Transphorm, Inc.
TGANDelisted Jun 20, 2024- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001715768
Transphorm, Inc. was delisted on Jun 20, 2024; its insiders filed their last Form 4 on Jun 20, 2024; 57 institutions reported holding it in 13F filings for Q1 2024, worth $202.8M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Transphorm, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 40
- +19 vs. Q1 2022
- Shares held
- 36.1M
- +7.08M (+24.4%) vs. Q1 2022
- Total value
- $137.6M
- −$67.7M (−33.0%) vs. Q1 2022
- New holders
- 28
- 4 more added
- Sold out
- 9
- 7 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TGAN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 57 | $202.8M |
| Q4 2023 | 41 | $150.3M |
| Q3 2023 | 39 | $90.5M |
| Q2 2023 | 41 | $130.0M |
| Q1 2023 | 39 | $146.7M |
| Q4 2022 | 43 | $197.7M |
| Q3 2022 | 38 | $182.8M |
| Q2 2022 | 40 | $137.6M |
| Q1 2022 | 21 | $205.3M |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Transphorm, Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Kohlberg Kravis Roberts & Co. L.P. | 22,675,980 | $86.4M | 1.15% | +500,000+2.3% | Added |
| Ameriprise Financial Inc | 3,771,267 | $14.4M | 0.01% | +168,786+4.7% | Added |
| AIGH Capital Management LLC | 3,778,937 | $14.1M | 5.84% | +3,778,937 | New |
| Vanguard Group Inc | 1,397,519 | $5.33M | 0.00% | +1,397,519 | New |
| BlackRock Inc. | 1,107,875 | $4.22M | 0.00% | +1,107,875 | New |
| Worth Venture Partners, LLC | 624,813 | $2.74M | 1.66% | +15,643+2.6% | Added |
| Polar Asset Management Partners Inc. | 709,700 | $2.70M | 0.04% | −157,800−18.2% | Reduced |
| Soros Fund Management LLCSuperinvestorSoros Fund Management | 673,991 | $2.57M | 0.05% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 312,816 | $1.19M | 0.00% | +312,816 | New |
| Jacob Asset Management of New York LLC | 250,944 | $956.0K | 0.97% | −123,282−32.9% | Reduced |
| State Street Corp | 204,280 | $778.0K | 0.00% | +204,280 | New |
| Northern Trust Corp | 174,129 | $664.0K | 0.00% | +174,129 | New |
| Susquehanna International Group, LLP | 66,146 | $252.0K | 0.00% | +66,146 | New |
| Bank of New York Mellon Corp | 49,705 | $189.0K | 0.00% | +49,705 | New |
| Charles Schwab Investment Management Inc | 47,114 | $180.0K | 0.00% | +47,114 | New |
| ExodusPoint Capital Management, LP | 32,998 | $126.0K | 0.00% | −56,501−63.1% | Reduced |
| Stratos Wealth Partners, LTD. | 33,000 | $126.0K | 0.00% | +33,000 | New |
| Nuveen Asset Management, LLC | 30,360 | $116.0K | 0.00% | +30,360 | New |
| Goldman Sachs Group Inc | 23,340 | $89.0K | 0.00% | +4,249+22.3% | Added |
| Rhumbline Advisers | 23,184 | $88.0K | 0.00% | +23,184 | New |
| New York State Common Retirement Fund | 18,500 | $70.0K | 0.00% | +18,500 | New |
| Invesco Ltd. | 15,336 | $59.0K | 0.00% | +15,336 | New |
| JPMorgan Chase & Co | 11,466 | $44.0K | 0.00% | −9,234−44.6% | Reduced |
| Voya Investment Management LLC | 10,905 | $42.0K | 0.00% | +10,905 | New |
| Deutsche Bank AG | 10,787 | $41.0K | 0.00% | +10,787 | New |
| American International Group, Inc. | 10,037 | $38.0K | 0.00% | +10,037 | New |
| Bank of America Corp | 9,788 | $37.0K | 0.00% | +9,788 | New |
| California State Teachers Retirement System | 9,171 | $35.0K | 0.00% | +9,171 | New |
| Morgan Stanley | 4,991 | $19.0K | 0.00% | −9,421−65.4% | Reduced |
| STRS Ohio | 5,000 | $19.0K | 0.00% | +5,000 | New |
| Legal & General Group Plc | 4,125 | $16.0K | 0.00% | +4,125 | New |
| Amalgamated Bank | 3,389 | $13.0K | 0.00% | +3,389 | New |
| Tower Research Capital LLC (TRC) | 2,490 | $9.00K | 0.00% | +2,490 | New |
| Ameritas Investment Partners, Inc. | 1,608 | $6.00K | 0.00% | +1,608 | New |
| Citigroup Inc | 1,291 | $5.00K | 0.00% | −13,771−91.4% | Reduced |
| Barclays PLC | 1,076 | $4.00K | 0.00% | +1,076 | New |
| Wells Fargo & Company | 581 | $2.00K | 0.00% | +581 | New |
| Royal Bank of Canada | 120 | $0 | 0.00% | −7,549−98.4% | Reduced |
| FMR LLC | 43 | $0 | 0.00% | +43 | New |
| Credit Suisse AG | 10 | $0 | 0.00% | +10 | New |
| Millennium Management LLC | 0 | $0 | 0.00% | −252,509−100.0% | Sold out |
| Foundation Capital, LLC | 0 | $0 | 0.00% | −136,004−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −54,397−100.0% | Sold out |
| Weiss Asset Management LP | 0 | $0 | 0.00% | −43,600−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −30,059−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −18,900−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −13,606−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −12,067−100.0% | Sold out |
| Ovata Capital Management Ltd | 0 | $0 | 0.00% | −1,100−100.0% | Sold out |