Transphorm, Inc.
TGANDelisted Jun 20, 2024- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001715768
Transphorm, Inc. was delisted on Jun 20, 2024; its insiders filed their last Form 4 on Jun 20, 2024; 57 institutions reported holding it in 13F filings for Q1 2024, worth $202.8M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Transphorm, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- −2 vs. Q2 2022
- Shares held
- 36.3M
- +224.0K (+0.6%) vs. Q2 2022
- Total value
- $182.8M
- +$45.2M (+32.8%) vs. Q2 2022
- New holders
- 1
- 16 more added
- Sold out
- 3
- 13 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TGAN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 57 | $202.8M |
| Q4 2023 | 41 | $150.3M |
| Q3 2023 | 39 | $90.5M |
| Q2 2023 | 41 | $130.0M |
| Q1 2023 | 39 | $146.7M |
| Q4 2022 | 43 | $197.7M |
| Q3 2022 | 38 | $182.8M |
| Q2 2022 | 40 | $137.6M |
| Q1 2022 | 21 | $205.3M |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Transphorm, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Credit Suisse AG | 125 | $1.00K | 0.00% | +115+1,150.0% | Added |
| Royal Bank of Canada | 277 | $1.00K | 0.00% | +157+130.8% | Added |
| Citigroup Inc | 346 | $2.00K | 0.00% | −945−73.2% | Reduced |
| Wells Fargo & Company | 415 | $2.00K | 0.00% | −166−28.6% | Reduced |
| FMR LLC | 886 | $4.00K | 0.00% | +843+1,960.5% | Added |
| Barclays PLC | 965 | $5.00K | 0.00% | −111−10.3% | Reduced |
| Ameritas Investment Partners, Inc. | 1,608 | $8.00K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 2,319 | $12.0K | 0.00% | −1,806−43.8% | Reduced |
| Tower Research Capital LLC (TRC) | 2,765 | $14.0K | 0.00% | +275+11.0% | Added |
| Amalgamated Bank | 3,591 | $18.0K | 0.00% | +202+6.0% | Added |
| STRS Ohio | 5,000 | $25.0K | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 6,400 | $32.0K | 0.00% | −12,100−65.4% | Reduced |
| Bank of America Corp | 6,880 | $35.0K | 0.00% | −2,908−29.7% | Reduced |
| Morgan Stanley | 7,729 | $39.0K | 0.00% | +2,738+54.9% | Added |
| California State Teachers Retirement System | 8,981 | $45.0K | 0.00% | −190−2.1% | Reduced |
| Deutsche Bank AG | 9,354 | $47.0K | 0.00% | −1,433−13.3% | Reduced |
| American International Group, Inc. | 10,801 | $54.0K | 0.00% | +764+7.6% | Added |
| Voya Investment Management LLC | 10,905 | $54.9K | 0.00% | 00.0% | Unchanged |
| Invesco Ltd. | 11,202 | $56.0K | 0.00% | −4,134−27.0% | Reduced |
| JPMorgan Chase & Co | 12,334 | $62.0K | 0.00% | +868+7.6% | Added |
| AQR Capital Management LLC | 18,376 | $92.0K | 0.00% | +18,376 | New |
| Rhumbline Advisers | 25,114 | $126.0K | 0.00% | +1,930+8.3% | Added |
| Stratos Wealth Partners, LTD. | 30,000 | $151.0K | 0.00% | −3,000−9.1% | Reduced |
| Nuveen Asset Management, LLC | 30,360 | $153.0K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 59,922 | $301.0K | 0.00% | +10,217+20.6% | Added |
| Charles Schwab Investment Management Inc | 61,730 | $311.0K | 0.00% | +14,616+31.0% | Added |
| Northern Trust Corp | 183,616 | $923.0K | 0.00% | +9,487+5.4% | Added |
| State Street Corp | 239,734 | $1.21M | 0.00% | +35,454+17.4% | Added |
| Jacob Asset Management of New York LLC | 250,944 | $1.26M | 1.37% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 345,906 | $1.74M | 0.00% | +33,090+10.6% | Added |
| Soros Fund Management LLCSuperinvestorSoros Fund Management | 673,991 | $3.39M | 0.06% | 00.0% | Unchanged |
| Polar Asset Management Partners Inc. | 709,700 | $3.57M | 0.05% | 00.0% | Unchanged |
| Worth Venture Partners, LLC | 911,237 | $4.58M | 2.86% | +286,424+45.8% | Added |
| BlackRock Inc. | 1,099,805 | $5.53M | 0.00% | −8,070−0.7% | Reduced |
| Vanguard Group Inc | 1,335,015 | $6.71M | 0.00% | −62,504−4.5% | Reduced |
| AIGH Capital Management LLC | 3,772,875 | $19.0M | 7.47% | −6,062−0.2% | Reduced |
| Ameriprise Financial Inc | 3,805,595 | $19.1M | 0.01% | +34,328+0.9% | Added |
| Kohlberg Kravis Roberts & Co. L.P. | 22,675,980 | $114.1M | 2.29% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −66,146−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −32,998−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −23,340−100.0% | Sold out |