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Livermore
Livermore
ZHEN

Wellington Shields & Co., LLC

SEC CIK
0001506073
Latest filing
Aug 10, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 12, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
214
+13 vs. Q1 2021
Portfolio value
$303.0M
+$23.9M (+8.6%) vs. Q1 2021
Filed
Aug 12, 2021
SEC
Holdings of Wellington Shields & Co., LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
ILMNIllumina, Inc.COM60,579$28.7M9.5%−50−0.1%ReducedHistory
PSNLPersonalis, Inc.COM920,478$23.3M7.7%00.0%UnchangedHistory
MSFTMicrosoft CorpStock85,287$23.1M7.6%+493+0.6%AddedHistory
AAPLApple Inc.Stock99,488$13.6M4.5%+5,734+6.1%AddedHistory
SHOPShopify Inc.Stock4,311$6.30M2.1%+11+0.3%AddedHistory
JPMJPMorgan Chase & CoStock39,417$6.13M2.0%−980−2.4%ReducedHistory
DISWalt Disney CoStock28,120$4.94M1.6%+70+0.2%AddedHistory
AMZNAmazon Com IncStock1,403$4.83M1.6%+78+5.9%AddedHistory
HONHoneywell International IncCOM20,909$4.59M1.5%00.0%UnchangedHistory
UNPUnion Pacific CorpStock18,020$3.96M1.3%00.0%UnchangedHistory
IBMInternational Business Machines CorpStock26,573$3.90M1.3%−497−1.8%ReducedHistory
BXBlackstone Inc.COM39,145$3.80M1.3%+2,519+6.9%AddedHistory
RPRXRoyalty Pharma plcSHS CLASS A91,170$3.74M1.2%−2,500−2.7%ReducedHistory
LLYEli Lilly & CoStock15,998$3.67M1.2%+12+0.1%AddedHistory
SPGIS&P Global Inc.Stock8,900$3.65M1.2%00.0%UnchangedHistory
ABBVAbbVie Inc.Stock32,162$3.62M1.2%+1,631+5.3%AddedHistory
CVSCVS Health CorpStock42,529$3.55M1.2%−2,160−4.8%ReducedHistory
NAPADuckhorn Portfolio, Inc.COM156,175$3.44M1.1%+156,175NewHistory
APPHAppHarvest, Inc.COM200,696$3.21M1.1%+12,454+6.6%AddedHistory
BMYBristol Myers Squibb CoStock47,715$3.19M1.1%−1,100−2.3%ReducedHistory
TAT&T Inc.Stock108,942$3.13M1.0%−676−0.6%ReducedHistory
SIISprott Inc.COM NEW79,000$3.11M1.0%00.0%UnchangedHistory
PFEPfizer IncStock76,915$3.01M1.0%+553+0.7%AddedHistory
VZVerizon Communications IncStock52,345$2.93M1.0%−2,446−4.5%ReducedHistory
BEBloom Energy CorpCOM CL A108,156$2.91M1.0%−5,000−4.4%ReducedHistory
GOOGAlphabet Inc.Stock1,158$2.90M1.0%+44+3.9%AddedHistory
CASICASI Pharmaceuticals, Inc (DE)COM1,832,769$2.84M0.9%00.0%UnchangedHistory
ABTAbbott LaboratoriesStock24,229$2.81M0.9%+131+0.5%AddedHistory
XOMExxonMobil Holdings CorpCOM42,491$2.68M0.9%+150+0.4%AddedHistory
JNJJohnson & JohnsonStock15,044$2.48M0.8%+273+1.8%AddedHistory
EFXEquifax IncCOM9,866$2.36M0.8%00.0%UnchangedHistory
KMIKinder Morgan, Inc.Stock113,849$2.08M0.7%+6,337+5.9%AddedHistory
GOOGLAlphabet Inc.Stock846$2.07M0.7%+15+1.8%AddedHistory
CATCaterpillar IncStock9,400$2.05M0.7%00.0%UnchangedHistory
VVisa Inc.Stock8,746$2.04M0.7%+210+2.5%AddedHistory
MRKMerck & Co., Inc.Stock24,410$1.90M0.6%−410−1.7%ReducedHistory
CMCSAComcast CorpStock31,720$1.81M0.6%+34+0.1%AddedHistory
INTCIntel CorpStock31,935$1.79M0.6%−30−0.1%ReducedHistory
FISFidelity National Information Services, Inc.Stock12,551$1.78M0.6%00.0%UnchangedHistory
PSNParsons CorpCOM45,000$1.77M0.6%00.0%UnchangedHistory
CSCOCisco Systems, Inc.Stock31,596$1.68M0.6%+36+0.1%AddedHistory
BABoeing CoStock6,983$1.67M0.6%+2,205+46.1%AddedHistory
IPGInterpublic Group of Companies, Inc.COM48,490$1.57M0.5%+48,490NewHistory
WMWaste Management IncStock11,189$1.57M0.5%+10.0%AddedHistory
KMXCarMax IncCOM12,090$1.56M0.5%00.0%UnchangedHistory
CFGCitizens Financial Group IncCOM34,000$1.56M0.5%00.0%UnchangedHistory
WYWeyerhaeuser CoCOM NEW44,620$1.54M0.5%+4,116+10.2%AddedHistory
PGProcter & Gamble CoStock11,252$1.52M0.5%00.0%UnchangedHistory
CVXChevron CorpStock13,709$1.44M0.5%−47−0.3%ReducedHistory
CCitigroup IncStock20,031$1.42M0.5%−1,300−6.1%ReducedHistory
WPCW. P. Carey Inc.COM18,734$1.40M0.5%+40.0%AddedHistory
BRK.BBerkshire Hathaway IncStock5,019$1.40M0.5%+118+2.4%AddedHistory
UEICUniversal Electronics IncCOM28,317$1.37M0.5%00.0%UnchangedHistory
PEPPepsiCo IncStock9,250$1.37M0.5%+205+2.3%AddedHistory
NEMNEWMONT CorpStock21,500$1.36M0.4%−2,400−10.0%ReducedHistory
PMPhilip Morris International Inc.Stock13,400$1.33M0.4%00.0%UnchangedHistory
AXPAmerican Express CoStock7,995$1.32M0.4%+120+1.5%AddedHistory
LMTLockheed Martin CorpStock3,485$1.32M0.4%−100−2.8%ReducedHistory
KEYKeycorpCOM61,200$1.26M0.4%00.0%UnchangedHistory
WMTWalmart Inc.Stock8,735$1.23M0.4%+36+0.4%AddedHistory
DDDuPont de Nemours, Inc.COM15,855$1.23M0.4%00.0%UnchangedHistory
DOWDow Inc.Stock18,114$1.15M0.4%−900−4.7%ReducedHistory
FCXFreeport-McMoran IncStock30,850$1.15M0.4%+2,820+10.1%AddedHistory
NVDANVIDIA CorpStock1,429$1.14M0.4%+29+2.1%AddedHistory
METAMeta Platforms, Inc.Stock3,265$1.14M0.4%−122−3.6%ReducedHistory
SOSouthern CoStock18,671$1.13M0.4%+52+0.3%AddedHistory
MMM3M CoStock5,667$1.13M0.4%+4+0.1%AddedHistory
NEENextera Energy IncStock15,100$1.11M0.4%−500−3.2%ReducedHistory
LHXL3HARRIS Technologies, Inc.Stock5,073$1.10M0.4%−1,830−26.5%ReducedHistory
CSXCSX CorpStock33,300$1.07M0.4%00.0%UnchangedConverted for a 3-for-1 splitHistory
GLWCorning IncCOM25,670$1.05M0.3%−964−3.6%ReducedHistory
ENBEnbridge IncStock26,205$1.05M0.3%00.0%UnchangedHistory
AFLAflac IncStock19,356$1.04M0.3%00.0%UnchangedHistory
BLKBlackRock, Inc.COM1,160$1.01M0.3%+291+33.5%AddedHistory
OKEONEOK IncCOM17,820$992.0K0.3%00.0%UnchangedHistory
EHCEncompass Health CorpCOM12,330$962.0K0.3%00.0%UnchangedHistory
Thomasville Bancshares Inc884608100COM14,094$958.0K0.3%00.0%Unchanged–
KOCoca Cola CoStock17,600$952.0K0.3%−575−3.2%ReducedHistory
AMGNAmgen IncStock3,834$934.0K0.3%−147−3.7%ReducedHistory
GISGeneral Mills IncStock14,973$912.0K0.3%+73+0.5%AddedHistory
PNCPNC Financial Services Group, Inc.Stock4,726$902.0K0.3%−1,200−20.2%ReducedHistory
HDHome Depot, Inc.Stock2,745$875.0K0.3%+125+4.8%AddedHistory
GEGeneral Electric CoCOM64,247$865.0K0.3%−1,931−2.9%ReducedHistory
MOAltria Group, Inc.Stock17,704$844.0K0.3%00.0%UnchangedHistory
PYPLPayPal Holdings, Inc.Stock2,789$813.0K0.3%+390+16.3%AddedHistory
SPGSimon Property Group Inc.REIT6,070$792.0K0.3%+500+9.0%AddedHistory
SEICSEI Investments CoCOM12,000$744.0K0.2%00.0%UnchangedHistory
WSTWest Pharmaceutical Services IncCOM2,000$718.0K0.2%00.0%UnchangedHistory
BABAAlibaba Group Holding LtdADR3,055$693.0K0.2%+1,035+51.2%AddedHistory
EMNEastman Chemical CoStock5,850$683.0K0.2%00.0%UnchangedHistory
MDLZMondelez International, Inc.Stock10,429$651.0K0.2%−125−1.2%ReducedHistory
OXYOccidental Petroleum CorpStock20,800$650.0K0.2%−500−2.3%ReducedHistory
GMGeneral Motors CoCOM10,920$646.0K0.2%+420+4.0%AddedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF13,307$639.0K0.2%+3,442+34.9%Added–
NSCNorfolk Southern CorpStock2,400$637.0K0.2%00.0%UnchangedHistory
BXMTBlackstone Mortgage Trust, Inc.COM CL A19,765$630.0K0.2%+2,345+13.5%AddedHistory
CNCCentene CorpStock8,500$620.0K0.2%00.0%UnchangedHistory
AVGOBroadcom Inc.Stock1,300$620.0K0.2%00.0%UnchangedHistory
DUKDuke Energy CORPStock6,217$614.0K0.2%+5+0.1%AddedHistory
BPBP PLCADR22,796$602.0K0.2%+3,422+17.7%AddedHistory

Sold out since Q1 2021 (7)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Wellington Shields & Co., LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
DKNGDraftKings Inc.COM CL A38,550$2.36M0.8%History
EPZMEpizyme, Inc.COM271,390$2.36M0.8%History
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF4,758$337.0K0.1%–
Kraneshares Tr500767827ELEC VEH FUTUR6,750$286.0K0.1%–
First Trust Dow Jones Internet Index Fund33733E302ETF1,066$232.0K0.1%–
VLOValero Energy CorpStock3,000$215.0K0.1%History
CGCarlyle Group Inc.COM5,476$201.0K0.1%History