Kravis Henry R's Form 4 filing
Transphorm, Inc. (TGAN) · filed Jul 25, 2023
- Accession no.
- 0001140361-23-036060
- Filed
- Jul 25, 2023, 4:28 PM ET
- Trade date
- Jul 21, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market purchases total $5.73M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kravis Henry RCIK 0001081714 | 10% Owner |
| Roberts George RCIK 0001081715 | 10% Owner |
| KKR & Co. Inc.CIK 0001404912 | 10% Owner |
| KKR Management LLPCIK 0001472694 | 10% Owner |
| KKR Group Partnership L.P.CIK 0001472698 | 10% Owner |
| KKR Group Holdings Corp.CIK 0001743754 | 10% Owner |
| KKR Phorm Investors L.P.CIK 0001806548 | 10% Owner |
| KKR Phorm Investors GP LLCCIK 0001806572 | 10% Owner |
| KKR Group Co. Inc.CIK 0001932162 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 21, 2023 | Common Stock | PPurchaseAcquired | +1,735,988 | $3.30 | +$5,728,760.4 | 24,411,968 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.