Transphorm, Inc.
TGANDelisted Jun 20, 2024- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001715768
Transphorm, Inc. was delisted on Jun 20, 2024; its insiders filed their last Form 4 on Jun 20, 2024; 57 institutions reported holding it in 13F filings for Q1 2024, worth $202.8M in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in Transphorm, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- +3 vs. Q3 2023
- Shares held
- 41.2M
- +655.2K (+1.6%) vs. Q3 2023
- Total value
- $150.3M
- +$60.3M (+67.1%) vs. Q3 2023
- New holders
- 4
- 21 more added
- Sold out
- 1
- 6 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TGAN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 57 | $202.8M |
| Q4 2023 | 41 | $150.3M |
| Q3 2023 | 39 | $90.5M |
| Q2 2023 | 41 | $130.0M |
| Q1 2023 | 39 | $146.7M |
| Q4 2022 | 43 | $197.7M |
| Q3 2022 | 38 | $182.8M |
| Q2 2022 | 40 | $137.6M |
| Q1 2022 | 21 | $205.3M |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Transphorm, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Kohlberg Kravis Roberts & Co. L.P. | 24,411,968 | $89.1M | 2.63% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 4,943,812 | $18.0M | 0.01% | +500,483+11.3% | Added |
| AIGH Capital Management LLC | 4,621,058 | $16.9M | 6.67% | +1,5000.0% | Added |
| BlackRock Inc. | 1,672,958 | $6.11M | 0.00% | +229,125+15.9% | Added |
| Vanguard Group Inc | 1,480,319 | $5.40M | 0.00% | +15,477+1.1% | Added |
| Worth Venture Partners, LLC | 1,153,778 | $4.21M | 2.28% | +1,500+0.1% | Added |
| Polar Asset Management Partners Inc. | 1,009,702 | $3.69M | 0.10% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 531,276 | $1.94M | 0.00% | +59,990+12.7% | Added |
| State Street Corp | 409,062 | $1.49M | 0.00% | +2,734+0.7% | Added |
| Northern Trust Corp | 224,846 | $820.7K | 0.00% | +3,379+1.5% | Added |
| Bank of New York Mellon Corp | 86,475 | $315.6K | 0.00% | +854+1.0% | Added |
| Charles Schwab Investment Management Inc | 84,217 | $307.4K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 67,595 | $246.7K | 0.00% | +36,820+119.6% | Added |
| Black Maple Capital Management LP | 63,923 | $233.3K | 0.21% | 00.0% | Unchanged |
| Taylor Frigon Capital Management LLC | 62,500 | $228.1K | 0.11% | 00.0% | Unchanged |
| Barclays PLC | 40,519 | $147.9K | 0.00% | +35,006+635.0% | Added |
| Bank of America Corp | 32,474 | $118.5K | 0.00% | +14,808+83.8% | Added |
| JPMorgan Chase & Co | 31,772 | $116.0K | 0.00% | +14,249+81.3% | Added |
| UBS Group AG | 31,377 | $114.5K | 0.00% | +17,733+130.0% | Added |
| Rhumbline Advisers | 30,517 | $111.4K | 0.00% | +332+1.1% | Added |
| Nuveen Asset Management, LLC | 30,360 | $110.8K | 0.00% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 25,640 | $93.6K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 22,288 | $81.4K | 0.00% | +21,508+2,757.4% | Added |
| Royal Bank of Canada | 20,964 | $77.0K | 0.00% | +17,441+495.1% | Added |
| American International Group, Inc. | 14,595 | $53.3K | 0.00% | +552+3.9% | Added |
| Susquehanna International Group, LLP | 11,926 | $43.5K | 0.00% | +11,926 | New |
| HRT Financial LP | 11,251 | $41.0K | 0.00% | +11,251 | New |
| Invesco Ltd. | 10,118 | $36.9K | 0.00% | −1,796−15.1% | Reduced |
| Wells Fargo & Company | 7,544 | $27.5K | 0.00% | +1,966+35.2% | Added |
| New York State Common Retirement Fund | 6,440 | $23.5K | 0.00% | 00.0% | Unchanged |
| California State Teachers Retirement System | 4,833 | $17.6K | 0.00% | −1,376−22.2% | Reduced |
| Citigroup Inc | 4,172 | $15.2K | 0.00% | +4,159+31,992.3% | Added |
| Amalgamated Bank | 3,660 | $13.0K | 0.00% | −221−5.7% | Reduced |
| FMR LLC | 3,162 | $11.5K | 0.00% | +1,584+100.4% | Added |
| Legal & General Group Plc | 3,129 | $11.4K | 0.00% | −385−11.0% | Reduced |
| Tower Research Capital LLC (TRC) | 2,528 | $9.23K | 0.00% | −2,403−48.7% | Reduced |
| Ameritas Investment Partners, Inc. | 1,608 | $5.87K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 642 | $2.00K | 0.00% | +642 | New |
| Russell Investments Group, Ltd. | 269 | $982 | 0.00% | +269 | New |
| GWM Advisors LLC | 100 | $365 | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 56 | $204 | 0.00% | −3,944−98.6% | Reduced |
| Soros Fund Management LLCSuperinvestorSoros Fund Management | 0 | $0 | 0.00% | −340,000−100.0% | Sold out |
| Jacob Asset Management of New York LLC | – | – | – | – | Not filed |