Upstart Holdings, Inc.

UPST

交易所: Nasdaq
產業: Finance Services
SEC CIK: 0001647639

SEC 申報列表（在新分頁開啟）

近 90 天，Upstart Holdings, Inc. 內部人申報 1 筆公開市場買進、8 筆賣出；2026 年第 2 季末有 370 家機構在 13F 申報持有，市值合計 $20.7 億；大師中只有Coatue持有。

2021 年第 3 季與 2021 年第 2 季比較

持有 Upstart Holdings, Inc. 的機構從 2021 年第 2 季到 2021 年第 3 季的變化。

2021 年第 3 季全部持有人 2021 年第 2 季全部持有人

UPST 的 13F 持有人：2021 年第 2 季與 2021 年第 3 季比較
項目	2021 年第 2 季	其中尚未申報 2021 年第 3 季	2021 年第 3 季	變化
持有家數	254	2	428	+176
股數	4,065 萬	15.1 萬	4,357 萬	+306.5 萬 (+7.6%)
市值	$50.0 億	$1,883 萬	$132.8 億	+$83.0 億 (+166.7%)

2 家機構在 2021 年第 2 季持有、還沒有申報 2021 年第 3 季：沒申報不算清倉，所以變化不計入它們。

新進機構（228 家）

2021 年第 3 季季末持有 Upstart Holdings, Inc.、2021 年第 2 季季末沒有持有的機構。

依市值列出前 100 家，共 228 家。

2021 年第 3 季新進 UPST 的機構
機構	股數	市值	佔組合 %
Whale Rock Capital Management LLC	829,995	$2.63 億	1.72%
Two Sigma Investments, LP	696,271	$2.20 億	0.59%
Two Sigma Advisers, LP	531,900	$1.68 億	0.44%
Price T Rowe Associates Inc	152,567	$4,828 萬	0.00%
Amundi	137,381	$4,347 萬	0.03%
California Public Employees Retirement System	98,759	$3,125 萬	0.02%
Lord, Abbett & Co. LLC	93,034	$2,944 萬	0.07%
Pictet Asset Management SA	92,851	$2,938 萬	0.03%
Andra AP-fonden	53,451	$1,691 萬	0.35%
State of Michigan Retirement System	51,885	$1,642 萬	0.09%
First Republic Investment Management, Inc.	50,707	$1,605 萬	0.04%
PEAK6 Investments LLC	49,086	$1,553 萬	0.31%
Liontrust Investment Partners LLP	37,000	$1,171 萬	0.16%
Scout Investments, Inc.	35,037	$1,109 萬	0.17%
Mark Asset Management LP	34,000	$1,076 萬	1.62%
Acadian Asset Management LLC	33,898	$1,072 萬	0.04%
E. Ohman J:or Asset Management AB	32,700	$1,035 萬	0.33%
Federated Hermes, Inc.	31,718	$1,004 萬	0.02%
Ci Investments Inc.	31,293	$990.2 萬	0.04%
Aubrey Capital Management Ltd	27,200	$860.5 萬	2.71%
Driehaus Capital Management LLC	22,925	$725.4 萬	0.09%
ClariVest Asset Management LLC	19,406	$614.1 萬	0.20%
TCI Wealth Advisors, Inc.	18,597	$588.5 萬	0.92%
Capitolis Advisors LLC	14,788	$566.7 萬	0.05%
Mission Creek Capital Partners, Inc.	17,529	$554.7 萬	1.03%
PDT Partners, LLC	15,380	$486.7 萬	0.35%
Atlas Principals, LLC	15,000	$474.7 萬	4.17%
Natixis	14,937	$472.7 萬	0.02%
Crestline Management, LP	12,700	$401.9 萬	0.38%
Mezzasalma Advisors, LLC	11,439	$362.0 萬	2.03%
Concorde Asset Management, LLC	10,507	$332.5 萬	1.92%
Coastal Bridge Advisors, LLC	10,000	$316.4 萬	0.73%
Stonnington Group, LLC	9,170	$285.4 萬	0.64%
Jump Financial, LLC	8,300	$262.6 萬	0.19%
Russell Investments Group, Ltd.	7,496	$239.7 萬	0.00%
Ieq Capital, LLC	7,215	$228.3 萬	0.06%
SlateStone Wealth, LLC	6,969	$220.5 萬	0.50%
LMR Partners LLP	6,814	$215.6 萬	0.03%
Harbor Financial Services, LLC	6,634	$209.9 萬	0.92%
Utah Retirement Systems	6,347	$200.9 萬	0.03%
Independent Financial Group, LLC	6,166	$195.1 萬	0.20%
State of Wisconsin Investment Board	5,651	$178.8 萬	0.00%
Orion Capital Management LLC	5,650	$178.8 萬	1.08%
Independent Solutions Wealth Management, LLC	5,439	$172.1 萬	0.43%
EAM Global Investors LLC	5,316	$168.2 萬	0.40%
Washburn Capital Management, Inc.	5,200	$164.5 萬	1.08%
GWM Advisors LLC	5,114	$161.8 萬	0.04%
Xponance, Inc.	5,066	$160.3 萬	0.03%
DekaBank Deutsche Girozentrale	5,000	$158.7 萬	0.00%
Benjamin F. Edwards & Company, Inc.	4,983	$157.7 萬	0.08%
Principal Financial Group Inc	4,634	$146.6 萬	0.00%
Caption Management, LLC	4,550	$144.0 萬	0.09%
LifePro Asset Management	4,505	$142.6 萬	0.43%
Aft, Forsyth & Company, Inc.	4,400	$139.2 萬	0.75%
Bokf, NA	4,385	$138.7 萬	0.02%
Bank of Hawaii	3,971	$125.7 萬	0.07%
ProShare Advisors LLC	3,968	$125.6 萬	0.00%
Walleye Capital LLC	3,735	$118.2 萬	0.04%
Nwam LLC	3,715	$117.6 萬	0.11%
Stratos Wealth Partners, LTD.	3,664	$115.9 萬	0.03%
Maryland State Retirement & Pension System	3,435	$109.9 萬	0.03%
Dimensional Fund Advisors LP	3,283	$103.9 萬	0.00%
Verdence Capital Advisors LLC	3,199	$101.2 萬	0.13%
Kovack Advisors, Inc.	3,155	$99.8 萬	0.11%
Graticule Asia Macro Advisors LLC	3,140	$99.4 萬	0.19%
Kaizen Financial Strategies	3,100	$98.1 萬	0.79%
HighTower Advisors, LLC	3,019	$95.9 萬	0.00%
Inscription Capital, LLC	3,000	$94.9 萬	0.30%
Paloma Partners Management Co	2,985	$94.4 萬	0.04%
Golden Green, Inc.	2,952	$93.4 萬	0.73%
APG Asset Management N.V.	3,200	$87.4 萬	0.00%
Advisors Asset Management, Inc.	2,705	$85.6 萬	0.01%
Private Advisor Group, LLC	2,671	$84.5 萬	0.01%
Vivid Financial Management, Inc.	2,485	$78.6 萬	0.32%
Illinois Municipal Retirement Fund	2,356	$74.6 萬	0.03%
Hillsdale Investment Management Inc.	2,300	$72.8 萬	0.06%
Cypress Point Wealth Management, LLC	2,296	$72.7 萬	0.52%
Cetera Advisor Networks LLC	2,264	$71.6 萬	0.01%
Samson Rock Capital LLP	2,240	$70.9 萬	0.45%
Gotham Asset Management, LLC	2,084	$65.9 萬	0.03%
Moloney Securities Asset Management, LLC	2,057	$65.1 萬	0.12%
Manufacturers Life Insurance Company, The	2,016	$63.8 萬	0.00%
Engineers Gate Manager LP	1,933	$61.2 萬	0.03%
Two Sigma Securities, LLC	1,923	$60.9 萬	0.13%
First Foundation Advisors	1,920	$60.8 萬	0.02%
Teamwork Financial Advisors, LLC	1,921	$60.8 萬	0.12%
Exchange Traded Concepts, LLC	1,890	$59.8 萬	0.02%
Toroso Investments, LLC	1,873	$59.3 萬	0.02%
Algert Global LLC	1,855	$58.7 萬	0.08%
B. Riley Wealth Management, Inc.	1,775	$56.2 萬	0.04%
Camden Capital, LLC	1,755	$55.5 萬	0.11%
Avantax Advisory Services, Inc.	1,743	$55.0 萬	0.01%
Stephens Inc	1,621	$51.3 萬	0.01%
Jasper Ridge Partners, L.P.	1,620	$51.3 萬	0.02%
Mount Yale Investment Advisors, LLC	1,619	$51.2 萬	0.06%
Essex LLC	1,600	$50.6 萬	0.14%
Purus Wealth Management, LLC	1,558	$49.3 萬	0.34%
Prospera Financial Services Inc	1,512	$47.8 萬	0.02%
SkyView Investment Advisors, LLC	1,500	$47.5 萬	0.13%
Capital Asset Advisory Services LLC	1,495	$47.3 萬	0.05%

清倉機構（52 家）

2021 年第 2 季季末持有 Upstart Holdings, Inc.、2021 年第 3 季有申報但已經沒有持有的機構。

2021 年第 3 季清倉 UPST 的機構
機構	2021 年第 2 季股數	2021 年第 2 季市值
KPCB XV Associates, LLC	635,841	$7,942 萬
NEA Management Company, LLC	287,092	$3,586 萬
Point72 Asset Management, L.P.	192,100	$2,399 萬
Tiff Advisory Services Inc	142,453	$2,155 萬
Soros Fund Management LLC大師索羅斯基金管理	150,208	$1,876 萬
Collaborative Holdings Management LP	139,000	$1,736 萬
Ergoteles LLC	75,421	$942.0 萬
Group One Trading, L.P.	52,155	$651.4 萬
Franklin Resources Inc	51,576	$644.2 萬
Tudor Investment Corp Et Al	49,832	$622.4 萬
HarbourVest Partners LLC	45,251	$565.2 萬
Qube Research & Technologies Ltd	40,944	$511.4 萬
Point72 Hong Kong Ltd	34,610	$432.3 萬
Pathway Capital Management, LP	32,780	$409.4 萬
Schonfeld Strategic Advisors LLC	21,700	$271.0 萬
Boothbay Fund Management, LLC	20,845	$260.4 萬
Squarepoint Ops LLC	15,894	$198.5 萬
Hamilton Lane Advisors LLC	11,739	$146.6 萬
IMC-Chicago, LLC	11,651	$145.5 萬
Enlightenment Research, LLC	11,304	$141.2 萬
Gainplan LLC	10,136	$126.2 萬
Kamunting Street Capital Management, L.P.	10,000	$124.9 萬
Weiss Asset Management LP	10,000	$124.9 萬
Highland Capital Management, LLC	9,269	$115.8 萬
Full18 Capital LLC	8,143	$101.7 萬
Baird Financial Group, Inc.	6,286	$78.5 萬
Triumph Capital Management	6,833	$77.3 萬
Abacus Planning Group, Inc.	5,483	$68.5 萬
Yale University	5,246	$65.5 萬
Monashee Investment Management LLC	5,000	$62.5 萬
Marshall Wace, LLP	4,307	$53.7 萬
Walleye Trading LLC	4,032	$50.4 萬
Blackstone Group Inc.	4,028	$50.3 萬
Sante Capital Fund, LP	3,956	$49.4 萬
ExodusPoint Capital Management, LP	3,696	$46.2 萬
Verition Fund Management LLC	3,419	$42.7 萬
Gsa Capital Partners LLP	3,295	$41.2 萬
Laidlaw Wealth Management LLC	2,233	$27.9 萬
Edmond de Rothschild Holding S.A.	2,155	$26.9 萬
XTX Topco Ltd	2,004	$25.0 萬
Bridgefront Capital, LLC	1,973	$24.6 萬
Menard Financial Group LLC	1,972	$24.6 萬
Centiva Capital, LP	1,919	$24.0 萬
CIBC Private Wealth Group, LLC	1,771	$22.1 萬
Douglas Lane & Associates, LLC	1,710	$21.4 萬
Seven Eight Capital, LP	1,669	$20.8 萬
Homrich & Berg	1,273	$15.9 萬
Sculptor Capital LP	1,000	$12.5 萬
Texas Treasury Safekeeping Trust Co	607	$7.60 萬
Panagora Asset Management Inc	116	$1.40 萬
Reilly Financial Advisors, LLC	20	$2,000
Parisi Gray Wealth Management	10	$1,000

尚未申報 2021 年第 3 季的機構（2 家）

2021 年第 2 季季末持有 Upstart Holdings, Inc.、還沒有申報 2021 年第 3 季 13F 的機構。沒申報不代表賣出，所以不算清倉。

2021 年第 2 季持有 UPST、尚未申報 2021 年第 3 季的機構
機構	2021 年第 2 季股數	2021 年第 2 季市值
Pictet Asset Management Ltd	148,777	$1,858 萬
Rollins Financial	2,000	$25.0 萬