Wellington Shields & Co., LLC
- SEC CIK
- 0001506073
- Latest filing
- Aug 10, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 10, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 217
- +3 vs. Q2 2021
- Portfolio value
- $286.6M
- −$16.4M (−5.4%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| ILMNIllumina, Inc. | COM | 59,979 | $24.3M | 8.5% | −600−1.0% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 84,543 | $23.8M | 8.3% | −744−0.9% | Reduced | History |
| PSNLPersonalis, Inc. | COM | 920,478 | $17.7M | 6.2% | 00.0% | Unchanged | History |
| AAPLApple Inc. | Stock | 97,756 | $13.8M | 4.8% | −1,732−1.7% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 39,437 | $6.46M | 2.3% | +20+0.1% | Added | History |
| SHOPShopify Inc. | Stock | 4,321 | $5.86M | 2.0% | +10+0.2% | Added | History |
| DISWalt Disney Co | Stock | 27,810 | $4.71M | 1.6% | −310−1.1% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 1,392 | $4.57M | 1.6% | −11−0.8% | Reduced | History |
| HONHoneywell International Inc | COM | 20,909 | $4.44M | 1.5% | 00.0% | Unchanged | History |
| BXBlackstone Inc. | COM | 37,027 | $4.31M | 1.5% | −2,118−5.4% | Reduced | History |
| SPGIS&P Global Inc. | Stock | 8,900 | $3.78M | 1.3% | 00.0% | Unchanged | History |
| IBMInternational Business Machines Corp | Stock | 26,675 | $3.71M | 1.3% | +102+0.4% | Added | History |
| LLYEli Lilly & Co | Stock | 15,809 | $3.65M | 1.3% | −189−1.2% | Reduced | History |
| NAPADuckhorn Portfolio, Inc. | COM | 156,175 | $3.58M | 1.2% | 00.0% | Unchanged | History |
| CVSCVS Health Corp | Stock | 41,750 | $3.54M | 1.2% | −779−1.8% | Reduced | History |
| UNPUnion Pacific Corp | Stock | 18,020 | $3.53M | 1.2% | 00.0% | Unchanged | History |
| ABBVAbbVie Inc. | Stock | 31,957 | $3.45M | 1.2% | −205−0.6% | Reduced | History |
| PFEPfizer Inc | Stock | 77,240 | $3.32M | 1.2% | +325+0.4% | Added | History |
| RPRXRoyalty Pharma plc | SHS CLASS A | 91,170 | $3.29M | 1.1% | 00.0% | Unchanged | History |
| GOOGAlphabet Inc. | Stock | 1,110 | $2.96M | 1.0% | −48−4.1% | Reduced | History |
| TAT&T Inc. | Stock | 108,706 | $2.94M | 1.0% | −236−0.2% | Reduced | History |
| BMYBristol Myers Squibb Co | Stock | 49,225 | $2.91M | 1.0% | +1,510+3.2% | Added | History |
| SIISprott Inc. | COM NEW | 79,000 | $2.90M | 1.0% | 00.0% | Unchanged | History |
| ABTAbbott Laboratories | Stock | 24,269 | $2.87M | 1.0% | +40+0.2% | Added | History |
| VZVerizon Communications Inc | Stock | 51,936 | $2.81M | 1.0% | −409−0.8% | Reduced | History |
| EFXEquifax Inc | COM | 9,866 | $2.50M | 0.9% | 00.0% | Unchanged | History |
| XOMExxonMobil Holdings Corp | COM | 42,391 | $2.49M | 0.9% | −100−0.2% | Reduced | History |
| JNJJohnson & Johnson | Stock | 15,056 | $2.43M | 0.8% | +12+0.1% | Added | History |
| GOOGLAlphabet Inc. | Stock | 856 | $2.29M | 0.8% | +10+1.2% | Added | History |
| CASICASI Pharmaceuticals, Inc (DE) | COM | 1,832,769 | $2.18M | 0.8% | 00.0% | Unchanged | History |
| HZOMarinemax Inc | COM | 43,264 | $2.10M | 0.7% | +43,264 | New | History |
| KMIKinder Morgan, Inc. | Stock | 120,609 | $2.02M | 0.7% | +6,760+5.9% | Added | History |
| MRKMerck & Co., Inc. | Stock | 25,410 | $1.91M | 0.7% | +1,000+4.1% | Added | History |
| VVisa Inc. | Stock | 8,381 | $1.87M | 0.7% | −365−4.2% | Reduced | History |
| CATCaterpillar Inc | Stock | 9,400 | $1.80M | 0.6% | 00.0% | Unchanged | History |
| CMCSAComcast Corp | Stock | 31,255 | $1.75M | 0.6% | −465−1.5% | Reduced | History |
| CSCOCisco Systems, Inc. | Stock | 31,629 | $1.72M | 0.6% | +33+0.1% | Added | History |
| INTCIntel Corp | Stock | 31,956 | $1.70M | 0.6% | +21+0.1% | Added | History |
| WMWaste Management Inc | Stock | 11,190 | $1.67M | 0.6% | +10.0% | Added | History |
| CFGCitizens Financial Group Inc | COM | 34,000 | $1.60M | 0.6% | 00.0% | Unchanged | History |
| WYWeyerhaeuser Co | COM NEW | 44,693 | $1.59M | 0.6% | +73+0.2% | Added | History |
| PGProcter & Gamble Co | Stock | 11,253 | $1.57M | 0.5% | +10.0% | Added | History |
| KMXCarMax Inc | COM | 12,090 | $1.55M | 0.5% | 00.0% | Unchanged | History |
| PSNParsons Corp | COM | 45,000 | $1.52M | 0.5% | 00.0% | Unchanged | History |
| FISFidelity National Information Services, Inc. | Stock | 12,401 | $1.51M | 0.5% | −150−1.2% | Reduced | History |
| BABoeing Co | Stock | 6,408 | $1.41M | 0.5% | −575−8.2% | Reduced | History |
| UEICUniversal Electronics Inc | COM | 28,317 | $1.40M | 0.5% | 00.0% | Unchanged | History |
| PEPPepsiCo Inc | Stock | 9,270 | $1.39M | 0.5% | +20+0.2% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 5,071 | $1.38M | 0.5% | +52+1.0% | Added | History |
| CCitigroup Inc | Stock | 19,632 | $1.38M | 0.5% | −399−2.0% | Reduced | History |
| CVXChevron Corp | Stock | 13,456 | $1.36M | 0.5% | −253−1.8% | Reduced | History |
| WPCW. P. Carey Inc. | COM | 18,536 | $1.35M | 0.5% | −198−1.1% | Reduced | History |
| SDGRSchrodinger, Inc. | COM | 24,245 | $1.33M | 0.5% | +24,245 | New | History |
| AXPAmerican Express Co | Stock | 7,905 | $1.32M | 0.5% | −90−1.1% | Reduced | History |
| KEYKeycorp | COM | 61,200 | $1.32M | 0.5% | 00.0% | Unchanged | History |
| PMPhilip Morris International Inc. | Stock | 13,400 | $1.27M | 0.4% | 00.0% | Unchanged | History |
| APPHAppHarvest, Inc. | COM | 194,471 | $1.27M | 0.4% | −6,225−3.1% | Reduced | History |
| NEMNEWMONT Corp | Stock | 23,000 | $1.25M | 0.4% | +1,500+7.0% | Added | History |
| NEENextera Energy Inc | Stock | 15,600 | $1.23M | 0.4% | +500+3.3% | Added | History |
| WMTWalmart Inc. | Stock | 8,751 | $1.22M | 0.4% | +16+0.2% | Added | History |
| NVDANVIDIA Corp | Stock | 5,826 | $1.21M | 0.4% | +110+1.9% | AddedConverted for a 4-for-1 split | History |
| LMTLockheed Martin Corp | Stock | 3,485 | $1.20M | 0.4% | 00.0% | Unchanged | History |
| SOSouthern Co | Stock | 18,721 | $1.16M | 0.4% | +50+0.3% | Added | History |
| METAMeta Platforms, Inc. | Stock | 3,275 | $1.11M | 0.4% | +10+0.3% | Added | History |
| DDDuPont de Nemours, Inc. | COM | 15,855 | $1.08M | 0.4% | 00.0% | Unchanged | History |
| DOWDow Inc. | Stock | 18,114 | $1.04M | 0.4% | 00.0% | Unchanged | History |
| ENBEnbridge Inc | Stock | 26,205 | $1.04M | 0.4% | 00.0% | Unchanged | History |
| OKEONEOK Inc | COM | 17,820 | $1.03M | 0.4% | 00.0% | Unchanged | History |
| MMM3M Co | Stock | 5,871 | $1.03M | 0.4% | +204+3.6% | Added | History |
| AFLAflac Inc | Stock | 19,216 | $1.00M | 0.3% | −140−0.7% | Reduced | History |
| BLKBlackRock, Inc. | COM | 1,144 | $959.0K | 0.3% | −16−1.4% | Reduced | History |
| CSXCSX Corp | Stock | 32,110 | $955.0K | 0.3% | −1,190−3.6% | Reduced | History |
| FCXFreeport-McMoran Inc | Stock | 28,560 | $929.0K | 0.3% | −2,290−7.4% | Reduced | History |
| PNCPNC Financial Services Group, Inc. | Stock | 4,726 | $925.0K | 0.3% | 00.0% | Unchanged | History |
| EHCEncompass Health Corp | COM | 12,330 | $925.0K | 0.3% | 00.0% | Unchanged | History |
| KOCoca Cola Co | Stock | 17,600 | $923.0K | 0.3% | 00.0% | Unchanged | History |
| GLWCorning Inc | COM | 25,209 | $920.0K | 0.3% | −461−1.8% | Reduced | History |
| Thomasville Bancshares Inc884608100 | COM | 14,094 | $917.0K | 0.3% | 00.0% | Unchanged | – |
| HDHome Depot, Inc. | Stock | 2,755 | $904.0K | 0.3% | +10+0.4% | Added | History |
| GISGeneral Mills Inc | Stock | 15,049 | $900.0K | 0.3% | +76+0.5% | Added | History |
| WSTWest Pharmaceutical Services Inc | COM | 2,000 | $849.0K | 0.3% | 00.0% | Unchanged | History |
| AMGNAmgen Inc | Stock | 3,836 | $816.0K | 0.3% | +2+0.1% | Added | History |
| SPGSimon Property Group Inc. | REIT | 6,270 | $815.0K | 0.3% | +200+3.3% | Added | History |
| MOAltria Group, Inc. | Stock | 17,704 | $806.0K | 0.3% | 00.0% | Unchanged | History |
| GEGeneral Electric Co | COM | 7,601 | $783.0K | 0.3% | −430−5.4% | ReducedConverted for a 1-for-8 split | History |
| GILDGilead Sciences, Inc. | Stock | 10,291 | $719.0K | 0.3% | +1,972+23.7% | Added | History |
| GPNGlobal Payments Inc | Stock | 4,553 | $717.0K | 0.3% | +4,553 | New | History |
| LHXL3HARRIS Technologies, Inc. | Stock | 3,238 | $713.0K | 0.2% | −1,835−36.2% | Reduced | History |
| SEICSEI Investments Co | COM | 12,000 | $712.0K | 0.2% | 00.0% | Unchanged | History |
| PYPLPayPal Holdings, Inc. | Stock | 2,599 | $676.0K | 0.2% | −190−6.8% | Reduced | History |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 14,224 | $675.0K | 0.2% | +917+6.9% | Added | – |
| GMGeneral Motors Co | COM | 12,330 | $650.0K | 0.2% | +1,410+12.9% | Added | History |
| BXMTBlackstone Mortgage Trust, Inc. | COM CL A | 20,985 | $636.0K | 0.2% | +1,220+6.2% | Added | History |
| First Tr Exchange-Traded FD337344105 | NASDAQ-100 SEL | 5,671 | $631.0K | 0.2% | +990+21.1% | Added | – |
| AVGOBroadcom Inc. | Stock | 1,300 | $630.0K | 0.2% | 00.0% | Unchanged | History |
| BPBP PLC | ADR | 22,796 | $623.0K | 0.2% | 00.0% | Unchanged | History |
| COPConocoPhillips | Stock | 9,151 | $620.0K | 0.2% | 00.0% | Unchanged | History |
| OXYOccidental Petroleum Corp | Stock | 20,800 | $615.0K | 0.2% | 00.0% | Unchanged | History |
| Paramount Global92556H206 | CL B | 15,484 | $612.0K | 0.2% | +2,400+18.3% | Added | – |
| DUKDuke Energy CORP | Stock | 6,223 | $607.0K | 0.2% | +6+0.1% | Added | History |
Sold out since Q2 2021 (13)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| BEBloom Energy Corp | COM CL A | 108,156 | $2.91M | 1.0% | History |
| IPGInterpublic Group of Companies, Inc. | COM | 48,490 | $1.57M | 0.5% | History |
| CNCCentene Corp | Stock | 8,500 | $620.0K | 0.2% | History |
| CIENCiena Corp | COM NEW | 6,750 | $384.0K | 0.1% | History |
| PXDPioneer Natural Resources Co | COM | 2,100 | $341.0K | 0.1% | History |
| ZBHZimmer Biomet Holdings, Inc. | Stock | 1,600 | $257.0K | 0.1% | History |
| VMWVmware LLC | CL A COM | 1,600 | $256.0K | 0.1% | History |
| ACAArcosa, Inc. | COM | 4,224 | $248.0K | 0.1% | History |
| TPLTexas Pacific Land Corp | COM | 150 | $240.0K | 0.1% | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 551 | $236.0K | 0.1% | History |
| iShares MSCI Acwi Ex U.S. ETF464288240 | ETF | 3,882 | $223.0K | 0.1% | – |
| OVVOvintiv Inc. | COM | 6,773 | $213.0K | 0.1% | History |
| ARK Next Generation Technology ETF00214Q401 | ETF | 1,300 | $200.0K | 0.1% | – |