Transphorm, Inc.
TGANDelisted Jun 20, 2024- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001715768
Transphorm, Inc. was delisted on Jun 20, 2024; its insiders filed their last Form 4 on Jun 20, 2024; 57 institutions reported holding it in 13F filings for Q1 2024, worth $202.8M in total; no superinvestor held it.
13F holders, Q1 2024
Institutional positions in Transphorm, Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 57
- +16 vs. Q4 2023
- Shares held
- 41.2M
- +71.2K (+0.2%) vs. Q4 2023
- Total value
- $202.8M
- +$52.5M (+34.9%) vs. Q4 2023
- New holders
- 23
- 14 more added
- Sold out
- 7
- 11 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TGAN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 57 | $202.8M |
| Q4 2023 | 41 | $150.3M |
| Q3 2023 | 39 | $90.5M |
| Q2 2023 | 41 | $130.0M |
| Q1 2023 | 39 | $146.7M |
| Q4 2022 | 43 | $197.7M |
| Q3 2022 | 38 | $182.8M |
| Q2 2022 | 40 | $137.6M |
| Q1 2022 | 21 | $205.3M |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Transphorm, Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Kohlberg Kravis Roberts & Co. L.P. | 24,411,968 | $119.9M | 3.09% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 4,722,304 | $23.2M | 0.01% | −221,508−4.5% | Reduced |
| Alpine Associates Management Inc. | 2,466,977 | $12.1M | 0.47% | +2,466,977 | New |
| BlackRock Inc. | 1,760,478 | $8.64M | 0.00% | +87,520+5.2% | Added |
| Vanguard Group Inc | 1,500,305 | $7.37M | 0.00% | +19,986+1.4% | Added |
| Highbridge Capital Management LLC | 959,567 | $4.71M | 0.20% | +959,567 | New |
| Qube Research & Technologies Ltd | 613,216 | $3.01M | 0.01% | +613,216 | New |
| Geode Capital Management, LLC | 580,941 | $2.85M | 0.00% | +49,665+9.3% | Added |
| Carmignac Gestion | 513,852 | $2.52M | 0.04% | +513,852 | New |
| State Street Corp | 447,807 | $2.20M | 0.00% | +38,745+9.5% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 395,971 | $1.94M | 0.01% | +395,971 | New |
| UBS Group AG | 331,654 | $1.63M | 0.00% | +300,277+957.0% | Added |
| Millennium Management LLC | 328,593 | $1.61M | 0.00% | +328,593 | New |
| Marshall Wace, LLP | 304,300 | $1.49M | 0.00% | +304,300 | New |
| Gabelli Funds LLC | 284,200 | $1.40M | 0.01% | +284,200 | New |
| Northern Trust Corp | 234,475 | $1.15M | 0.00% | +9,629+4.3% | Added |
| Gabelli & Co Investment Advisers, Inc. | 233,600 | $1.15M | 0.20% | +233,600 | New |
| PenderFund Capital Management Ltd. | 145,000 | $964.4K | 0.26% | +145,000 | New |
| Oxford Asset Management LLP | 161,823 | $795.0K | 0.86% | +161,823 | New |
| Bank of New York Mellon Corp | 79,273 | $389.2K | 0.00% | −7,202−8.3% | Reduced |
| Charles Schwab Investment Management Inc | 78,073 | $383.3K | 0.00% | −6,144−7.3% | Reduced |
| CSS LLC | 75,272 | $369.6K | 0.03% | +75,272 | New |
| Black Maple Capital Management LP | 63,923 | $313.9K | 0.21% | 00.0% | Unchanged |
| Morgan Stanley | 54,913 | $269.6K | 0.00% | −12,682−18.8% | Reduced |
| JPMorgan Chase & Co | 54,417 | $267.2K | 0.00% | +22,645+71.3% | Added |
| Water Island Capital LLC | 48,157 | $236.5K | 0.03% | +48,157 | New |
| Guggenheim Capital LLC | 47,284 | $232.2K | 0.00% | +47,284 | New |
| Citadel Advisors LLC | 43,286 | $212.5K | 0.00% | +43,286 | New |
| STRS Ohio | 38,700 | $190.0K | 0.00% | +38,700 | New |
| Rhumbline Advisers | 31,663 | $155.5K | 0.00% | +1,146+3.8% | Added |
| Nuveen Asset Management, LLC | 30,360 | $149.1K | 0.00% | 00.0% | Unchanged |
| Prelude Capital Management, LLC | 24,243 | $119.0K | 0.01% | +24,243 | New |
| Deutsche Bank AG | 21,528 | $105.7K | 0.00% | −760−3.4% | Reduced |
| Barclays PLC | 20,957 | $102.9K | 0.00% | −19,562−48.3% | Reduced |
| Virtu Financial LLC | 17,064 | $84.0K | 0.01% | +17,064 | New |
| MetLife Investment Management | 17,053 | $83.7K | 0.00% | +17,053 | New |
| Quadrature Capital Ltd | 15,539 | $76.1K | 0.00% | +15,539 | New |
| American International Group, Inc. | 14,773 | $72.5K | 0.00% | +178+1.2% | Added |
| Gamco Investors, Inc. Et Al | 12,200 | $59.9K | 0.00% | +12,200 | New |
| Bank of America Corp | 10,464 | $51.4K | 0.00% | −22,010−67.8% | Reduced |
| Stratos Wealth Partners, LTD. | 10,203 | $50.1K | 0.00% | −15,437−60.2% | Reduced |
| Wells Fargo & Company | 8,900 | $43.7K | 0.00% | +1,356+18.0% | Added |
| New York State Common Retirement Fund | 6,440 | $31.6K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 4,945 | $24.3K | 0.00% | +773+18.5% | Added |
| Tower Research Capital LLC (TRC) | 3,217 | $15.8K | 0.00% | +689+27.3% | Added |
| FMR LLC | 3,172 | $15.6K | 0.00% | +10+0.3% | Added |
| Legal & General Group Plc | 3,129 | $15.4K | 0.00% | 00.0% | Unchanged |
| California State Teachers Retirement System | 3,014 | $14.8K | 0.00% | −1,819−37.6% | Reduced |
| Royal Bank of Canada | 2,156 | $10.0K | 0.00% | −18,808−89.7% | Reduced |
| Metropolitan Life Insurance Co | 1,811 | $8.89K | 0.00% | +1,811 | New |
| Ameritas Investment Partners, Inc. | 1,608 | $7.89K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 744 | $4.00K | 0.00% | −2,916−79.7% | Reduced |
| CWM, LLC | 649 | $3.00K | 0.00% | +7+1.1% | Added |
| Russell Investments Group, Ltd. | 269 | $1.32K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 100 | $491 | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 56 | $275 | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3 | $14 | 0.00% | +3 | New |
| AIGH Capital Management LLC | 0 | $0 | 0.00% | −4,621,058−100.0% | Sold out |
| Worth Venture Partners, LLC | 0 | $0 | 0.00% | −1,153,778−100.0% | Sold out |
| Polar Asset Management Partners Inc. | 0 | $0 | 0.00% | −1,009,702−100.0% | Sold out |
| Taylor Frigon Capital Management LLC | 0 | $0 | 0.00% | −62,500−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −11,926−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −11,251−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −10,118−100.0% | Sold out |