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Transphorm, Inc.

TGANDelisted Jun 20, 2024
Industry
Semiconductors & Related Devices
SEC CIK
0001715768

Transphorm, Inc. was delisted on Jun 20, 2024; its insiders filed their last Form 4 on Jun 20, 2024; 57 institutions reported holding it in 13F filings for Q1 2024, worth $202.8M in total; no superinvestor held it.

Open-market trades, last 90 days

Open-market purchases (P) and sales (S) by Transphorm, Inc. insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.

Open-market buys
0 filings
Open-market sells
0 filings
Insiders trading
0
Net value
$0
Purchases minus sales

Insider roster

Directors, officers and 10% owners who have filed a Form 4 for Transphorm, Inc., current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.

Insider roster for Transphorm, Inc.
NameTitleLast reported holdingLast filingFilings, past year
Kravis Henry R10% Owner0IndirectJun 20, 20240
Roberts George R10% Owner0IndirectJun 20, 20240
KKR & Co. Inc.10% Owner0IndirectJun 20, 20240
KKR Management LLP10% Owner0IndirectJun 20, 20240
KKR Group Partnership L.P.10% Owner0IndirectJun 20, 20240
KKR Group Holdings Corp.10% Owner0IndirectJun 20, 20240
KKR Phorm Investors L.P.10% Owner0IndirectJun 20, 20240
KKR Phorm Investors GP LLC10% Owner0IndirectJun 20, 20240
KKR Group Co. Inc.10% Owner0IndirectJun 20, 20240
Moreland Cynthia JDirector0Jun 20, 20240
McFarland Katharina G.Director0Jun 20, 20240
Mishra UmeshChief Technology Officer0Jun 20, 20240
Parikh PrimitPRESIDENT AND CEO0Jun 20, 20240
McAulay CameronChief Financial Officer0Jun 20, 20240
Humphreys Michael JulianDirector0Jun 20, 20240
Smales KellyDirector0Jun 20, 20240
Rivas MarioChief Executive Officer122,213Jan 4, 20230

Insider trades

Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.

Insider trades
Filed (ET)Trade dateFiling delayInsiderTransactionSharesAvg priceValueHolding changeFlags
Jun 20, 2024 (view filing)4:30 PM ETJun 20Same dayKravis Henry R and 8 others10% OwnerSSale−24.4M$5.10−$124.5M−100.0%0 after
May 24, 2024 (view filing)May 222 daysMcFarland Katharina G.DirectorSSale−4.00K$4.89−$19.5K−4.7%81.3K after10b5-1
May 24, 2024 (view filing)May 222 daysSmales KellyDirectorSSale−4.00K$4.89−$19.5K−5.4%69.7K after10b5-1
Apr 26, 2024 (view filing)Apr 242 daysMcFarland Katharina G.DirectorSSale−840$4.85−$4.07K−1.0%85.3K after10b5-1
Apr 26, 2024 (view filing)Apr 242 daysSmales KellyDirectorSSale−475$4.85−$2.30K−0.6%73.7K after10b5-1
Apr 5, 2024 (view filing)Apr 41 daySmales KellyDirectorSSale−766$4.90−$3.75K−1.0%72.8K after10b5-1
Mar 4, 2024 (view filing)Feb 294 daysParikh PrimitPRESIDENT AND CEOSSale−6.00K$4.80−$28.8K−1.2%489.3K after
Mar 1, 2024 (view filing)Feb 282 daysMcFarland Katharina G.DirectorSSale−4.00K$4.81−$19.2K−4.6%83.8K after10b5-1
Mar 1, 2024 (view filing)Feb 282 daysSmales KellyDirectorSSale−4.00K$4.81−$19.2K−5.2%73.6K after10b5-1
Jan 26, 2024 (view filing)Jan 242 daysSmales KellyDirectorSSale−471$4.82−$2.27K−0.6%77.6K after10b5-1
Jan 26, 2024 (view filing)Jan 242 daysMcFarland Katharina G.DirectorSSale−833$4.82−$4.02K−0.9%87.8K after10b5-1
Jan 5, 2024 (view filing)Jan 41 daySmales KellyDirectorSSale−766$3.90−$2.99K−1.0%76.7K after10b5-1
Jan 3, 2024 (view filing)Jan 21 daySmales KellyDirectorSSale−2.19K$3.61−$7.90K−2.7%77.4K after10b5-1
Nov 27, 2023 (view filing)Nov 225 daysSmales KellyDirectorSSale−4.00K$2.63−$10.5K−4.8%79.6K after10b5-1
Nov 27, 2023 (view filing)Nov 225 daysMcFarland Katharina G.DirectorSSale−4.00K$2.70−$10.8K−4.4%86.2K after10b5-1
Nov 21, 2023 (view filing)Nov 201 dayMcFarland Katharina G.DirectorSSale−3.52K$3.01−$10.6K−3.8%90.2K after10b5-1
Nov 21, 2023 (view filing)Nov 17-204 daysSmales KellyDirectorSSale−3.88K$2.83−$11.0K−4.4%83.6K after2 lots10b5-1
Jul 25, 2023 (view filing)4:28 PM ETJul 214 daysKravis Henry R and 8 others10% OwnerPPurchase+1.74M$3.30+$5.73M+7.7%24.4M after
Dec 1, 2022 (view filing)Nov 29-302 daysParikh PrimitPresident and COOSSale−3.50K$5.85−$20.5K−1.5%233.1K after2 lots
Nov 28, 2022 (view filing)Nov 235 daysParikh PrimitPresident and COOSSale−2.00K$6.64−$13.3K−0.8%236.6K after
Nov 21, 2022 (view filing)Nov 174 daysMcAulay CameronChief Financial OfficerSSale−2.81K$5.67−$15.9K−3.1%86.6K after
Nov 21, 2022 (view filing)Nov 174 daysMishra UmeshChief Technology OfficerSSale−1.78K$5.67−$10.1K−0.9%206.7K after
Nov 21, 2022 (view filing)Nov 174 daysParikh PrimitPresident and COOSSale−8.93K$5.67−$50.6K−3.6%237.6K after
Nov 21, 2022 (view filing)Nov 174 daysRivas MarioChief Executive OfficerSSale−3.57K$5.67−$20.2K−2.9%118.2K after
Mar 2, 2022 (view filing)Feb 282 daysParikh PrimitChief Operating OfficerSSale−3.00K$7.38−$22.1K−1.2%245.5K after
Nov 8, 2021 (view filing)6:17 AM ETNov 53 daysKravis Henry R and 7 others10% OwnerPPurchase+1.00M$5.00+$5.00M+4.7%22.2M after
Nov 8, 2021 (view filing)6:17 AM ETNov 53 daysKravis Henry R and 7 others10% OwnerPPurchase+812.5K–––104.2K afterDerivative3 lots