CASI Pharmaceuticals, Inc (DE)
CASIDelisted- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000895051
CASI Pharmaceuticals, Inc (DE) was delisted in 2023; its insiders filed their last Form 4 on Sep 9, 2022; 23 institutions reported holding it in 13F filings for Q4 2022, worth $3.31M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in CASI Pharmaceuticals, Inc (DE) as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 59
- −10 vs. Q2 2021
- Shares held
- 38.7M
- −8.00M (−17.1%) vs. Q2 2021
- Total value
- $46.0M
- −$26.3M (−36.4%) vs. Q2 2021
- New holders
- 10
- 14 more added
- Sold out
- 20
- 18 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CASI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 23 | $3.31M |
| Q3 2022 | 24 | $5.17M |
| Q2 2022 | 24 | $6.26M |
| Q1 2022 | 45 | $18.9M |
| Q4 2021 | 51 | $22.4M |
| Q3 2021 | 59 | $46.0M |
| Q2 2021 | 69 | $72.3M |
| Q1 2021 | 86 | $127.4M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding CASI Pharmaceuticals, Inc (DE); share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 181 | $0 | 0.00% | −4,313−96.0% | Reduced |
| Northwestern Mutual Wealth Management Co | 132 | $0 | 0.00% | 00.0% | Unchanged |
| Joseph P. Lucia & Associates, LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 710 | $1.00K | 0.00% | +93+15.1% | Added |
| Advisor Group Holdings, Inc. | 2,001 | $2.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 1,500 | $2.00K | 0.00% | 00.0% | Unchanged |
| Total Clarity Wealth Management, Inc. | 2,000 | $2.00K | 0.00% | +2,000 | New |
| BNP Paribas Arbitrage, SA | 1,857 | $2.21K | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 4,073 | $5.00K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 7,170 | $8.00K | 0.00% | −184,353−96.3% | Reduced |
| Barclays PLC | 9,757 | $12.0K | 0.00% | −2,471−20.2% | Reduced |
| Ameriprise Financial Inc | 10,000 | $12.0K | 0.00% | 00.0% | Unchanged |
| Everett Harris & Co | 10,002 | $12.0K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 10,021 | $12.0K | 0.00% | +10,021 | New |
| Wealthspire Advisors, LLC | 10,000 | $12.0K | 0.00% | +10,000 | New |
| Qube Research & Technologies Ltd | 10,512 | $13.0K | 0.00% | +10,512 | New |
| Victory Capital Management Inc | 14,469 | $17.0K | 0.00% | −1,172−7.5% | Reduced |
| Manatuck Hill Partners, LLC | 15,090 | $18.0K | 0.01% | 00.0% | Unchanged |
| Mosaic Family Wealth, LLC | 17,500 | $21.0K | 0.01% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 19,600 | $24.0K | 0.00% | −1,000−4.9% | Reduced |
| UBS Group AG | 26,715 | $32.0K | 0.00% | +22,211+493.1% | Added |
| Heritage Investors Management Corp | 28,703 | $34.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 29,423 | $35.0K | 0.00% | +29,423 | New |
| Virtu Financial LLC | 30,560 | $36.0K | 0.00% | +30,560 | New |
| Bridgeway Capital Management, LLC | 33,399 | $40.0K | 0.00% | +33,399 | New |
| Bank of New York Mellon Corp | 36,437 | $43.0K | 0.00% | +10.0% | Added |
| Morgan Stanley | 39,185 | $46.0K | 0.00% | −4,100−9.5% | Reduced |
| Sterneck Capital Management, LLC | 40,000 | $48.0K | 0.03% | 00.0% | Unchanged |
| XTX Topco Ltd | 41,324 | $49.0K | 0.02% | +27,248+193.6% | Added |
| Tower Research Capital LLC (TRC) | 54,101 | $64.0K | 0.00% | +49,755+1,144.8% | Added |
| Charles Schwab Investment Management Inc | 54,063 | $65.0K | 0.00% | −351,227−86.7% | Reduced |
| Bank of America Corp | 55,858 | $67.0K | 0.00% | −14,311−20.4% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 60,904 | $72.0K | 0.00% | +60,904 | New |
| HRT Financial LP | 65,353 | $77.0K | 0.00% | −87,377−57.2% | Reduced |
| 1492 Capital Management LLC | 78,762 | $94.0K | 0.05% | −981−1.2% | Reduced |
| Price T Rowe Associates Inc | 87,500 | $104.0K | 0.00% | −17,700−16.8% | Reduced |
| Boothbay Fund Management, LLC | 116,862 | $139.0K | 0.01% | −69,126−37.2% | Reduced |
| Roundview Capital LLC | 122,453 | $146.0K | 0.02% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 164,239 | $195.0K | 0.00% | −110,105−40.1% | Reduced |
| Goldman Sachs Group Inc | 199,986 | $238.0K | 0.00% | +48,803+32.3% | Added |
| Cubist Systematic Strategies, LLC | 218,428 | $260.0K | 0.00% | +197,236+930.7% | Added |
| Susquehanna International Group, LLP | 232,109 | $276.0K | 0.00% | +232,109 | New |
| Ergoteles LLC | 286,153 | $341.0K | 0.01% | −14,247−4.7% | Reduced |
| Northern Trust Corp | 298,442 | $355.0K | 0.00% | +55,242+22.7% | Added |
| State Street Corp | 332,142 | $395.0K | 0.00% | +137,300+70.5% | Added |
| Ghost Tree Capital, LLC | 650,000 | $774.0K | 0.26% | 00.0% | Unchanged |
| Jacobs Levy Equity Management, Inc | 730,388 | $869.0K | 0.01% | +730,388 | New |
| Millennium Management LLC | 814,105 | $969.0K | 0.00% | −298,103−26.8% | Reduced |
| Geode Capital Management, LLC | 944,729 | $1.12M | 0.00% | +240,841+34.2% | Added |
| Marshall Wace, LLP | 952,037 | $1.13M | 0.01% | +728,328+325.6% | Added |
| BlackRock Inc. | 1,165,942 | $1.39M | 0.00% | −15,657−1.3% | Reduced |
| Ikarian Capital, LLC | 1,223,067 | $1.46M | 0.33% | −45,087−3.6% | Reduced |
| Consonance Capital Management LP | 1,563,003 | $1.86M | 1.02% | −8,758,953−84.9% | Reduced |
| Renaissance Technologies LLC | 1,618,155 | $1.93M | 0.00% | +71,849+4.6% | Added |
| Wellington Shields & Co., LLC | 1,832,769 | $2.18M | 0.76% | 00.0% | Unchanged |
| Wellington Shields Capital Management, LLC | 2,258,265 | $2.69M | 0.37% | +10.0% | Added |
| Vanguard Group Inc | 3,919,930 | $4.67M | 0.00% | +15,303+0.4% | Added |
| IDG-Accel China Growth Fund III Associates L.P. | 7,973,536 | $9.49M | 30.38% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 10,150,000 | $12.1M | 0.02% | 00.0% | Unchanged |
| Tibra Equities Europe Ltd | 0 | $0 | 0.00% | −216,300−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −92,100−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −78,572−100.0% | Sold out |
| Vident Investment Advisory, LLC | 0 | $0 | 0.00% | −54,829−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −53,424−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −46,041−100.0% | Sold out |
| Bailard, Inc. | 0 | $0 | 0.00% | −40,400−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −40,018−100.0% | Sold out |
| LMR Partners LLP | 0 | $0 | 0.00% | −30,360−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −22,698−100.0% | Sold out |
| Quantitative Systematic Strategies LLC | 0 | $0 | 0.00% | −17,107−100.0% | Sold out |
| Prudential Financial Inc | 0 | $0 | 0.00% | −16,600−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −16,246−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −14,798−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −11,532−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −7,000−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −1,549−100.0% | Sold out |
| New York State Common Retirement Fund | 0 | $0 | 0.00% | −513−100.0% | Sold out |
| Quadrant Capital Group LLC | 0 | $0 | 0.00% | −266−100.0% | Sold out |
| FourThought Financial, LLC | 0 | $0 | 0.00% | −40−100.0% | Sold out |