Transphorm, Inc.
TGANDelisted Jun 20, 2024- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001715768
Transphorm, Inc. was delisted on Jun 20, 2024; its insiders filed their last Form 4 on Jun 20, 2024; 57 institutions reported holding it in 13F filings for Q1 2024, worth $202.8M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Transphorm, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 43
- +5 vs. Q3 2022
- Shares held
- 36.3M
- +7.75K (0.0%) vs. Q3 2022
- Total value
- $197.7M
- +$14.9M (+8.2%) vs. Q3 2022
- New holders
- 7
- 14 more added
- Sold out
- 2
- 14 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TGAN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 57 | $202.8M |
| Q4 2023 | 41 | $150.3M |
| Q3 2023 | 39 | $90.5M |
| Q2 2023 | 41 | $130.0M |
| Q1 2023 | 39 | $146.7M |
| Q4 2022 | 43 | $197.7M |
| Q3 2022 | 38 | $182.8M |
| Q2 2022 | 40 | $137.6M |
| Q1 2022 | 21 | $205.3M |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Transphorm, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Kohlberg Kravis Roberts & Co. L.P. | 22,675,980 | $123.4M | 4.16% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 3,805,548 | $20.7M | 0.01% | −470.0% | Reduced |
| AIGH Capital Management LLC | 3,609,346 | $19.6M | 6.49% | −163,529−4.3% | Reduced |
| Vanguard Group Inc | 1,320,861 | $7.19M | 0.00% | −14,154−1.1% | Reduced |
| BlackRock Inc. | 1,170,060 | $6.37M | 0.00% | +70,255+6.4% | Added |
| Worth Venture Partners, LLC | 884,802 | $4.81M | 2.86% | −26,435−2.9% | Reduced |
| Polar Asset Management Partners Inc. | 709,700 | $3.86M | 0.06% | 00.0% | Unchanged |
| Soros Fund Management LLCSuperinvestorSoros Fund Management | 673,991 | $3.67M | 0.06% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 390,554 | $2.12M | 0.00% | +44,648+12.9% | Added |
| Jacob Asset Management of New York LLC | 249,084 | $1.36M | 1.65% | −1,860−0.7% | Reduced |
| State Street Corp | 242,797 | $1.32M | 0.00% | +3,063+1.3% | Added |
| Northern Trust Corp | 183,207 | $996.6K | 0.00% | −409−0.2% | Reduced |
| Bank of New York Mellon Corp | 71,293 | $387.8K | 0.00% | +11,371+19.0% | Added |
| Charles Schwab Investment Management Inc | 61,807 | $336.2K | 0.00% | +77+0.1% | Added |
| Black Maple Capital Management LP | 38,400 | $208.9K | 0.33% | +38,400 | New |
| Nuveen Asset Management, LLC | 30,360 | $165.0K | 0.00% | 00.0% | Unchanged |
| Rhumbline Advisers | 26,095 | $142.0K | 0.00% | +981+3.9% | Added |
| Stratos Wealth Partners, LTD. | 25,000 | $136.0K | 0.00% | −5,000−16.7% | Reduced |
| Bank of America Corp | 20,140 | $109.6K | 0.00% | +13,260+192.7% | Added |
| AQR Capital Management LLC | 13,191 | $71.8K | 0.00% | −5,185−28.2% | Reduced |
| JPMorgan Chase & Co | 12,878 | $70.0K | 0.00% | +544+4.4% | Added |
| Ergoteles LLC | 11,349 | $61.7K | 0.00% | +11,349 | New |
| Y-Intercept (Hong Kong) Ltd | 11,272 | $61.3K | 0.01% | +11,272 | New |
| Voya Investment Management LLC | 10,905 | $59.3K | 0.00% | 00.0% | Unchanged |
| American International Group, Inc. | 10,763 | $58.6K | 0.00% | −38−0.4% | Reduced |
| Millennium Management LLC | 10,655 | $58.0K | 0.00% | +10,655 | New |
| Morgan Stanley | 10,659 | $58.0K | 0.00% | +2,930+37.9% | Added |
| Invesco Ltd. | 10,321 | $56.1K | 0.00% | −881−7.9% | Reduced |
| Deutsche Bank AG | 9,507 | $51.7K | 0.00% | +153+1.6% | Added |
| California State Teachers Retirement System | 9,083 | $49.4K | 0.00% | +102+1.1% | Added |
| New York State Common Retirement Fund | 6,400 | $34.8K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 6,109 | $33.2K | 0.00% | +5,144+533.1% | Added |
| UBS Group AG | 4,182 | $22.8K | 0.00% | +4,182 | New |
| Amalgamated Bank | 3,591 | $20.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 3,543 | $20.0K | 0.00% | +3,266+1,179.1% | Added |
| Legal & General Group Plc | 3,003 | $16.3K | 0.00% | +684+29.5% | Added |
| Tower Research Capital LLC (TRC) | 1,767 | $10.0K | 0.00% | −998−36.1% | Reduced |
| Ameritas Investment Partners, Inc. | 1,608 | $8.35K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 446 | $2.43K | 0.00% | −440−49.7% | Reduced |
| Citigroup Inc | 155 | $843 | 0.00% | −191−55.2% | Reduced |
| Credit Suisse AG | 1 | $5 | 0.00% | −124−99.2% | Reduced |
| GWM Advisors LLC | 100 | $1 | 0.00% | +100 | New |
| Nisa Investment Advisors, LLC | 20 | $0 | 0.00% | +20 | New |
| STRS Ohio | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Wells Fargo & Company | 0 | $0 | 0.00% | −415−100.0% | Sold out |