Transphorm, Inc.
TGANDelisted Jun 20, 2024- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001715768
Transphorm, Inc. was delisted on Jun 20, 2024; its insiders filed their last Form 4 on Jun 20, 2024; 57 institutions reported holding it in 13F filings for Q1 2024, worth $202.8M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Transphorm, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- +2 vs. Q1 2023
- Shares held
- 38.2M
- +1.46M (+4.0%) vs. Q1 2023
- Total value
- $130.0M
- −$16.7M (−11.4%) vs. Q1 2023
- New holders
- 5
- 20 more added
- Sold out
- 3
- 6 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TGAN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 57 | $202.8M |
| Q4 2023 | 41 | $150.3M |
| Q3 2023 | 39 | $90.5M |
| Q2 2023 | 41 | $130.0M |
| Q1 2023 | 39 | $146.7M |
| Q4 2022 | 43 | $197.7M |
| Q3 2022 | 38 | $182.8M |
| Q2 2022 | 40 | $137.6M |
| Q1 2022 | 21 | $205.3M |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Transphorm, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| GWM Advisors LLC | 100 | $340 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1,221 | $4.15K | 0.00% | +429+54.2% | Added |
| Ameritas Investment Partners, Inc. | 1,608 | $5.47K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 1,678 | $6.00K | 0.00% | +227+15.6% | Added |
| Tower Research Capital LLC (TRC) | 2,305 | $7.84K | 0.00% | −781−25.3% | Reduced |
| Legal & General Group Plc | 3,003 | $10.2K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 3,881 | $13.0K | 0.00% | +766+24.6% | Added |
| Barclays PLC | 5,417 | $18.4K | 0.00% | −6,226−53.5% | Reduced |
| Bank of America Corp | 5,720 | $19.4K | 0.00% | −9,416−62.2% | Reduced |
| New York State Common Retirement Fund | 6,400 | $21.8K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 8,049 | $27.4K | 0.00% | +8,049 | New |
| California State Teachers Retirement System | 8,993 | $30.6K | 0.00% | +534+6.3% | Added |
| Wells Fargo & Company | 11,250 | $38.3K | 0.00% | +6,854+155.9% | Added |
| Invesco Ltd. | 11,914 | $40.5K | 0.00% | +1,198+11.2% | Added |
| American International Group, Inc. | 13,012 | $44.2K | 0.00% | +2,031+18.5% | Added |
| UBS Group AG | 15,595 | $53.0K | 0.00% | −3,943−20.2% | Reduced |
| Sea Otter Advisors LLC | 18,589 | $63.2K | 0.05% | +18,589 | New |
| Deutsche Bank AG | 18,619 | $63.3K | 0.00% | +4,038+27.7% | Added |
| Millennium Management LLC | 20,919 | $71.1K | 0.00% | +20,919 | New |
| Morgan Stanley | 22,782 | $77.5K | 0.00% | +6,452+39.5% | Added |
| Stratos Wealth Partners, LTD. | 25,640 | $87.2K | 0.00% | 00.0% | Unchanged |
| Nuveen Asset Management, LLC | 30,360 | $103.2K | 0.00% | 00.0% | Unchanged |
| Rhumbline Advisers | 30,394 | $103.3K | 0.00% | +3,384+12.5% | Added |
| Black Maple Capital Management LP | 43,161 | $146.7K | 0.17% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 73,386 | $249.5K | 0.00% | +11,579+18.7% | Added |
| Boothbay Fund Management, LLC | 73,700 | $250.6K | 0.01% | +73,700 | New |
| Alpine Global Management, LLC | 73,700 | $250.6K | 0.07% | +73,700 | New |
| Bank of New York Mellon Corp | 85,621 | $291.1K | 0.00% | +14,189+19.9% | Added |
| JPMorgan Chase & Co | 122,041 | $414.9K | 0.00% | −131,798−51.9% | Reduced |
| Northern Trust Corp | 219,051 | $744.8K | 0.00% | +30,054+15.9% | Added |
| Jacob Asset Management of New York LLC | 253,084 | $860.5K | 0.97% | 00.0% | Unchanged |
| State Street Corp | 388,428 | $1.32M | 0.00% | +145,631+60.0% | Added |
| Soros Fund Management LLCSuperinvestorSoros Fund Management | 430,000 | $1.46M | 0.03% | −209,820−32.8% | Reduced |
| Geode Capital Management, LLC | 467,715 | $1.59M | 0.00% | +74,090+18.8% | Added |
| Polar Asset Management Partners Inc. | 709,700 | $2.41M | 0.05% | 00.0% | Unchanged |
| Worth Venture Partners, LLC | 1,101,680 | $3.75M | 2.05% | +216,878+24.5% | Added |
| Vanguard Group Inc | 1,370,788 | $4.66M | 0.00% | +33,429+2.5% | Added |
| BlackRock Inc. | 1,396,837 | $4.75M | 0.00% | +218,615+18.6% | Added |
| Ameriprise Financial Inc | 4,063,769 | $13.8M | 0.00% | +134,721+3.4% | Added |
| AIGH Capital Management LLC | 4,412,593 | $15.0M | 6.13% | +803,247+22.3% | Added |
| Kohlberg Kravis Roberts & Co. L.P. | 22,675,980 | $77.1M | 2.39% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −74,835−100.0% | Sold out |
| Voya Investment Management LLC | 0 | $0 | 0.00% | −10,905−100.0% | Sold out |
| Ellevest, Inc. | 0 | $0 | 0.00% | −179−100.0% | Sold out |