Transphorm, Inc.
TGANDelisted Jun 20, 2024- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001715768
Transphorm, Inc. was delisted on Jun 20, 2024; its insiders filed their last Form 4 on Jun 20, 2024; 57 institutions reported holding it in 13F filings for Q1 2024, worth $202.8M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Transphorm, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 39
- −2 vs. Q2 2023
- Shares held
- 40.8M
- +2.54M (+6.6%) vs. Q2 2023
- Total value
- $90.5M
- −$39.5M (−30.4%) vs. Q2 2023
- New holders
- 2
- 21 more added
- Sold out
- 4
- 9 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TGAN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 57 | $202.8M |
| Q4 2023 | 41 | $150.3M |
| Q3 2023 | 39 | $90.5M |
| Q2 2023 | 41 | $130.0M |
| Q1 2023 | 39 | $146.7M |
| Q4 2022 | 43 | $197.7M |
| Q3 2022 | 38 | $182.8M |
| Q2 2022 | 40 | $137.6M |
| Q1 2022 | 21 | $205.3M |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Transphorm, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Kohlberg Kravis Roberts & Co. L.P. | 24,411,968 | $54.2M | 1.90% | +1,735,988+7.7% | Added |
| AIGH Capital Management LLC | 4,619,558 | $10.3M | 4.86% | +206,965+4.7% | Added |
| Ameriprise Financial Inc | 4,443,329 | $9.86M | 0.00% | +379,560+9.3% | Added |
| Vanguard Group Inc | 1,464,842 | $3.25M | 0.00% | +94,054+6.9% | Added |
| BlackRock Inc. | 1,443,833 | $3.21M | 0.00% | +46,996+3.4% | Added |
| Worth Venture Partners, LLC | 1,152,278 | $2.56M | 1.53% | +50,598+4.6% | Added |
| Polar Asset Management Partners Inc. | 1,009,702 | $2.24M | 0.05% | +300,002+42.3% | Added |
| Geode Capital Management, LLC | 471,286 | $1.05M | 0.00% | +3,571+0.8% | Added |
| State Street Corp | 406,328 | $902.0K | 0.00% | +17,900+4.6% | Added |
| Soros Fund Management LLCSuperinvestorSoros Fund Management | 340,000 | $754.8K | 0.02% | −90,000−20.9% | Reduced |
| Jacob Asset Management of New York LLC | 250,084 | $555.2K | 0.78% | −3,000−1.2% | Reduced |
| Northern Trust Corp | 221,467 | $491.7K | 0.00% | +2,416+1.1% | Added |
| Bank of New York Mellon Corp | 85,621 | $190.1K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 84,217 | $187.0K | 0.00% | +10,831+14.8% | Added |
| Black Maple Capital Management LP | 63,923 | $141.9K | 0.13% | +20,762+48.1% | Added |
| Taylor Frigon Capital Management LLC | 62,500 | $138.8K | 0.08% | +62,500 | New |
| Morgan Stanley | 30,775 | $68.3K | 0.00% | +7,993+35.1% | Added |
| Nuveen Asset Management, LLC | 30,360 | $67.4K | 0.00% | 00.0% | Unchanged |
| Rhumbline Advisers | 30,185 | $67.0K | 0.00% | −209−0.7% | Reduced |
| Stratos Wealth Partners, LTD. | 25,640 | $56.9K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 17,666 | $39.2K | 0.00% | +11,946+208.8% | Added |
| JPMorgan Chase & Co | 17,523 | $38.9K | 0.00% | −104,518−85.6% | Reduced |
| American International Group, Inc. | 14,043 | $31.2K | 0.00% | +1,031+7.9% | Added |
| UBS Group AG | 13,644 | $30.3K | 0.00% | −1,951−12.5% | Reduced |
| Invesco Ltd. | 11,914 | $26.4K | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 6,440 | $14.3K | 0.00% | +40+0.6% | Added |
| California State Teachers Retirement System | 6,209 | $13.8K | 0.00% | −2,784−31.0% | Reduced |
| Wells Fargo & Company | 5,578 | $12.4K | 0.00% | −5,672−50.4% | Reduced |
| Barclays PLC | 5,513 | $12.2K | 0.00% | +96+1.8% | Added |
| Tower Research Capital LLC (TRC) | 4,931 | $10.9K | 0.00% | +2,626+113.9% | Added |
| Amalgamated Bank | 3,881 | $9.00K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 4,000 | $8.88K | 0.00% | +4,000 | New |
| Royal Bank of Canada | 3,523 | $8.00K | 0.00% | +1,845+110.0% | Added |
| Legal & General Group Plc | 3,514 | $7.80K | 0.00% | +511+17.0% | Added |
| Ameritas Investment Partners, Inc. | 1,608 | $3.57K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1,578 | $3.50K | 0.00% | +357+29.2% | Added |
| Deutsche Bank AG | 780 | $1.73K | 0.00% | −17,839−95.8% | Reduced |
| GWM Advisors LLC | 100 | $222 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 13 | $29 | 0.00% | −8,036−99.8% | Reduced |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −73,700−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −73,700−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −20,919−100.0% | Sold out |
| Sea Otter Advisors LLC | 0 | $0 | 0.00% | −18,589−100.0% | Sold out |