Transphorm, Inc.
TGANDelisted Jun 20, 2024- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001715768
Transphorm, Inc. was delisted on Jun 20, 2024; its insiders filed their last Form 4 on Jun 20, 2024; 57 institutions reported holding it in 13F filings for Q1 2024, worth $202.8M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Transphorm, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 39
- −2 vs. Q2 2023
- Shares held
- 40.8M
- +2.54M (+6.6%) vs. Q2 2023
- Total value
- $90.5M
- −$39.5M (−30.4%) vs. Q2 2023
- New holders
- 2
- 21 more added
- Sold out
- 4
- 9 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TGAN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 57 | $202.8M |
| Q4 2023 | 41 | $150.3M |
| Q3 2023 | 39 | $90.5M |
| Q2 2023 | 41 | $130.0M |
| Q1 2023 | 39 | $146.7M |
| Q4 2022 | 43 | $197.7M |
| Q3 2022 | 38 | $182.8M |
| Q2 2022 | 40 | $137.6M |
| Q1 2022 | 21 | $205.3M |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Transphorm, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Citigroup Inc | 13 | $29 | 0.00% | −8,036−99.8% | Reduced |
| GWM Advisors LLC | 100 | $222 | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 780 | $1.73K | 0.00% | −17,839−95.8% | Reduced |
| FMR LLC | 1,578 | $3.50K | 0.00% | +357+29.2% | Added |
| Ameritas Investment Partners, Inc. | 1,608 | $3.57K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 3,514 | $7.80K | 0.00% | +511+17.0% | Added |
| Royal Bank of Canada | 3,523 | $8.00K | 0.00% | +1,845+110.0% | Added |
| Nisa Investment Advisors, LLC | 4,000 | $8.88K | 0.00% | +4,000 | New |
| Amalgamated Bank | 3,881 | $9.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 4,931 | $10.9K | 0.00% | +2,626+113.9% | Added |
| Barclays PLC | 5,513 | $12.2K | 0.00% | +96+1.8% | Added |
| Wells Fargo & Company | 5,578 | $12.4K | 0.00% | −5,672−50.4% | Reduced |
| California State Teachers Retirement System | 6,209 | $13.8K | 0.00% | −2,784−31.0% | Reduced |
| New York State Common Retirement Fund | 6,440 | $14.3K | 0.00% | +40+0.6% | Added |
| Invesco Ltd. | 11,914 | $26.4K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 13,644 | $30.3K | 0.00% | −1,951−12.5% | Reduced |
| American International Group, Inc. | 14,043 | $31.2K | 0.00% | +1,031+7.9% | Added |
| JPMorgan Chase & Co | 17,523 | $38.9K | 0.00% | −104,518−85.6% | Reduced |
| Bank of America Corp | 17,666 | $39.2K | 0.00% | +11,946+208.8% | Added |
| Stratos Wealth Partners, LTD. | 25,640 | $56.9K | 0.00% | 00.0% | Unchanged |
| Rhumbline Advisers | 30,185 | $67.0K | 0.00% | −209−0.7% | Reduced |
| Nuveen Asset Management, LLC | 30,360 | $67.4K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 30,775 | $68.3K | 0.00% | +7,993+35.1% | Added |
| Taylor Frigon Capital Management LLC | 62,500 | $138.8K | 0.08% | +62,500 | New |
| Black Maple Capital Management LP | 63,923 | $141.9K | 0.13% | +20,762+48.1% | Added |
| Charles Schwab Investment Management Inc | 84,217 | $187.0K | 0.00% | +10,831+14.8% | Added |
| Bank of New York Mellon Corp | 85,621 | $190.1K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 221,467 | $491.7K | 0.00% | +2,416+1.1% | Added |
| Jacob Asset Management of New York LLC | 250,084 | $555.2K | 0.78% | −3,000−1.2% | Reduced |
| Soros Fund Management LLCSuperinvestorSoros Fund Management | 340,000 | $754.8K | 0.02% | −90,000−20.9% | Reduced |
| State Street Corp | 406,328 | $902.0K | 0.00% | +17,900+4.6% | Added |
| Geode Capital Management, LLC | 471,286 | $1.05M | 0.00% | +3,571+0.8% | Added |
| Polar Asset Management Partners Inc. | 1,009,702 | $2.24M | 0.05% | +300,002+42.3% | Added |
| Worth Venture Partners, LLC | 1,152,278 | $2.56M | 1.53% | +50,598+4.6% | Added |
| BlackRock Inc. | 1,443,833 | $3.21M | 0.00% | +46,996+3.4% | Added |
| Vanguard Group Inc | 1,464,842 | $3.25M | 0.00% | +94,054+6.9% | Added |
| Ameriprise Financial Inc | 4,443,329 | $9.86M | 0.00% | +379,560+9.3% | Added |
| AIGH Capital Management LLC | 4,619,558 | $10.3M | 4.86% | +206,965+4.7% | Added |
| Kohlberg Kravis Roberts & Co. L.P. | 24,411,968 | $54.2M | 1.90% | +1,735,988+7.7% | Added |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −73,700−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −73,700−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −20,919−100.0% | Sold out |
| Sea Otter Advisors LLC | 0 | $0 | 0.00% | −18,589−100.0% | Sold out |