Transphorm, Inc.
TGANDelisted Jun 20, 2024- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001715768
Transphorm, Inc. was delisted on Jun 20, 2024; its insiders filed their last Form 4 on Jun 20, 2024; 57 institutions reported holding it in 13F filings for Q1 2024, worth $202.8M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Transphorm, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- +2 vs. Q1 2023
- Shares held
- 38.2M
- +1.46M (+4.0%) vs. Q1 2023
- Total value
- $130.0M
- −$16.7M (−11.4%) vs. Q1 2023
- New holders
- 5
- 20 more added
- Sold out
- 3
- 6 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TGAN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 57 | $202.8M |
| Q4 2023 | 41 | $150.3M |
| Q3 2023 | 39 | $90.5M |
| Q2 2023 | 41 | $130.0M |
| Q1 2023 | 39 | $146.7M |
| Q4 2022 | 43 | $197.7M |
| Q3 2022 | 38 | $182.8M |
| Q2 2022 | 40 | $137.6M |
| Q1 2022 | 21 | $205.3M |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Transphorm, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Kohlberg Kravis Roberts & Co. L.P. | 22,675,980 | $77.1M | 2.39% | 00.0% | Unchanged |
| AIGH Capital Management LLC | 4,412,593 | $15.0M | 6.13% | +803,247+22.3% | Added |
| Ameriprise Financial Inc | 4,063,769 | $13.8M | 0.00% | +134,721+3.4% | Added |
| BlackRock Inc. | 1,396,837 | $4.75M | 0.00% | +218,615+18.6% | Added |
| Vanguard Group Inc | 1,370,788 | $4.66M | 0.00% | +33,429+2.5% | Added |
| Worth Venture Partners, LLC | 1,101,680 | $3.75M | 2.05% | +216,878+24.5% | Added |
| Polar Asset Management Partners Inc. | 709,700 | $2.41M | 0.05% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 467,715 | $1.59M | 0.00% | +74,090+18.8% | Added |
| Soros Fund Management LLCSuperinvestorSoros Fund Management | 430,000 | $1.46M | 0.03% | −209,820−32.8% | Reduced |
| State Street Corp | 388,428 | $1.32M | 0.00% | +145,631+60.0% | Added |
| Jacob Asset Management of New York LLC | 253,084 | $860.5K | 0.97% | 00.0% | Unchanged |
| Northern Trust Corp | 219,051 | $744.8K | 0.00% | +30,054+15.9% | Added |
| JPMorgan Chase & Co | 122,041 | $414.9K | 0.00% | −131,798−51.9% | Reduced |
| Bank of New York Mellon Corp | 85,621 | $291.1K | 0.00% | +14,189+19.9% | Added |
| Boothbay Fund Management, LLC | 73,700 | $250.6K | 0.01% | +73,700 | New |
| Alpine Global Management, LLC | 73,700 | $250.6K | 0.07% | +73,700 | New |
| Charles Schwab Investment Management Inc | 73,386 | $249.5K | 0.00% | +11,579+18.7% | Added |
| Black Maple Capital Management LP | 43,161 | $146.7K | 0.17% | 00.0% | Unchanged |
| Rhumbline Advisers | 30,394 | $103.3K | 0.00% | +3,384+12.5% | Added |
| Nuveen Asset Management, LLC | 30,360 | $103.2K | 0.00% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 25,640 | $87.2K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 22,782 | $77.5K | 0.00% | +6,452+39.5% | Added |
| Millennium Management LLC | 20,919 | $71.1K | 0.00% | +20,919 | New |
| Deutsche Bank AG | 18,619 | $63.3K | 0.00% | +4,038+27.7% | Added |
| Sea Otter Advisors LLC | 18,589 | $63.2K | 0.05% | +18,589 | New |
| UBS Group AG | 15,595 | $53.0K | 0.00% | −3,943−20.2% | Reduced |
| American International Group, Inc. | 13,012 | $44.2K | 0.00% | +2,031+18.5% | Added |
| Invesco Ltd. | 11,914 | $40.5K | 0.00% | +1,198+11.2% | Added |
| Wells Fargo & Company | 11,250 | $38.3K | 0.00% | +6,854+155.9% | Added |
| California State Teachers Retirement System | 8,993 | $30.6K | 0.00% | +534+6.3% | Added |
| Citigroup Inc | 8,049 | $27.4K | 0.00% | +8,049 | New |
| New York State Common Retirement Fund | 6,400 | $21.8K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 5,720 | $19.4K | 0.00% | −9,416−62.2% | Reduced |
| Barclays PLC | 5,417 | $18.4K | 0.00% | −6,226−53.5% | Reduced |
| Amalgamated Bank | 3,881 | $13.0K | 0.00% | +766+24.6% | Added |
| Legal & General Group Plc | 3,003 | $10.2K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,305 | $7.84K | 0.00% | −781−25.3% | Reduced |
| Royal Bank of Canada | 1,678 | $6.00K | 0.00% | +227+15.6% | Added |
| Ameritas Investment Partners, Inc. | 1,608 | $5.47K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1,221 | $4.15K | 0.00% | +429+54.2% | Added |
| GWM Advisors LLC | 100 | $340 | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −74,835−100.0% | Sold out |
| Voya Investment Management LLC | 0 | $0 | 0.00% | −10,905−100.0% | Sold out |
| Ellevest, Inc. | 0 | $0 | 0.00% | −179−100.0% | Sold out |