| Quadrant Capital Group LLC | 7,452 | $6.80 萬 | 0.01% | −704−8.6% | 減碼 |
| FMR LLC | 7,377 | $6.70 萬 | 0.00% | −2,641,355−99.7% | 減碼 |
| Close Asset Management Ltd | 6,600 | $6.00 萬 | 0.00% | 00.0% | 不變 |
| Atlas Capital Advisors LLC | 5,972 | $5.45 萬 | 0.01% | −3,808−38.9% | 減碼 |
| American Portfolios Advisors | 4,808 | $4.38 萬 | 0.00% | +2,205+84.7% | 加碼 |
| AdvisorNet Financial, Inc | 4,500 | $4.10 萬 | 0.00% | 00.0% | 不變 |
| Parallel Advisors, LLC | 4,497 | $4.10 萬 | 0.00% | +65+1.5% | 加碼 |
| Lindbrook Capital, LLC | 4,070 | $3.70 萬 | 0.01% | +245+6.4% | 加碼 |
| Studio Investment Management LLC | 4,000 | $3.60 萬 | 0.01% | +4,000 | 新進 |
| Larson Financial Group LLC | 3,822 | $3.50 萬 | 0.01% | +3,822 | 新進 |
| Estabrook Capital Management | 3,825 | $3.49 萬 | 0.01% | 00.0% | 不變 |
| IFP Advisors, Inc | 4,597 | $3.30 萬 | 0.00% | −10,400−69.3% | 減碼 |
| Aquatic Capital Management LLC | 3,600 | $3.30 萬 | 0.01% | +3,600 | 新進 |
| Leonteq Securities AG | 3,000 | $2.74 萬 | 0.00% | +3,000 | 新進 |
| Clear Street Markets LLC | 3,000 | $2.70 萬 | 0.01% | −5,000−62.5% | 減碼 |
| Wolverine Asset Management LLC | 2,600 | $2.30 萬 | 0.00% | +2,600 | 新進 |
| Northwestern Mutual Wealth Management Co | 2,133 | $1.90 萬 | 0.00% | +2,133 | 新進 |
| Captrust Financial Advisors | 1,732 | $1.60 萬 | 0.00% | +367+26.9% | 加碼 |
| Newbridge Financial Services Group, Inc. | 1,500 | $1.40 萬 | 0.01% | −420−21.9% | 減碼 |
| Howe & Rusling Inc | 1,500 | $1.40 萬 | 0.00% | +1,500 | 新進 |
| Global Financial Private Client, LLC | 1,470 | $1.38 萬 | 0.01% | 00.0% | 不變 |
| Cedar Mountain Advisors, LLC | 1,000 | $9,000 | 0.00% | 00.0% | 不變 |
| JFS Wealth Advisors, LLC | 822 | $7,000 | 0.00% | −1,357−62.3% | 減碼 |
| Glassman Wealth Services | 658 | $6,000 | 0.00% | −140−17.5% | 減碼 |
| Rockefeller Capital Management L.P. | 596 | $5,000 | 0.00% | −9,923−94.3% | 減碼 |
| Umb Bank N A | 547 | $5,000 | 0.00% | 00.0% | 不變 |
| Cordasco Financial Network | 500 | $5,000 | 0.00% | 00.0% | 不變 |
| National Bank of Canada | 600 | $5,000 | 0.00% | +200+50.0% | 加碼 |
| Schubert & Co | 603 | $5,000 | 0.00% | +603 | 新進 |
| Patriot Financial Group Insurance Agency, LLC | 440 | $4,000 | 0.00% | 00.0% | 不變 |
| CIBC Private Wealth Group, LLC | 394 | $4,000 | 0.00% | +394 | 新進 |
| Toth Financial Advisory Corp | 200 | $2,000 | 0.00% | 00.0% | 不變 |
| Carmichael Hill & Associates, Inc. | 200 | $2,000 | 0.00% | +200 | 新進 |
| Investors Research Corp | 243 | $2,000 | 0.00% | +243 | 新進 |
| Fieldpoint Private Securities, LLC | 130 | $1,000 | 0.00% | −320−71.1% | 減碼 |
| CWM, LLC | 143 | $1,000 | 0.00% | −92−39.1% | 減碼 |
| Geneos Wealth Management Inc. | 118 | $1,000 | 0.00% | −128−52.0% | 減碼 |
| Private Capital Group, LLC | 132 | $1,000 | 0.00% | 00.0% | 不變 |
| Oakworth Capital, Inc. | 110 | $1,000 | 0.00% | +20+22.2% | 加碼 |
| Global Retirement Partners, LLC | 100 | $1,000 | 0.00% | +16+19.0% | 加碼 |
| American Research & Management Co. | 105 | $1,000 | 0.00% | +105 | 新進 |
| Allworth Financial LP | 108 | $1,000 | 0.00% | +108 | 新進 |
| Raffa Wealth Management, LLC | 62 | $565 | 0.00% | 00.0% | 不變 |
| Carolina Wealth Advisors, LLC | 40 | $0 | 0.00% | 00.0% | 不變 |
| Marquette Asset Management, LLC | 46 | $0 | 0.00% | +46 | 新進 |
| Merk Investments LLC | 1,000,000 | – | – | −300,000−23.1% | 減碼 |
| Sofos Investments, Inc. | 63 | – | – | −57−47.5% | 減碼 |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −5,107,356−100.0% | 清倉 |
| Driehaus Capital Management LLC | 0 | $0 | 0.00% | −666,468−100.0% | 清倉 |
| APG Asset Management N.V. | 0 | $0 | 0.00% | −538,082−100.0% | 清倉 |
| FIL Ltd | 0 | $0 | 0.00% | −439,068−100.0% | 清倉 |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −422,275−100.0% | 清倉 |
| NFJ Investment Group, LLC | 0 | $0 | 0.00% | −125,798−100.0% | 清倉 |
| U S Global Investors Inc | 0 | $0 | 0.00% | −125,000−100.0% | 清倉 |
| Sigma Planning Corp | 0 | $0 | 0.00% | −58,646−100.0% | 清倉 |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −53,700−100.0% | 清倉 |
| Claraphi Advisory Network, LLC | 0 | $0 | 0.00% | −45,916−100.0% | 清倉 |
| LPL Financial LLC | 0 | $0 | 0.00% | −33,224−100.0% | 清倉 |
| Susquehanna International Group Ltd. | 0 | $0 | 0.00% | −31,547−100.0% | 清倉 |
| Sequoia Financial Advisors, LLC | 0 | $0 | 0.00% | −29,016−100.0% | 清倉 |
| Natixis Advisors, L.P. | 0 | $0 | 0.00% | −27,087−100.0% | 清倉 |
| Donald Smith & Co., Inc. | 0 | $0 | 0.00% | −26,682−100.0% | 清倉 |
| Capital Fund Management S.A. | 0 | $0 | 0.00% | −26,605−100.0% | 清倉 |
| Geneva Partners, LLC | 0 | $0 | 0.00% | −26,200−100.0% | 清倉 |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −24,395−100.0% | 清倉 |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −23,875−100.0% | 清倉 |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −21,906−100.0% | 清倉 |
| Blueshift Asset Management, LLC | 0 | $0 | 0.00% | −17,759−100.0% | 清倉 |
| O'Shaughnessy Asset Management, LLC | 0 | $0 | 0.00% | −14,474−100.0% | 清倉 |
| Carlson Capital Management | 0 | $0 | 0.00% | −14,484−100.0% | 清倉 |
| Mariner, LLC | 0 | $0 | 0.00% | −14,308−100.0% | 清倉 |
| Enlightenment Research, LLC | 0 | $0 | 0.00% | −12,900−100.0% | 清倉 |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −11,493−100.0% | 清倉 |
| Chiron Investment Management, LLC | 0 | $0 | 0.00% | −4,373−100.0% | 清倉 |
| Twin Lakes Capital Management, LLC | 0 | $0 | 0.00% | −4,197−100.0% | 清倉 |
| Optimum Investment Advisors | 0 | $0 | 0.00% | −4,000−100.0% | 清倉 |
| Credit Agricole S A | 0 | $0 | 0.00% | −1,092−100.0% | 清倉 |
| CFS Investment Advisory Services, LLC | 0 | $0 | 0.00% | −82,154−100.0% | 清倉 |
| Tradewinds Capital Management, LLC | 0 | $0 | 0.00% | −125−100.0% | 清倉 |
| TCWP LLC | 0 | $0 | 0.00% | −68−100.0% | 清倉 |
| Parametric Portfolio Associates LLC | – | – | – | – | 本季未申報 |
| Majedie Asset Management Ltd | – | – | – | – | 本季未申報 |
| Livingston Group Asset Management CO (operating as Southport Capital Management) | – | – | – | – | 本季未申報 |
| Fulcrum Asset Management LLP | – | – | – | – | 本季未申報 |
| Dixon Hughes Goodman Wealth Advisors LLC | – | – | – | – | 本季未申報 |
