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Livermore
Livermore
ZHEN

Wellington Shields & Co., LLC

SEC CIK
0001506073
Latest filing
Aug 10, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 15, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
230
+13 vs. Q3 2021
Portfolio value
$500.6M
+$214.0M (+74.7%) vs. Q3 2021
Filed
Feb 15, 2022
SEC
Holdings of Wellington Shields & Co., LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
FLOFlowers Foods IncCOM6,553,181$180.0M36.0%+6,530,082+28,270.0%AddedHistory
MSFTMicrosoft CorpStock86,693$29.2M5.8%+2,150+2.5%AddedHistory
ILMNIllumina, Inc.COM59,512$22.6M4.5%−467−0.8%ReducedHistory
AAPLApple Inc.Stock105,510$18.7M3.7%+7,754+7.9%AddedHistory
PSNLPersonalis, Inc.COM920,478$13.1M2.6%00.0%UnchangedHistory
MCOMoodys CorpStock30,248$11.8M2.4%+30,248NewHistory
JPMJPMorgan Chase & CoStock39,396$6.24M1.2%−41−0.1%ReducedHistory
SHOPShopify Inc.Stock4,301$5.92M1.2%−20−0.5%ReducedHistory
BXBlackstone Inc.COM43,078$5.57M1.1%+6,051+16.3%AddedHistory
PFEPfizer IncStock79,663$4.70M0.9%+2,423+3.1%AddedHistory
UNPUnion Pacific CorpStock18,208$4.59M0.9%+188+1.0%AddedHistory
CVSCVS Health CorpStock44,324$4.57M0.9%+2,574+6.2%AddedHistory
ABBVAbbVie Inc.Stock32,554$4.41M0.9%+597+1.9%AddedHistory
LLYEli Lilly & CoStock15,821$4.37M0.9%+12+0.1%AddedHistory
HONHoneywell International IncCOM20,909$4.36M0.9%00.0%UnchangedHistory
DISWalt Disney CoStock27,909$4.32M0.9%+99+0.4%AddedHistory
SPGIS&P Global Inc.Stock8,900$4.20M0.8%00.0%UnchangedHistory
GOOGAlphabet Inc.Stock1,336$3.87M0.8%+226+20.4%AddedHistory
ABTAbbott LaboratoriesStock26,488$3.73M0.7%+2,219+9.1%AddedHistory
IBMInternational Business Machines CorpStock26,678$3.57M0.7%+30.0%AddedHistory
SIISprott Inc.COM NEW79,000$3.56M0.7%00.0%UnchangedHistory
RPRXRoyalty Pharma plcSHS CLASS A87,877$3.50M0.7%−3,293−3.6%ReducedHistory
EFXEquifax IncCOM9,756$2.86M0.6%−110−1.1%ReducedHistory
TAT&T Inc.Stock112,878$2.78M0.6%+4,172+3.8%AddedHistory
BMYBristol Myers Squibb CoStock43,715$2.73M0.5%−5,510−11.2%ReducedHistory
VZVerizon Communications IncStock52,444$2.73M0.5%+508+1.0%AddedHistory
JNJJohnson & JohnsonStock15,909$2.72M0.5%+853+5.7%AddedHistory
HZOMarinemax IncCOM42,417$2.50M0.5%−847−2.0%ReducedHistory
XOMExxonMobil Holdings CorpCOM40,341$2.47M0.5%−2,050−4.8%ReducedHistory
GOOGLAlphabet Inc.Stock832$2.41M0.5%−24−2.8%ReducedHistory
NAPADuckhorn Portfolio, Inc.COM99,739$2.33M0.5%−56,436−36.1%ReducedHistory
VVisa Inc.Stock10,579$2.29M0.5%+2,198+26.2%AddedHistory
CSCOCisco Systems, Inc.Stock34,162$2.17M0.4%+2,533+8.0%AddedHistory
CATCaterpillar IncStock10,200$2.11M0.4%+800+8.5%AddedHistory
MRKMerck & Co., Inc.Stock26,110$2.00M0.4%+700+2.8%AddedHistory
WYWeyerhaeuser CoCOM NEW46,277$1.91M0.4%+1,584+3.5%AddedHistory
WMWaste Management IncStock11,190$1.87M0.4%00.0%UnchangedHistory
PGProcter & Gamble CoStock11,254$1.84M0.4%+10.0%AddedHistory
FLRFluor CorpStock71,913$1.78M0.4%+71,913NewHistory
BRK.BBerkshire Hathaway IncStock5,736$1.72M0.3%+665+13.1%AddedHistory
NVDANVIDIA CorpStock5,804$1.71M0.3%−22−0.4%ReducedHistory
INTCIntel CorpStock32,279$1.66M0.3%+323+1.0%AddedHistory
PEPPepsiCo IncStock9,368$1.63M0.3%+98+1.1%AddedHistory
CVXChevron CorpStock13,751$1.61M0.3%+295+2.2%AddedHistory
CFGCitizens Financial Group IncCOM34,000$1.61M0.3%00.0%UnchangedHistory
BABoeing CoStock7,932$1.60M0.3%+1,524+23.8%AddedHistory
KMIKinder Morgan, Inc.Stock100,599$1.60M0.3%−20,010−16.6%ReducedHistory
WPCW. P. Carey Inc.COM19,302$1.58M0.3%+766+4.1%AddedHistory
CMCSAComcast CorpStock30,546$1.54M0.3%−709−2.3%ReducedHistory
CBUCommunity Financial System, Inc.COM20,000$1.49M0.3%+20,000NewHistory
BLKBlackRock, Inc.COM1,596$1.46M0.3%+452+39.5%AddedHistory
NEMNEWMONT CorpStock23,400$1.45M0.3%+400+1.7%AddedHistory
HDHome Depot, Inc.Stock3,487$1.45M0.3%+732+26.6%AddedHistory
KEYKeycorpCOM61,200$1.42M0.3%00.0%UnchangedHistory
NEENextera Energy IncStock15,100$1.41M0.3%−500−3.2%ReducedHistory
KMXCarMax IncCOM10,827$1.41M0.3%−1,263−10.4%ReducedHistory
FISFidelity National Information Services, Inc.Stock11,933$1.30M0.3%−468−3.8%ReducedHistory
AXPAmerican Express CoStock7,940$1.30M0.3%+35+0.4%AddedHistory
SOSouthern CoStock18,775$1.29M0.3%+54+0.3%AddedHistory
PMPhilip Morris International Inc.Stock13,400$1.27M0.3%00.0%UnchangedHistory
WMTWalmart Inc.Stock8,751$1.27M0.3%00.0%UnchangedHistory
DDDuPont de Nemours, Inc.COM15,546$1.26M0.3%−309−1.9%ReducedHistory
FCXFreeport-McMoran IncStock29,440$1.23M0.2%+880+3.1%AddedHistory
CSXCSX CorpStock32,230$1.21M0.2%+120+0.4%AddedHistory
CCitigroup IncStock19,210$1.16M0.2%−422−2.1%ReducedHistory
UEICUniversal Electronics IncCOM28,317$1.15M0.2%00.0%UnchangedHistory
FDXFedEx CorpStock4,362$1.13M0.2%+4,362NewHistory
AFLAflac IncStock18,806$1.10M0.2%−410−2.1%ReducedHistory
DOWDow Inc.Stock19,241$1.09M0.2%+1,127+6.2%AddedHistory
GISGeneral Mills IncStock16,122$1.09M0.2%+1,073+7.1%AddedHistory
SPGSimon Property Group Inc.REIT6,770$1.08M0.2%+500+8.0%AddedHistory
TMOThermo Fisher Scientific Inc.Stock1,620$1.08M0.2%+895+123.4%AddedHistory
METAMeta Platforms, Inc.Stock3,155$1.06M0.2%−120−3.7%ReducedHistory
OKEONEOK IncCOM17,820$1.05M0.2%00.0%UnchangedHistory
AMGNAmgen IncStock4,605$1.04M0.2%+769+20.0%AddedHistory
KOCoca Cola CoStock17,375$1.03M0.2%−225−1.3%ReducedHistory
MMM3M CoStock5,775$1.03M0.2%−96−1.6%ReducedHistory
AVGOBroadcom Inc.Stock1,500$998.0K0.2%+200+15.4%AddedHistory
ENBEnbridge IncStock25,044$979.0K0.2%−1,161−4.4%ReducedHistory
PNCPNC Financial Services Group, Inc.Stock4,726$948.0K0.2%00.0%UnchangedHistory
GLWCorning IncCOM25,249$940.0K0.2%+40+0.2%AddedHistory
WSTWest Pharmaceutical Services IncCOM2,000$938.0K0.2%00.0%UnchangedHistory
AMATApplied Materials IncStock5,850$921.0K0.2%+3,150+116.7%AddedHistory
CASICASI Pharmaceuticals, Inc (DE)COM1,141,190$913.0K0.2%−691,579−37.7%ReducedHistory
Thomasville Bancshares Inc884608100COM14,094$909.0K0.2%00.0%Unchanged–
GMGeneral Motors CoCOM15,464$907.0K0.2%+3,134+25.4%AddedHistory
LMTLockheed Martin CorpStock2,535$901.0K0.2%−950−27.3%ReducedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF16,696$865.0K0.2%+2,472+17.4%Added–
MOAltria Group, Inc.Stock17,720$840.0K0.2%+16+0.1%AddedHistory
FLNCFluence Energy, Inc.COM CL A23,400$832.0K0.2%+23,400NewHistory
BXMTBlackstone Mortgage Trust, Inc.COM CL A27,045$828.0K0.2%+6,060+28.9%AddedHistory
EHCEncompass Health CorpCOM12,330$805.0K0.2%00.0%UnchangedHistory
DVNDevon Energy CorpStock17,199$758.0K0.2%+990+6.1%AddedHistory
AWKAmerican Water Works Company, Inc.Stock4,000$755.0K0.2%+2,000+100.0%AddedHistory
IRMIron Mountain IncCOM14,238$745.0K0.1%+528+3.9%AddedHistory
SEICSEI Investments CoCOM12,000$731.0K0.1%00.0%UnchangedHistory
NSCNorfolk Southern CorpStock2,400$715.0K0.1%00.0%UnchangedHistory
EMNEastman Chemical CoStock5,850$707.0K0.1%00.0%UnchangedHistory
MDLZMondelez International, Inc.Stock10,429$692.0K0.1%00.0%UnchangedHistory
GILDGilead Sciences, Inc.Stock9,288$674.0K0.1%−1,003−9.7%ReducedHistory

Sold out since Q3 2021 (19)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Wellington Shields & Co., LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
AMZNAmazon Com IncStock1,392$4.57M1.6%History
GPNGlobal Payments IncStock4,553$717.0K0.3%History
APOApollo Global Management, Inc.COM CL A6,390$394.0K0.1%History
TSLATesla, Inc.Stock452$351.0K0.1%History
TPICQTpi Composites, IncCOM9,118$308.0K0.1%History
PINSPinterest, Inc.CL A5,699$290.0K0.1%History
MOSMosaic CoCOM8,100$289.0K0.1%History
GLDSPDR Gold TrustETF1,662$273.0K0.1%History
GMEGameStop Corp.Stock1,500$263.0K0.1%History
iShares Russell 2000 ETF464287655ETF1,000$219.0K0.1%–
VNOVornado Realty TrustSH BEN INT4,900$206.0K0.1%History
GEF.BGreif, IncCL B3,100$201.0K0.1%History
PBCTPeople's United Financial, Inc.COM10,900$190.0K0.1%History
HPEHewlett Packard Enterprise CoCOM11,600$165.0K0.1%History
FLXNFlexion Therapeutics IncCOM11,244$69.0K<0.1%History
Tva Group Inc CL B872948203COM19,800$45.0K<0.1%–
SURGSurgePays, Inc.COM100,000$12.0K<0.1%History
Islet Sciences46467R109COM30,000$00.0%–
Nationwide Life Ins Co63890A165COM250,000$00.0%–