Transphorm, Inc.
TGANDelisted Jun 20, 2024- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001715768
Transphorm, Inc. was delisted on Jun 20, 2024; its insiders filed their last Form 4 on Jun 20, 2024; 57 institutions reported holding it in 13F filings for Q1 2024, worth $202.8M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Transphorm, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- −2 vs. Q2 2022
- Shares held
- 36.3M
- +224.0K (+0.6%) vs. Q2 2022
- Total value
- $182.8M
- +$45.2M (+32.8%) vs. Q2 2022
- New holders
- 1
- 16 more added
- Sold out
- 3
- 13 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TGAN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 57 | $202.8M |
| Q4 2023 | 41 | $150.3M |
| Q3 2023 | 39 | $90.5M |
| Q2 2023 | 41 | $130.0M |
| Q1 2023 | 39 | $146.7M |
| Q4 2022 | 43 | $197.7M |
| Q3 2022 | 38 | $182.8M |
| Q2 2022 | 40 | $137.6M |
| Q1 2022 | 21 | $205.3M |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Transphorm, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Kohlberg Kravis Roberts & Co. L.P. | 22,675,980 | $114.1M | 2.29% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 3,805,595 | $19.1M | 0.01% | +34,328+0.9% | Added |
| AIGH Capital Management LLC | 3,772,875 | $19.0M | 7.47% | −6,062−0.2% | Reduced |
| Vanguard Group Inc | 1,335,015 | $6.71M | 0.00% | −62,504−4.5% | Reduced |
| BlackRock Inc. | 1,099,805 | $5.53M | 0.00% | −8,070−0.7% | Reduced |
| Worth Venture Partners, LLC | 911,237 | $4.58M | 2.86% | +286,424+45.8% | Added |
| Polar Asset Management Partners Inc. | 709,700 | $3.57M | 0.05% | 00.0% | Unchanged |
| Soros Fund Management LLCSuperinvestorSoros Fund Management | 673,991 | $3.39M | 0.06% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 345,906 | $1.74M | 0.00% | +33,090+10.6% | Added |
| Jacob Asset Management of New York LLC | 250,944 | $1.26M | 1.37% | 00.0% | Unchanged |
| State Street Corp | 239,734 | $1.21M | 0.00% | +35,454+17.4% | Added |
| Northern Trust Corp | 183,616 | $923.0K | 0.00% | +9,487+5.4% | Added |
| Charles Schwab Investment Management Inc | 61,730 | $311.0K | 0.00% | +14,616+31.0% | Added |
| Bank of New York Mellon Corp | 59,922 | $301.0K | 0.00% | +10,217+20.6% | Added |
| Nuveen Asset Management, LLC | 30,360 | $153.0K | 0.00% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 30,000 | $151.0K | 0.00% | −3,000−9.1% | Reduced |
| Rhumbline Advisers | 25,114 | $126.0K | 0.00% | +1,930+8.3% | Added |
| AQR Capital Management LLC | 18,376 | $92.0K | 0.00% | +18,376 | New |
| JPMorgan Chase & Co | 12,334 | $62.0K | 0.00% | +868+7.6% | Added |
| Invesco Ltd. | 11,202 | $56.0K | 0.00% | −4,134−27.0% | Reduced |
| Voya Investment Management LLC | 10,905 | $54.9K | 0.00% | 00.0% | Unchanged |
| American International Group, Inc. | 10,801 | $54.0K | 0.00% | +764+7.6% | Added |
| Deutsche Bank AG | 9,354 | $47.0K | 0.00% | −1,433−13.3% | Reduced |
| California State Teachers Retirement System | 8,981 | $45.0K | 0.00% | −190−2.1% | Reduced |
| Morgan Stanley | 7,729 | $39.0K | 0.00% | +2,738+54.9% | Added |
| Bank of America Corp | 6,880 | $35.0K | 0.00% | −2,908−29.7% | Reduced |
| New York State Common Retirement Fund | 6,400 | $32.0K | 0.00% | −12,100−65.4% | Reduced |
| STRS Ohio | 5,000 | $25.0K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 3,591 | $18.0K | 0.00% | +202+6.0% | Added |
| Tower Research Capital LLC (TRC) | 2,765 | $14.0K | 0.00% | +275+11.0% | Added |
| Legal & General Group Plc | 2,319 | $12.0K | 0.00% | −1,806−43.8% | Reduced |
| Ameritas Investment Partners, Inc. | 1,608 | $8.00K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 965 | $5.00K | 0.00% | −111−10.3% | Reduced |
| FMR LLC | 886 | $4.00K | 0.00% | +843+1,960.5% | Added |
| Citigroup Inc | 346 | $2.00K | 0.00% | −945−73.2% | Reduced |
| Wells Fargo & Company | 415 | $2.00K | 0.00% | −166−28.6% | Reduced |
| Credit Suisse AG | 125 | $1.00K | 0.00% | +115+1,150.0% | Added |
| Royal Bank of Canada | 277 | $1.00K | 0.00% | +157+130.8% | Added |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −66,146−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −32,998−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −23,340−100.0% | Sold out |