filed their last Form 4 on Sep 9, 2022; 23 institutions reported holding it in 13F filings for Q4 2022, worth $3.31M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in CASI Pharmaceuticals, Inc (DE) as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 59
- −10 vs. Q2 2021
- Shares held
- 38.7M
- −8.00M (−17.1%) vs. Q2 2021
- Total value
- $46.0M
- −$26.3M (−36.4%) vs. Q2 2021
- New holders
- 10
- 14 more added
- Sold out
- 20
- 18 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CASI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 23 | $3.31M |
| Q3 2022 | 24 | $5.17M |
| Q2 2022 | 24 | $6.26M |
| Q1 2022 | 45 | $18.9M |
| Q4 2021 | 51 | $22.4M |
| Q3 2021 | 59 | $46.0M |
| Q2 2021 | 69 | $72.3M |
| Q1 2021 | 86 | $127.4M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding CASI Pharmaceuticals, Inc (DE); share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Federated Hermes, Inc. | 10,150,000 | $12.1M | 0.02% | 00.0% | Unchanged |
| IDG-Accel China Growth Fund III Associates L.P. | 7,973,536 | $9.49M | 30.38% | 00.0% | Unchanged |
| Vanguard Group Inc | 3,919,930 | $4.67M | 0.00% | +15,303+0.4% | Added |
| Wellington Shields Capital Management, LLC | 2,258,265 | $2.69M | 0.37% | +10.0% | Added |
| Wellington Shields & Co., LLC | 1,832,769 | $2.18M | 0.76% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 1,618,155 | $1.93M | 0.00% | +71,849+4.6% | Added |
| Consonance Capital Management LP | 1,563,003 | $1.86M | 1.02% | −8,758,953−84.9% | Reduced |
| Ikarian Capital, LLC | 1,223,067 | $1.46M | 0.33% | −45,087−3.6% | Reduced |
| BlackRock Inc. | 1,165,942 | $1.39M | 0.00% | −15,657−1.3% | Reduced |
| Marshall Wace, LLP | 952,037 | $1.13M | 0.01% | +728,328+325.6% | Added |
| Geode Capital Management, LLC | 944,729 | $1.12M | 0.00% | +240,841+34.2% | Added |
| Millennium Management LLC | 814,105 | $969.0K | 0.00% | −298,103−26.8% | Reduced |
| Jacobs Levy Equity Management, Inc | 730,388 | $869.0K | 0.01% | +730,388 | New |
| Ghost Tree Capital, LLC | 650,000 | $774.0K | 0.26% | 00.0% | Unchanged |
| State Street Corp | 332,142 | $395.0K | 0.00% | +137,300+70.5% | Added |
| Northern Trust Corp | 298,442 | $355.0K | 0.00% | +55,242+22.7% | Added |
| Ergoteles LLC | 286,153 | $341.0K | 0.01% | −14,247−4.7% | Reduced |
| Susquehanna International Group, LLP | 232,109 | $276.0K | 0.00% | +232,109 | New |
| Cubist Systematic Strategies, LLC | 218,428 | $260.0K | 0.00% | +197,236+930.7% | Added |
| Goldman Sachs Group Inc | 199,986 | $238.0K | 0.00% | +48,803+32.3% | Added |
| Dimensional Fund Advisors LP | 164,239 | $195.0K | 0.00% | −110,105−40.1% | Reduced |
| Roundview Capital LLC | 122,453 | $146.0K | 0.02% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 116,862 | $139.0K | 0.01% | −69,126−37.2% | Reduced |
| Price T Rowe Associates Inc | 87,500 | $104.0K | 0.00% | −17,700−16.8% | Reduced |
| 1492 Capital Management LLC | 78,762 | $94.0K | 0.05% | −981−1.2% | Reduced |
| HRT Financial LP | 65,353 | $77.0K | 0.00% | −87,377−57.2% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 60,904 | $72.0K | 0.00% | +60,904 | New |
| Bank of America Corp | 55,858 | $67.0K | 0.00% | −14,311−20.4% | Reduced |
| Charles Schwab Investment Management Inc | 54,063 | $65.0K | 0.00% | −351,227−86.7% | Reduced |
| Tower Research Capital LLC (TRC) | 54,101 | $64.0K | 0.00% | +49,755+1,144.8% | Added |
| XTX Topco Ltd | 41,324 | $49.0K | 0.02% | +27,248+193.6% | Added |
| Sterneck Capital Management, LLC | 40,000 | $48.0K | 0.03% | 00.0% | Unchanged |
| Morgan Stanley | 39,185 | $46.0K | 0.00% | −4,100−9.5% | Reduced |
| Bank of New York Mellon Corp | 36,437 | $43.0K | 0.00% | +10.0% | Added |
| Bridgeway Capital Management, LLC | 33,399 | $40.0K | 0.00% | +33,399 | New |
| Virtu Financial LLC | 30,560 | $36.0K | 0.00% | +30,560 | New |
| Citadel Advisors LLC | 29,423 | $35.0K | 0.00% | +29,423 | New |
| Heritage Investors Management Corp | 28,703 | $34.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 26,715 | $32.0K | 0.00% | +22,211+493.1% | Added |
| Schonfeld Strategic Advisors LLC | 19,600 | $24.0K | 0.00% | −1,000−4.9% | Reduced |
| Mosaic Family Wealth, LLC | 17,500 | $21.0K | 0.01% | 00.0% | Unchanged |
| Manatuck Hill Partners, LLC | 15,090 | $18.0K | 0.01% | 00.0% | Unchanged |
| Victory Capital Management Inc | 14,469 | $17.0K | 0.00% | −1,172−7.5% | Reduced |
| Qube Research & Technologies Ltd | 10,512 | $13.0K | 0.00% | +10,512 | New |
| Barclays PLC | 9,757 | $12.0K | 0.00% | −2,471−20.2% | Reduced |
| Ameriprise Financial Inc | 10,000 | $12.0K | 0.00% | 00.0% | Unchanged |
| Everett Harris & Co | 10,002 | $12.0K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 10,021 | $12.0K | 0.00% | +10,021 | New |
| Wealthspire Advisors, LLC | 10,000 | $12.0K | 0.00% | +10,000 | New |
| JPMorgan Chase & Co | 7,170 | $8.00K | 0.00% | −184,353−96.3% | Reduced |
| Meeder Asset Management Inc | 4,073 | $5.00K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 1,857 | $2.21K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 2,001 | $2.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 1,500 | $2.00K | 0.00% | 00.0% | Unchanged |
| Total Clarity Wealth Management, Inc. | 2,000 | $2.00K | 0.00% | +2,000 | New |
| Wells Fargo & Company | 710 | $1.00K | 0.00% | +93+15.1% | Added |
| Royal Bank of Canada | 181 | $0 | 0.00% | −4,313−96.0% | Reduced |
| Northwestern Mutual Wealth Management Co | 132 | $0 | 0.00% | 00.0% | Unchanged |
| Joseph P. Lucia & Associates, LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Tibra Equities Europe Ltd | 0 | $0 | 0.00% | −216,300−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −92,100−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −78,572−100.0% | Sold out |
| Vident Investment Advisory, LLC | 0 | $0 | 0.00% | −54,829−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −53,424−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −46,041−100.0% | Sold out |
| Bailard, Inc. | 0 | $0 | 0.00% | −40,400−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −40,018−100.0% | Sold out |
| LMR Partners LLP | 0 | $0 | 0.00% | −30,360−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −22,698−100.0% | Sold out |
| Quantitative Systematic Strategies LLC | 0 | $0 | 0.00% | −17,107−100.0% | Sold out |
| Prudential Financial Inc | 0 | $0 | 0.00% | −16,600−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −16,246−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −14,798−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −11,532−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −7,000−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −1,549−100.0% | Sold out |
| New York State Common Retirement Fund | 0 | $0 | 0.00% | −513−100.0% | Sold out |
| Quadrant Capital Group LLC | 0 | $0 | 0.00% | −266−100.0% | Sold out |
| FourThought Financial, LLC | 0 | $0 | 0.00% | −40−100.0% | Sold out |