Transphorm, Inc.
TGANDelisted Jun 20, 2024- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001715768
Transphorm, Inc. was delisted on Jun 20, 2024; its insiders filed their last Form 4 on Jun 20, 2024; 57 institutions reported holding it in 13F filings for Q1 2024, worth $202.8M in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in Transphorm, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- +3 vs. Q3 2023
- Shares held
- 41.2M
- +655.2K (+1.6%) vs. Q3 2023
- Total value
- $150.3M
- +$60.3M (+67.1%) vs. Q3 2023
- New holders
- 4
- 21 more added
- Sold out
- 1
- 6 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TGAN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 57 | $202.8M |
| Q4 2023 | 41 | $150.3M |
| Q3 2023 | 39 | $90.5M |
| Q2 2023 | 41 | $130.0M |
| Q1 2023 | 39 | $146.7M |
| Q4 2022 | 43 | $197.7M |
| Q3 2022 | 38 | $182.8M |
| Q2 2022 | 40 | $137.6M |
| Q1 2022 | 21 | $205.3M |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Transphorm, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Nisa Investment Advisors, LLC | 56 | $204 | 0.00% | −3,944−98.6% | Reduced |
| GWM Advisors LLC | 100 | $365 | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 269 | $982 | 0.00% | +269 | New |
| CWM, LLC | 642 | $2.00K | 0.00% | +642 | New |
| Ameritas Investment Partners, Inc. | 1,608 | $5.87K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,528 | $9.23K | 0.00% | −2,403−48.7% | Reduced |
| Legal & General Group Plc | 3,129 | $11.4K | 0.00% | −385−11.0% | Reduced |
| FMR LLC | 3,162 | $11.5K | 0.00% | +1,584+100.4% | Added |
| Amalgamated Bank | 3,660 | $13.0K | 0.00% | −221−5.7% | Reduced |
| Citigroup Inc | 4,172 | $15.2K | 0.00% | +4,159+31,992.3% | Added |
| California State Teachers Retirement System | 4,833 | $17.6K | 0.00% | −1,376−22.2% | Reduced |
| New York State Common Retirement Fund | 6,440 | $23.5K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 7,544 | $27.5K | 0.00% | +1,966+35.2% | Added |
| Invesco Ltd. | 10,118 | $36.9K | 0.00% | −1,796−15.1% | Reduced |
| HRT Financial LP | 11,251 | $41.0K | 0.00% | +11,251 | New |
| Susquehanna International Group, LLP | 11,926 | $43.5K | 0.00% | +11,926 | New |
| American International Group, Inc. | 14,595 | $53.3K | 0.00% | +552+3.9% | Added |
| Royal Bank of Canada | 20,964 | $77.0K | 0.00% | +17,441+495.1% | Added |
| Deutsche Bank AG | 22,288 | $81.4K | 0.00% | +21,508+2,757.4% | Added |
| Stratos Wealth Partners, LTD. | 25,640 | $93.6K | 0.00% | 00.0% | Unchanged |
| Nuveen Asset Management, LLC | 30,360 | $110.8K | 0.00% | 00.0% | Unchanged |
| Rhumbline Advisers | 30,517 | $111.4K | 0.00% | +332+1.1% | Added |
| UBS Group AG | 31,377 | $114.5K | 0.00% | +17,733+130.0% | Added |
| JPMorgan Chase & Co | 31,772 | $116.0K | 0.00% | +14,249+81.3% | Added |
| Bank of America Corp | 32,474 | $118.5K | 0.00% | +14,808+83.8% | Added |
| Barclays PLC | 40,519 | $147.9K | 0.00% | +35,006+635.0% | Added |
| Taylor Frigon Capital Management LLC | 62,500 | $228.1K | 0.11% | 00.0% | Unchanged |
| Black Maple Capital Management LP | 63,923 | $233.3K | 0.21% | 00.0% | Unchanged |
| Morgan Stanley | 67,595 | $246.7K | 0.00% | +36,820+119.6% | Added |
| Charles Schwab Investment Management Inc | 84,217 | $307.4K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 86,475 | $315.6K | 0.00% | +854+1.0% | Added |
| Northern Trust Corp | 224,846 | $820.7K | 0.00% | +3,379+1.5% | Added |
| State Street Corp | 409,062 | $1.49M | 0.00% | +2,734+0.7% | Added |
| Geode Capital Management, LLC | 531,276 | $1.94M | 0.00% | +59,990+12.7% | Added |
| Polar Asset Management Partners Inc. | 1,009,702 | $3.69M | 0.10% | 00.0% | Unchanged |
| Worth Venture Partners, LLC | 1,153,778 | $4.21M | 2.28% | +1,500+0.1% | Added |
| Vanguard Group Inc | 1,480,319 | $5.40M | 0.00% | +15,477+1.1% | Added |
| BlackRock Inc. | 1,672,958 | $6.11M | 0.00% | +229,125+15.9% | Added |
| AIGH Capital Management LLC | 4,621,058 | $16.9M | 6.67% | +1,5000.0% | Added |
| Ameriprise Financial Inc | 4,943,812 | $18.0M | 0.01% | +500,483+11.3% | Added |
| Kohlberg Kravis Roberts & Co. L.P. | 24,411,968 | $89.1M | 2.63% | 00.0% | Unchanged |
| Soros Fund Management LLCSuperinvestorSoros Fund Management | 0 | $0 | 0.00% | −340,000−100.0% | Sold out |
| Jacob Asset Management of New York LLC | – | – | – | – | Not filed |