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Livermore
Livermore
ZHEN

Wellington Shields & Co., LLC

SEC CIK
0001506073
Latest filing
Aug 10, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 9, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
224
−6 vs. Q4 2021
Portfolio value
$304.0M
−$196.6M (−39.3%) vs. Q4 2021
Filed
May 9, 2022
SEC
Holdings of Wellington Shields & Co., LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
MSFTMicrosoft CorpStock88,950$27.4M9.0%+2,257+2.6%AddedHistory
ILMNIllumina, Inc.COM59,362$20.7M6.8%−150−0.3%ReducedHistory
AAPLApple Inc.Stock108,987$19.0M6.3%+3,477+3.3%AddedHistory
PSNLPersonalis, Inc.COM920,478$7.54M2.5%00.0%UnchangedHistory
JPMJPMorgan Chase & CoStock49,583$6.76M2.2%+10,187+25.9%AddedHistory
BXBlackstone Inc.COM44,088$5.60M1.8%+1,010+2.3%AddedHistory
ABBVAbbVie Inc.Stock33,573$5.44M1.8%+1,019+3.1%AddedHistory
AMZNAmazon Com IncStock1,652$5.38M1.8%+1,652NewHistory
XOMExxonMobil Holdings CorpCOM65,091$5.38M1.8%+24,750+61.4%AddedHistory
UNPUnion Pacific CorpStock18,308$5.00M1.6%+100+0.5%AddedHistory
LLYEli Lilly & CoStock15,833$4.53M1.5%+12+0.1%AddedHistory
CVSCVS Health CorpStock44,254$4.48M1.5%−70−0.2%ReducedHistory
PFEPfizer IncStock84,946$4.40M1.4%+5,283+6.6%AddedHistory
HONHoneywell International IncCOM20,759$4.04M1.3%−150−0.7%ReducedHistory
DISWalt Disney CoStock29,320$4.02M1.3%+1,411+5.1%AddedHistory
GOOGAlphabet Inc.Stock1,359$3.80M1.2%+23+1.7%AddedHistory
IBMInternational Business Machines CorpStock28,181$3.66M1.2%+1,503+5.6%AddedHistory
SPGIS&P Global Inc.Stock8,400$3.45M1.1%−500−5.6%ReducedHistory
RPRXRoyalty Pharma plcSHS CLASS A87,877$3.42M1.1%00.0%UnchangedHistory
ABTAbbott LaboratoriesStock28,519$3.38M1.1%+2,031+7.7%AddedHistory
BMYBristol Myers Squibb CoStock45,215$3.30M1.1%+1,500+3.4%AddedHistory
JNJJohnson & JohnsonStock17,096$3.03M1.0%+1,187+7.5%AddedHistory
SHOPShopify Inc.Stock4,301$2.91M1.0%00.0%UnchangedHistory
TAT&T Inc.Stock120,977$2.86M0.9%+8,099+7.2%AddedHistory
VZVerizon Communications IncStock55,656$2.83M0.9%+3,212+6.1%AddedHistory
VVisa Inc.Stock10,603$2.35M0.8%+24+0.2%AddedHistory
EFXEquifax IncCOM9,756$2.31M0.8%00.0%UnchangedHistory
GOOGLAlphabet Inc.Stock827$2.30M0.8%−5−0.6%ReducedHistory
CVXChevron CorpStock13,575$2.21M0.7%−176−1.3%ReducedHistory
KMIKinder Morgan, Inc.Stock116,724$2.21M0.7%+16,125+16.0%AddedHistory
FLRFluor CorpStock76,313$2.19M0.7%+4,400+6.1%AddedHistory
BRK.BBerkshire Hathaway IncStock6,124$2.16M0.7%+388+6.8%AddedHistory
MRKMerck & Co., Inc.Stock26,010$2.13M0.7%−100−0.4%ReducedHistory
CATCaterpillar IncStock9,400$2.10M0.7%−800−7.8%ReducedHistory
AXPAmerican Express CoStock10,940$2.05M0.7%+3,000+37.8%AddedHistory
WYWeyerhaeuser CoCOM NEW53,371$2.02M0.7%+7,094+15.3%AddedHistory
CSCOCisco Systems, Inc.Stock35,812$2.00M0.7%+1,650+4.8%AddedHistory
BABoeing CoStock10,141$1.94M0.6%+2,209+27.8%AddedHistory
NEMNEWMONT CorpStock24,300$1.93M0.6%+900+3.8%AddedHistory
WPCW. P. Carey Inc.COM23,852$1.93M0.6%+4,550+23.6%AddedHistory
PGProcter & Gamble CoStock12,334$1.89M0.6%+1,080+9.6%AddedHistory
NAPADuckhorn Portfolio, Inc.COM99,557$1.81M0.6%−182−0.2%ReducedHistory
INTCIntel CorpStock36,115$1.79M0.6%+3,836+11.9%AddedHistory
BLMNBloomin' Brands, Inc.COM79,000$1.73M0.6%+79,000NewHistory
HZOMarinemax IncCOM42,417$1.71M0.6%00.0%UnchangedHistory
WMWaste Management IncStock10,691$1.70M0.6%−499−4.5%ReducedHistory
PEBOPeoples Bancorp IncCOM53,830$1.69M0.6%+53,830NewHistory
PEPPepsiCo IncStock9,583$1.60M0.5%+215+2.3%AddedHistory
NVDANVIDIA CorpStock5,775$1.58M0.5%−29−0.5%ReducedHistory
CFGCitizens Financial Group IncCOM34,000$1.54M0.5%00.0%UnchangedHistory
FDXFedEx CorpStock6,446$1.49M0.5%+2,084+47.8%AddedHistory
FCXFreeport-McMoran IncStock29,940$1.49M0.5%+500+1.7%AddedHistory
CMCSAComcast CorpStock30,576$1.43M0.5%+30+0.1%AddedHistory
KEYKeycorpCOM61,200$1.37M0.5%00.0%UnchangedHistory
SOSouthern CoStock18,825$1.36M0.4%+50+0.3%AddedHistory
ENBEnbridge IncStock28,384$1.31M0.4%+3,340+13.3%AddedHistory
WMTWalmart Inc.Stock8,769$1.31M0.4%+18+0.2%AddedHistory
NEENextera Energy IncStock15,100$1.28M0.4%00.0%UnchangedHistory
HDHome Depot, Inc.Stock4,232$1.27M0.4%+745+21.4%AddedHistory
PMPhilip Morris International Inc.Stock13,400$1.26M0.4%00.0%UnchangedHistory
OKEONEOK IncCOM17,820$1.26M0.4%00.0%UnchangedHistory
DOWDow Inc.Stock19,241$1.23M0.4%00.0%UnchangedHistory
AFLAflac IncStock18,806$1.21M0.4%00.0%UnchangedHistory
CSXCSX CorpStock32,230$1.21M0.4%00.0%UnchangedHistory
FISFidelity National Information Services, Inc.Stock11,868$1.19M0.4%−65−0.5%ReducedHistory
CASICASI Pharmaceuticals, Inc (DE)COM1,453,190$1.18M0.4%+312,000+27.3%AddedHistory
BLKBlackRock, Inc.COM1,527$1.17M0.4%−69−4.3%ReducedHistory
GISGeneral Mills IncStock17,188$1.16M0.4%+1,066+6.6%AddedHistory
PRMWPrimo Water CorpCOM79,000$1.13M0.4%+79,000NewHistory
AMGNAmgen IncStock4,608$1.11M0.4%+3+0.1%AddedHistory
CCitigroup IncStock20,780$1.11M0.4%+1,570+8.2%AddedHistory
KOCoca Cola CoStock17,375$1.08M0.4%00.0%UnchangedHistory
LMTLockheed Martin CorpStock2,385$1.05M0.3%−150−5.9%ReducedHistory
KMXCarMax IncCOM10,827$1.04M0.3%00.0%UnchangedHistory
PXDPioneer Natural Resources CoCOM4,108$1.03M0.3%+4,108NewHistory
DDDuPont de Nemours, Inc.COM13,346$982.0K0.3%−2,200−14.2%ReducedHistory
AEMAgnico Eagle Mines LtdStock15,768$966.0K0.3%+7,368+87.7%AddedHistory
MOAltria Group, Inc.Stock18,448$964.0K0.3%+728+4.1%AddedHistory
BXMTBlackstone Mortgage Trust, Inc.COM CL A29,750$946.0K0.3%+2,705+10.0%AddedHistory
AVGOBroadcom Inc.Stock1,500$945.0K0.3%00.0%UnchangedHistory
SPGSimon Property Group Inc.REIT7,070$930.0K0.3%+300+4.4%AddedHistory
TMOThermo Fisher Scientific Inc.Stock1,570$927.0K0.3%−50−3.1%ReducedHistory
UEICUniversal Electronics IncCOM29,546$923.0K0.3%+1,229+4.3%AddedHistory
EHCEncompass Health CorpCOM12,330$877.0K0.3%00.0%UnchangedHistory
PNCPNC Financial Services Group, Inc.Stock4,727$872.0K0.3%+10.0%AddedHistory
GLWCorning IncCOM22,694$838.0K0.3%−2,555−10.1%ReducedHistory
FLOFlowers Foods IncCOM32,442$834.0K0.3%−6,520,739−99.5%ReducedHistory
WSTWest Pharmaceutical Services IncCOM2,000$821.0K0.3%00.0%UnchangedHistory
MMM3M CoStock5,481$816.0K0.3%−294−5.1%ReducedHistory
ULUnilever PLCSPON ADR NEW17,900$816.0K0.3%+12,825+252.7%AddedHistory
GEGeneral Electric CoCOM8,280$758.0K0.2%+1,884+29.5%AddedHistory
DUKDuke Energy CORPStock6,567$733.0K0.2%+339+5.4%AddedHistory
GMGeneral Motors CoCOM16,364$716.0K0.2%+900+5.8%AddedHistory
COPConocoPhillipsStock7,151$715.0K0.2%−1,500−17.3%ReducedHistory
FHNFirst Horizon CorpCOM30,000$705.0K0.2%00.0%UnchangedHistory
NOCNorthrop Grumman CorpStock1,564$699.0K0.2%+1,564NewHistory
NSCNorfolk Southern CorpStock2,400$685.0K0.2%00.0%UnchangedHistory
Paramount Global92556H206CL B17,684$669.0K0.2%+4,700+36.2%Added–
EMNEastman Chemical CoStock5,850$656.0K0.2%00.0%UnchangedHistory
MDLZMondelez International, Inc.Stock10,448$656.0K0.2%+19+0.2%AddedHistory

Sold out since Q4 2021 (32)

Positions held at the end of Q4 2021 that are gone from this filing.

Positions of Wellington Shields & Co., LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
MCOMoodys CorpStock30,248$11.8M2.4%History
SIISprott Inc.COM NEW79,000$3.56M0.7%History
CBUCommunity Financial System, Inc.COM20,000$1.49M0.3%History
Thomasville Bancshares Inc884608100COM14,094$909.0K0.2%–
First Trust Rising Dividend Achievers ETF33738R506ETF16,696$865.0K0.2%–
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL5,408$641.0K0.1%–
NICNicolet Bankshares IncCOM7,233$620.0K0.1%History
DGEAFDiageo PLCCOM10,250$567.0K0.1%History
Topicus.com Inc89072T102COM5,603$519.0K0.1%–
Constellation Software Inc21037X100COM267$496.0K0.1%–
BHBBar Harbor BanksharesCOM16,875$488.0K0.1%History
First Tr Exchange Traded FD33741X102SMID RISNG ETF14,716$446.0K0.1%–
Kirkland Lake Gold Ltd49741E100COM9,500$399.0K0.1%–
RBLXRoblox CorpStock3,846$397.0K0.1%History
BACBank of America CorpStock8,298$369.0K0.1%History
CACCamden National CorpCOM7,500$361.0K0.1%History
First Tr Exchange-Traded FD33733B100WTR ETF3,399$322.0K0.1%–
FNBFNB CorpCOM24,273$294.0K0.1%History
iShares MSCI USA Momentum Factor ETF46432F396ETF1,519$276.0K0.1%–
AUBAtlantic Union Bankshares CorpCOM6,989$261.0K0.1%History
First Tr Exchange-Traded FD33733E872LUNT US FACTOR7,205$256.0K0.1%–
CLXClorox CoStock1,443$252.0K0.1%History
ADBEAdobe Inc.Stock440$250.0K<0.1%History
SGISomnigroup International Inc.COM5,250$247.0K<0.1%History
ZBRAZebra Technologies CorpCL A410$244.0K<0.1%History
INTUIntuit Inc.Stock360$232.0K<0.1%History
TJXTJX Companies IncStock2,700$205.0K<0.1%History
SDGRSchrodinger, Inc.COM5,852$204.0K<0.1%History
BANCBanc of California, Inc.COM10,000$196.0K<0.1%History
BCBPBCB Bancorp IncCOM10,000$154.0K<0.1%History
Coastal Car Oil & Minerals190432203COM32,150$00.0%–
Home Solutions Health Inc43735N101COM50,000$00.0%–