Wellington Shields & Co., LLC
- SEC CIK
- 0001506073
- Latest filing
- Aug 10, 2026
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 279
- −5 vs. Q2 2022
- Portfolio value
- $229.2M
- −$183.4M (−44.5%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| MSFTMicrosoft Corp | Stock | 67,365 | $15.7M | 6.8% | +500+0.7% | Added | History |
| AAPLApple Inc. | Stock | 110,777 | $15.3M | 6.7% | −886−0.8% | Reduced | History |
| ILMNIllumina, Inc. | COM | 59,362 | $11.3M | 4.9% | 00.0% | Unchanged | History |
| FLOFlowers Foods Inc | COM | 204,730 | $5.05M | 2.2% | −6,389,705−96.9% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 47,840 | $5.00M | 2.2% | +30+0.1% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 51,390 | $4.49M | 2.0% | +1,250+2.5% | Added | History |
| AMZNAmazon Com Inc | Stock | 39,235 | $4.43M | 1.9% | +2,069+5.6% | Added | History |
| LLYEli Lilly & Co | Stock | 13,704 | $4.43M | 1.9% | −740−5.1% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 32,623 | $4.38M | 1.9% | −922−2.7% | Reduced | History |
| CVSCVS Health Corp | Stock | 42,854 | $4.09M | 1.8% | +2,472+6.1% | Added | History |
| UNPUnion Pacific Corp | Stock | 18,308 | $3.57M | 1.6% | 00.0% | Unchanged | History |
| RPRXRoyalty Pharma plc | SHS CLASS A | 87,877 | $3.53M | 1.5% | 00.0% | Unchanged | History |
| HONHoneywell International Inc | COM | 21,109 | $3.52M | 1.5% | +350+1.7% | Added | History |
| BXBlackstone Inc. | COM | 37,802 | $3.16M | 1.4% | −1,953−4.9% | Reduced | History |
| PFEPfizer Inc | Stock | 70,146 | $3.07M | 1.3% | +1,474+2.1% | Added | History |
| IBMInternational Business Machines Corp | Stock | 25,495 | $3.03M | 1.3% | −98−0.4% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 30,922 | $2.97M | 1.3% | +1,502+5.1% | AddedConverted for a 20-for-1 split | History |
| DISWalt Disney Co | Stock | 30,325 | $2.86M | 1.2% | −173−0.6% | Reduced | History |
| PSNLPersonalis, Inc. | COM | 926,366 | $2.75M | 1.2% | 00.0% | Unchanged | History |
| ABTAbbott Laboratories | Stock | 28,002 | $2.71M | 1.2% | −465−1.6% | Reduced | History |
| JNJJohnson & Johnson | Stock | 16,435 | $2.69M | 1.2% | −36−0.2% | Reduced | History |
| BMYBristol Myers Squibb Co | Stock | 37,240 | $2.65M | 1.2% | +25+0.1% | Added | History |
| SPGIS&P Global Inc. | Stock | 8,400 | $2.56M | 1.1% | 00.0% | Unchanged | History |
| MRKMerck & Co., Inc. | Stock | 26,410 | $2.27M | 1.0% | +400+1.5% | Added | History |
| KMIKinder Morgan, Inc. | Stock | 120,224 | $2.00M | 0.9% | +4,600+4.0% | Added | History |
| VVisa Inc. | Stock | 10,855 | $1.93M | 0.8% | +134+1.2% | Added | History |
| FLRFluor Corp | Stock | 76,313 | $1.90M | 0.8% | 00.0% | Unchanged | History |
| CVXChevron Corp | Stock | 12,664 | $1.82M | 0.8% | +105+0.8% | Added | History |
| WMWaste Management Inc | Stock | 10,813 | $1.73M | 0.8% | +10.0% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 6,305 | $1.68M | 0.7% | +17+0.3% | Added | History |
| EFXEquifax Inc | COM | 9,756 | $1.67M | 0.7% | 00.0% | Unchanged | History |
| HDHome Depot, Inc. | Stock | 5,966 | $1.65M | 0.7% | +1,965+49.1% | Added | History |
| BABoeing Co | Stock | 13,518 | $1.64M | 0.7% | +1,539+12.8% | Added | History |
| FNKOFunko, Inc. | COM CL A | 79,000 | $1.60M | 0.7% | 00.0% | Unchanged | History |
| VZVerizon Communications Inc | Stock | 40,844 | $1.55M | 0.7% | −437−1.1% | Reduced | History |
| CATCaterpillar Inc | Stock | 9,400 | $1.54M | 0.7% | 00.0% | Unchanged | History |
| TAT&T Inc. | Stock | 95,788 | $1.47M | 0.6% | +214+0.2% | Added | History |
| NAPADuckhorn Portfolio, Inc. | COM | 99,555 | $1.44M | 0.6% | 00.0% | Unchanged | History |
| SOSouthern Co | Stock | 20,906 | $1.42M | 0.6% | +46+0.2% | Added | History |
| GOOGLAlphabet Inc. | Stock | 14,613 | $1.40M | 0.6% | +73+0.5% | AddedConverted for a 20-for-1 split | History |
| EPDEnterprise Products Partners L.P. | Stock | 58,448 | $1.39M | 0.6% | 00.0% | Unchanged | History |
| NEENextera Energy Inc | Stock | 16,369 | $1.28M | 0.6% | +1,269+8.4% | Added | History |
| WYWeyerhaeuser Co | COM NEW | 43,843 | $1.25M | 0.5% | +71+0.2% | Added | History |
| GISGeneral Mills Inc | Stock | 16,317 | $1.25M | 0.5% | +65+0.4% | Added | History |
| WPCW. P. Carey Inc. | COM | 17,629 | $1.23M | 0.5% | +188+1.1% | Added | History |
| FDXFedEx Corp | Stock | 7,929 | $1.18M | 0.5% | +400+5.3% | Added | History |
| PAXPatria Investments Ltd | COM CL A | 89,800 | $1.17M | 0.5% | −6,500−6.7% | Reduced | History |
| CFGCitizens Financial Group Inc | COM | 34,000 | $1.17M | 0.5% | 00.0% | Unchanged | History |
| CCitigroup Inc | Stock | 26,195 | $1.09M | 0.5% | +915+3.6% | Added | History |
| WMTWalmart Inc. | Stock | 8,325 | $1.08M | 0.5% | −480−5.5% | Reduced | History |
| AFLAflac Inc | Stock | 19,106 | $1.07M | 0.5% | 00.0% | Unchanged | History |
| DVNDevon Energy Corp | Stock | 17,671 | $1.06M | 0.5% | +2,112+13.6% | Added | History |
| AMGNAmgen Inc | Stock | 4,614 | $1.04M | 0.5% | +3+0.1% | Added | History |
| SHOPShopify Inc. | Stock | 38,210 | $1.03M | 0.4% | −5,300−12.2% | Reduced | History |
| ULUnilever PLC | SPON ADR NEW | 23,300 | $1.02M | 0.4% | 00.0% | Unchanged | History |
| TMOThermo Fisher Scientific Inc. | Stock | 1,947 | $987.0K | 0.4% | +294+17.8% | Added | History |
| KEYKeycorp | COM | 61,200 | $980.0K | 0.4% | 00.0% | Unchanged | History |
| PEPPepsiCo Inc | Stock | 5,813 | $949.0K | 0.4% | +30+0.5% | Added | History |
| KOCoca Cola Co | Stock | 16,675 | $934.0K | 0.4% | 00.0% | Unchanged | History |
| LMTLockheed Martin Corp | Stock | 2,385 | $921.0K | 0.4% | 00.0% | Unchanged | History |
| NEMNEWMONT Corp | Stock | 21,600 | $908.0K | 0.4% | −700−3.1% | Reduced | History |
| ENBEnbridge Inc | Stock | 24,041 | $892.0K | 0.4% | 00.0% | Unchanged | History |
| PXDPioneer Natural Resources Co | COM | 4,108 | $890.0K | 0.4% | 00.0% | Unchanged | History |
| FISFidelity National Information Services, Inc. | Stock | 11,632 | $879.0K | 0.4% | −69−0.6% | Reduced | History |
| AMNAmn Healthcare Services Inc | COM | 8,253 | $874.0K | 0.4% | +1,212+17.2% | Added | History |
| OKEONEOK Inc | COM | 16,820 | $862.0K | 0.4% | 00.0% | Unchanged | History |
| INTCIntel Corp | Stock | 33,374 | $860.0K | 0.4% | +2,441+7.9% | Added | History |
| CSXCSX Corp | Stock | 32,230 | $859.0K | 0.4% | 00.0% | Unchanged | History |
| BLKBlackRock, Inc. | COM | 1,512 | $832.0K | 0.4% | −174−10.3% | Reduced | History |
| CSCOCisco Systems, Inc. | Stock | 20,094 | $804.0K | 0.4% | +44+0.2% | Added | History |
| KMXCarMax Inc | COM | 12,073 | $797.0K | 0.3% | +181+1.5% | Added | History |
| GTLSChart Industries Inc | COM | 4,220 | $778.0K | 0.3% | +1,488+54.5% | Added | History |
| NOCNorthrop Grumman Corp | Stock | 1,564 | $736.0K | 0.3% | 00.0% | Unchanged | History |
| CMCSAComcast Corp | Stock | 24,150 | $708.0K | 0.3% | −2,462−9.3% | Reduced | History |
| PNCPNC Financial Services Group, Inc. | Stock | 4,727 | $706.0K | 0.3% | 00.0% | Unchanged | History |
| FHNFirst Horizon Corp | COM | 30,000 | $687.0K | 0.3% | 00.0% | Unchanged | History |
| FCXFreeport-McMoran Inc | Stock | 25,085 | $686.0K | 0.3% | −455−1.8% | Reduced | History |
| AVGOBroadcom Inc. | Stock | 1,500 | $666.0K | 0.3% | 00.0% | Unchanged | History |
| OXYOccidental Petroleum Corp | Stock | 10,800 | $664.0K | 0.3% | +500+4.9% | Added | History |
| ALBAlbemarle Corp | Stock | 2,505 | $662.0K | 0.3% | +1,006+67.1% | Added | History |
| GLWCorning Inc | COM | 22,746 | $660.0K | 0.3% | 00.0% | Unchanged | History |
| NVDANVIDIA Corp | Stock | 5,424 | $658.0K | 0.3% | −451−7.7% | Reduced | History |
| BXMTBlackstone Mortgage Trust, Inc. | COM CL A | 27,736 | $647.0K | 0.3% | 00.0% | Unchanged | History |
| SKINSkinHealth Systems Inc. | COM CL A | 54,100 | $638.0K | 0.3% | +54,100 | New | History |
| COPConocoPhillips | Stock | 6,166 | $631.0K | 0.3% | 00.0% | Unchanged | History |
| MRNAModerna, Inc. | Stock | 5,306 | $627.0K | 0.3% | −136−2.5% | Reduced | History |
| KODKodiak Sciences Inc. | COM | 79,000 | $611.0K | 0.3% | +79,000 | New | History |
| FSLRFirst Solar, Inc. | Stock | 4,578 | $606.0K | 0.3% | −3,475−43.2% | Reduced | History |
| LHXL3HARRIS Technologies, Inc. | Stock | 2,905 | $604.0K | 0.3% | −7−0.2% | Reduced | History |
| WYNNWynn Resorts Ltd | COM | 9,500 | $599.0K | 0.3% | +2,900+43.9% | Added | History |
| CICigna Group | Stock | 2,131 | $591.0K | 0.3% | +9+0.4% | Added | History |
| DOWDow Inc. | Stock | 13,303 | $584.0K | 0.3% | −133−1.0% | Reduced | History |
| PMPhilip Morris International Inc. | Stock | 7,000 | $581.0K | 0.3% | 00.0% | Unchanged | History |
| GILDGilead Sciences, Inc. | Stock | 9,416 | $581.0K | 0.3% | +149+1.6% | Added | History |
| AXPAmerican Express Co | Stock | 4,220 | $569.0K | 0.2% | 00.0% | Unchanged | History |
| AEMAgnico Eagle Mines Ltd | Stock | 13,282 | $561.0K | 0.2% | −500−3.6% | Reduced | History |
| EHCEncompass Health Corp | COM | 12,330 | $558.0K | 0.2% | 00.0% | Unchanged | History |
| PGProcter & Gamble Co | Stock | 4,411 | $557.0K | 0.2% | −449−9.2% | Reduced | History |
| UEICUniversal Electronics Inc | COM | 28,317 | $557.0K | 0.2% | 00.0% | Unchanged | History |
| SPGSimon Property Group Inc. | REIT | 6,120 | $549.0K | 0.2% | +100+1.7% | Added | History |
Sold out since Q2 2022 (18)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| PEBOPeoples Bancorp Inc | COM | 53,830 | $1.43M | 0.3% | History |
| PRMWPrimo Water Corp | COM | 79,000 | $1.06M | 0.3% | History |
| TRPTC Energy Corp | COM | 4,601 | $238.0K | 0.1% | History |
| OGNOrganon & Co. | Stock | 6,682 | $226.0K | 0.1% | History |
| FLNCFluence Energy, Inc. | COM CL A | 23,400 | $222.0K | 0.1% | History |
| SSDSimpson Manufacturing Co., Inc. | COM | 2,141 | $215.0K | 0.1% | History |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 4,000 | $200.0K | <0.1% | – |
| BUDAnheuser-Busch InBev SA/NV | ADR | 3,417 | $184.0K | <0.1% | History |
| ZBRAZebra Technologies Corp | CL A | 510 | $150.0K | <0.1% | History |
| APPHAppHarvest, Inc. | COM | 42,026 | $147.0K | <0.1% | History |
| UBSIUnited Bankshares Inc | COM | 3,173 | $111.0K | <0.1% | History |
| WPMWheaton Precious Metals Corp. | COM | 2,500 | $90.0K | <0.1% | History |
| SIVBSVB Financial Group | COM | 189 | $75.0K | <0.1% | History |
| MTTRMatterport, Inc. | COM CL A | 14,000 | $51.0K | <0.1% | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 1,250 | $34.0K | <0.1% | – |
| KLACKLA Corp | COM NEW | 100 | $32.0K | <0.1% | History |
| SPDR Series Trust78464A755 | ST STR SP METAL | 176 | $8.00K | <0.1% | – |
| EXPEExpedia Group, Inc. | Stock | 40 | $4.00K | <0.1% | History |