Transphorm, Inc.
TGANDelisted Jun 20, 2024- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001715768
Transphorm, Inc. was delisted on Jun 20, 2024; its insiders filed their last Form 4 on Jun 20, 2024; 57 institutions reported holding it in 13F filings for Q1 2024, worth $202.8M in total; no superinvestor held it.
Holders of 5% or more of TGAN
Holders whose latest Schedule 13D or 13G filing reports 5% or more of Transphorm, Inc., largest stake first. The change is against the holder's previous filing.
No holder currently reports owning 5% or more of Transphorm, Inc. on Schedule 13D or 13G.
Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.
13D and 13G filings
16 Schedule 13D and 13G filings on Transphorm, Inc., newest first, including old-format filings without a stake.
| Filed (ET) | Filer | Form | Stake | Change | Event date | Filing |
|---|---|---|---|---|---|---|
| Feb 14, 202410:15 AM ET | Ameriprise Financial Inc | 13G/AOld format | – | – | – | SEC |
| Feb 13, 2024 | Yaskawa Electric CORP | 13G/AOld format | – | – | – | SEC |
| Feb 12, 2024 | SAS Capital Co., Ltd. | 13G/AOld format | – | – | – | SEC |
| Jan 25, 2024 | Hirschman Orin | 13G/AOld format | – | – | – | SEC |
| Jan 11, 2024 | KKR Phorm Investors L.P. | 13D/AOld format | – | – | – | SEC |
| Jul 25, 2023 | KKR Phorm Investors L.P. | 13D/AOld format | – | – | – | SEC |
| Feb 15, 2023 | Hirschman Orin | 13G/AOld format | – | – | – | SEC |
| Feb 14, 202310:20 AM ET | Ameriprise Financial Inc | 13G/AOld format | – | – | – | SEC |
| Feb 7, 2023 | SAS Capital Co., Ltd. | 13G/AOld format | – | – | – | SEC |
| Jun 3, 2022 | KKR Phorm Investors L.P. | 13D/AOld format | – | – | – | SEC |
| Feb 14, 202212:24 PM ET | Ameriprise Financial Inc | 13G/AOld format | – | – | – | SEC |
| Feb 11, 2022 | Hirschman Orin | 13G/AOld format | – | – | – | SEC |
| Dec 8, 2021 | SAS Capital Co., Ltd. | 13GOld format | – | New | – | SEC |
| Nov 8, 2021 | KKR Phorm Investors L.P. | 13D/AOld format | – | – | – | SEC |
| Oct 7, 2021 | Yaskawa Electric CORP | 13GOld format | – | New | – | SEC |
| Jun 30, 202110:04 AM ET | Ameriprise Financial Inc | 13GOld format | – | New | – | SEC |
Form 144: proposed insider sales
Notices from officers, directors and other affiliates planning to sell Transphorm, Inc. shares.
No Form 144 notices for Transphorm, Inc. are on file.