Transphorm, Inc.
TGANDelisted Jun 20, 2024- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001715768
Transphorm, Inc. was delisted on Jun 20, 2024; its insiders filed their last Form 4 on Jun 20, 2024; 57 institutions reported holding it in 13F filings for Q1 2024, worth $202.8M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Transphorm, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 43
- +5 vs. Q3 2022
- Shares held
- 36.3M
- +7.75K (0.0%) vs. Q3 2022
- Total value
- $197.7M
- +$14.9M (+8.2%) vs. Q3 2022
- New holders
- 7
- 14 more added
- Sold out
- 2
- 14 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TGAN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 57 | $202.8M |
| Q4 2023 | 41 | $150.3M |
| Q3 2023 | 39 | $90.5M |
| Q2 2023 | 41 | $130.0M |
| Q1 2023 | 39 | $146.7M |
| Q4 2022 | 43 | $197.7M |
| Q3 2022 | 38 | $182.8M |
| Q2 2022 | 40 | $137.6M |
| Q1 2022 | 21 | $205.3M |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Transphorm, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Nisa Investment Advisors, LLC | 20 | $0 | 0.00% | +20 | New |
| GWM Advisors LLC | 100 | $1 | 0.00% | +100 | New |
| Credit Suisse AG | 1 | $5 | 0.00% | −124−99.2% | Reduced |
| Citigroup Inc | 155 | $843 | 0.00% | −191−55.2% | Reduced |
| FMR LLC | 446 | $2.43K | 0.00% | −440−49.7% | Reduced |
| Ameritas Investment Partners, Inc. | 1,608 | $8.35K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,767 | $10.0K | 0.00% | −998−36.1% | Reduced |
| Legal & General Group Plc | 3,003 | $16.3K | 0.00% | +684+29.5% | Added |
| Amalgamated Bank | 3,591 | $20.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 3,543 | $20.0K | 0.00% | +3,266+1,179.1% | Added |
| UBS Group AG | 4,182 | $22.8K | 0.00% | +4,182 | New |
| Barclays PLC | 6,109 | $33.2K | 0.00% | +5,144+533.1% | Added |
| New York State Common Retirement Fund | 6,400 | $34.8K | 0.00% | 00.0% | Unchanged |
| California State Teachers Retirement System | 9,083 | $49.4K | 0.00% | +102+1.1% | Added |
| Deutsche Bank AG | 9,507 | $51.7K | 0.00% | +153+1.6% | Added |
| Invesco Ltd. | 10,321 | $56.1K | 0.00% | −881−7.9% | Reduced |
| Morgan Stanley | 10,659 | $58.0K | 0.00% | +2,930+37.9% | Added |
| Millennium Management LLC | 10,655 | $58.0K | 0.00% | +10,655 | New |
| American International Group, Inc. | 10,763 | $58.6K | 0.00% | −38−0.4% | Reduced |
| Voya Investment Management LLC | 10,905 | $59.3K | 0.00% | 00.0% | Unchanged |
| Y-Intercept (Hong Kong) Ltd | 11,272 | $61.3K | 0.01% | +11,272 | New |
| Ergoteles LLC | 11,349 | $61.7K | 0.00% | +11,349 | New |
| JPMorgan Chase & Co | 12,878 | $70.0K | 0.00% | +544+4.4% | Added |
| AQR Capital Management LLC | 13,191 | $71.8K | 0.00% | −5,185−28.2% | Reduced |
| Bank of America Corp | 20,140 | $109.6K | 0.00% | +13,260+192.7% | Added |
| Stratos Wealth Partners, LTD. | 25,000 | $136.0K | 0.00% | −5,000−16.7% | Reduced |
| Rhumbline Advisers | 26,095 | $142.0K | 0.00% | +981+3.9% | Added |
| Nuveen Asset Management, LLC | 30,360 | $165.0K | 0.00% | 00.0% | Unchanged |
| Black Maple Capital Management LP | 38,400 | $208.9K | 0.33% | +38,400 | New |
| Charles Schwab Investment Management Inc | 61,807 | $336.2K | 0.00% | +77+0.1% | Added |
| Bank of New York Mellon Corp | 71,293 | $387.8K | 0.00% | +11,371+19.0% | Added |
| Northern Trust Corp | 183,207 | $996.6K | 0.00% | −409−0.2% | Reduced |
| State Street Corp | 242,797 | $1.32M | 0.00% | +3,063+1.3% | Added |
| Jacob Asset Management of New York LLC | 249,084 | $1.36M | 1.65% | −1,860−0.7% | Reduced |
| Geode Capital Management, LLC | 390,554 | $2.12M | 0.00% | +44,648+12.9% | Added |
| Soros Fund Management LLCSuperinvestorSoros Fund Management | 673,991 | $3.67M | 0.06% | 00.0% | Unchanged |
| Polar Asset Management Partners Inc. | 709,700 | $3.86M | 0.06% | 00.0% | Unchanged |
| Worth Venture Partners, LLC | 884,802 | $4.81M | 2.86% | −26,435−2.9% | Reduced |
| BlackRock Inc. | 1,170,060 | $6.37M | 0.00% | +70,255+6.4% | Added |
| Vanguard Group Inc | 1,320,861 | $7.19M | 0.00% | −14,154−1.1% | Reduced |
| AIGH Capital Management LLC | 3,609,346 | $19.6M | 6.49% | −163,529−4.3% | Reduced |
| Ameriprise Financial Inc | 3,805,548 | $20.7M | 0.01% | −470.0% | Reduced |
| Kohlberg Kravis Roberts & Co. L.P. | 22,675,980 | $123.4M | 4.16% | 00.0% | Unchanged |
| STRS Ohio | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Wells Fargo & Company | 0 | $0 | 0.00% | −415−100.0% | Sold out |