Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Shockwave Medical, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 413
- −43 vs. Q2 2023
- Shares held
- 34.4M
- +1.71M (+5.2%) vs. Q2 2023
- Total value
- $6.85B
- −$2.47B (−26.5%) vs. Q2 2023
- New holders
- 57
- 153 more added
- Sold out
- 100
- 155 more reduced
4 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bayesian Capital Management, LP | 4,756 | $946.9K | 0.11% | +4,756 | New |
| Illinois Municipal Retirement Fund | 4,858 | $967.0K | 0.02% | 00.0% | Unchanged |
| Echo Street Capital Management LLC | 4,867 | $969.0K | 0.01% | +509+11.7% | Added |
| Commonwealth Equity Services, LLC | 4,942 | $984.0K | 0.00% | −353−6.7% | Reduced |
| Advisors Asset Management, Inc. | 4,965 | $988.5K | 0.02% | +1,474+42.2% | Added |
| Legal Advantage Investments, Inc. | 4,970 | $989.5K | 0.71% | +1,350+37.3% | Added |
| Magnetar Financial LLC | 4,975 | $990.5K | 0.03% | +2,355+89.9% | Added |
| Verition Fund Management LLC | 5,000 | $995.5K | 0.01% | +2,507+100.6% | Added |
| MYDA Advisors LLC | 5,000 | $995.5K | 0.37% | +5,000 | New |
| XTX Topco Ltd | 5,028 | $1.00M | 0.17% | +5,028 | New |
| JustInvest LLC | 5,173 | $1.03M | 0.03% | +314+6.5% | Added |
| Tower Research Capital LLC (TRC) | 5,662 | $1.13M | 0.04% | +3,339+143.7% | Added |
| Aigen Investment Management, LP | 5,784 | $1.15M | 0.22% | +1,026+21.6% | Added |
| LMR Partners LLP | 5,800 | $1.15M | 0.03% | +1,705+41.6% | Added |
| Janney Montgomery Scott LLC | 6,098 | $1.21M | 0.00% | +4,071+200.8% | Added |
| AXA S.A. | 6,100 | $1.21M | 0.00% | −6,100−50.0% | Reduced |
| South Dakota Investment Council | 6,114 | $1.22M | 0.03% | +6,114 | New |
| Guggenheim Capital LLC | 6,194 | $1.23M | 0.01% | +597+10.7% | Added |
| Engineers Gate Manager LP | 6,203 | $1.24M | 0.05% | −1,883−23.3% | Reduced |
| Handelsbanken Fonder AB | 6,400 | $1.27M | 0.01% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 6,701 | $1.27M | 0.00% | +36+0.5% | Added |
| Financial Advocates Investment Management | 6,466 | $1.29M | 0.10% | +16+0.2% | Added |
| B. Metzler seel. Sohn & Co. AG | 6,656 | $1.33M | 0.02% | −5,820−46.6% | Reduced |
| Crossmark Global Holdings, Inc. | 6,407 | $1.35M | 0.03% | +130+2.1% | Added |
| Connectus Wealth, LLC | 7,001 | $1.39M | 0.03% | 00.0% | Unchanged |
| Axiom Investors LLC | 7,090 | $1.41M | 0.02% | −12,437−63.7% | Reduced |
| Advisory Services Network, LLC | 7,169 | $1.43M | 0.04% | +440+6.5% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 7,216 | $1.44M | 0.01% | +1,017+16.4% | Added |
| Simplex Trading, LLC | 7,312 | $1.46M | 0.05% | −181−2.4% | Reduced |
| New Mexico Educational Retirement Board | 7,400 | $1.47M | 0.06% | 00.0% | Unchanged |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 7,442 | $1.48M | 0.01% | −10,263−58.0% | Reduced |
| Brinker Capital Investments, LLC | 7,584 | $1.51M | 0.02% | −1,825−19.4% | Reduced |
| Orion Portfolio Solutions, LLC | 7,584 | $1.51M | 0.02% | −1,825−19.4% | Reduced |
| Van Hulzen Asset Management, LLC | 7,680 | $1.53M | 0.12% | +6,124+393.6% | Added |
| Brighton Jones LLC | 7,815 | $1.56M | 0.08% | −90−1.1% | Reduced |
| BNP Paribas Arbitrage, SA | 7,892 | $1.57M | 0.00% | −2,144−21.4% | Reduced |
| Russell Investments Group, Ltd. | 7,979 | $1.59M | 0.00% | −12,697−61.4% | Reduced |
| Northwestern Mutual Investment Management Company, LLC | 8,151 | $1.62M | 0.04% | +12+0.1% | Added |
| Ameritas Investment Partners, Inc. | 8,242 | $1.64M | 0.07% | −904−9.9% | Reduced |
| Xponance, Inc. | 8,276 | $1.65M | 0.02% | +32+0.4% | Added |
| Y-Intercept (Hong Kong) Ltd | 8,535 | $1.70M | 0.17% | +3,985+87.6% | Added |
| Edgestream Partners, L.P. | 8,747 | $1.74M | 0.14% | −2,557−22.6% | Reduced |
| Deutsche Bank AG | 8,750 | $1.74M | 0.00% | −11,715−57.2% | Reduced |
| State of Michigan Retirement System | 8,800 | $1.75M | 0.01% | −200−2.2% | Reduced |
| Raymond James & Associates | 8,844 | $1.76M | 0.00% | −24,668−73.6% | Reduced |
| Renaissance Group LLC | 9,404 | $1.87M | 0.09% | +157+1.7% | Added |
| Motley Fool Asset Management LLC | 9,413 | $1.87M | 0.15% | +9,413 | New |
| SG Americas Securities, LLC | 9,505 | $1.89M | 0.03% | +8,389+751.7% | Added |
| Virginia Retirement Systems Et Al | 9,800 | $1.95M | 0.02% | −1,300−11.7% | Reduced |
| Vident Advisory, LLC | 9,857 | $1.96M | 0.06% | +9,857 | New |
| Ascent Wealth Partners, LLC | 9,961 | $1.98M | 0.37% | +4,406+79.3% | Added |
| Oak Ridge Investments LLC | 10,018 | $1.99M | 0.25% | +1,666+19.9% | Added |
| InterOcean Capital Group, LLC | 10,300 | $2.05M | 0.06% | 00.0% | Unchanged |
| Oregon Public Employees Retirement Fund | 10,319 | $2.05M | 0.03% | −328−3.1% | Reduced |
| Louisiana State Employees Retirement System | 10,400 | $2.07M | 0.05% | −300−2.8% | Reduced |
| Arizona State Retirement System | 10,428 | $2.08M | 0.02% | +177+1.7% | Added |
| Hussman Strategic Advisors, Inc. | 10,500 | $2.09M | 0.40% | +1,140+12.2% | Added |
| Ensign Peak Advisors, Inc | 10,980 | $2.19M | 0.00% | −505−4.4% | Reduced |
| Teacher Retirement System of Texas | 11,448 | $2.28M | 0.02% | −2,570−18.3% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 11,875 | $2.36M | 0.01% | +11,875 | New |
| SlateStone Wealth, LLC | 11,882 | $2.37M | 0.34% | −9−0.1% | Reduced |
| Teachers Retirement System of the State of Kentucky | 12,413 | $2.47M | 0.03% | −4,032−24.5% | Reduced |
| Qube Research & Technologies Ltd | 12,439 | $2.48M | 0.01% | −80,857−86.7% | Reduced |
| Weiss Multi-Strategy Advisers LLC | 12,500 | $2.49M | 0.06% | −6,926−35.7% | Reduced |
| ClariVest Asset Management LLC | 13,339 | $2.66M | 0.14% | −613−4.4% | Reduced |
| UBS Group AG | 13,919 | $2.77M | 0.00% | −17,860−56.2% | Reduced |
| Gradient Investments LLC | 14,123 | $2.81M | 0.07% | +790+5.9% | Added |
| Tiedemann Advisors, LLC | 14,166 | $2.82M | 0.12% | −17−0.1% | Reduced |
| Miracle Mile Advisors, LLC | 14,477 | $2.88M | 0.09% | +14,477 | New |
| Public Employees Retirement System of Ohio | 14,771 | $2.94M | 0.01% | −1,637−10.0% | Reduced |
| Jump Financial, LLC | 15,005 | $2.99M | 0.11% | +13,272+765.8% | Added |
| Loup Funds, LLC | 15,321 | $3.05M | 1.40% | +15,321 | New |
| Baird Financial Group, Inc. | 15,403 | $3.07M | 0.01% | −1,173−7.1% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 15,455 | $3.08M | 0.01% | +1,490+10.7% | Added |
| Integrated Advisors Network LLC | 15,630 | $3.11M | 0.19% | −1,053−6.3% | Reduced |
| Schroder Investment Management Group | 16,087 | $3.20M | 0.00% | −15,436−49.0% | Reduced |
| Comerica Bank | 16,209 | $3.23M | 0.02% | +9,077+127.3% | Added |
| Treasurer of the State of North Carolina | 16,390 | $3.26M | 0.02% | +60+0.4% | Added |
| Williams Jones Wealth Management, LLC. | 16,935 | $3.37M | 0.05% | −1,075−6.0% | Reduced |
| EFG Asset Management (North America) Corp. | 17,023 | $3.39M | 0.81% | +357+2.1% | Added |
| Sectoral Asset Management Inc | 17,400 | $3.46M | 0.67% | −1,550−8.2% | Reduced |
| Capital Fund Management S.A. | 17,529 | $3.49M | 0.05% | +17,529 | New |
| Yousif Capital Management, LLC | 17,829 | $3.55M | 0.05% | −920−4.9% | Reduced |
| Agf Management Ltd | 18,000 | $3.58M | 0.03% | −10−0.1% | Reduced |
| Apeiron Capital Ltd | 18,300 | $3.64M | 2.44% | +18,300 | New |
| Prossimo Advisors, LLC | 18,758 | $3.73M | 8.81% | 00.0% | Unchanged |
| Granite Investment Partners, LLC | 19,461 | $3.87M | 0.16% | −1,141−5.5% | Reduced |
| Algert Global LLC | 20,662 | $4.11M | 0.19% | −808−3.8% | Reduced |
| Great West Life Assurance Co | 21,002 | $4.18M | 0.01% | +832+4.1% | Added |
| Jane Street Group, LLC | 21,476 | $4.28M | 0.01% | −51,723−70.7% | Reduced |
| State of New Jersey Common Pension Fund D | 21,610 | $4.30M | 0.02% | 00.0% | Unchanged |
| Assetmark, Inc | 22,062 | $4.39M | 0.02% | +3,769+20.6% | Added |
| Matisse Capital | 22,175 | $4.42M | 3.12% | +2,778+14.3% | Added |
| Brown Capital Management LLC | 22,230 | $4.43M | 0.07% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 22,471 | $4.47M | 0.01% | −151,700−87.1% | Reduced |
| MetLife Investment Management | 22,561 | $4.49M | 0.04% | −892−3.8% | Reduced |
| LPL Financial LLC | 23,354 | $4.65M | 0.00% | −2,548−9.8% | Reduced |
| Soros Fund Management LLCSuperinvestorSoros Fund Management | 25,000 | $4.98M | 0.10% | +25,000 | New |
| Kepos Capital LP | 25,000 | $4.98M | 0.88% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 25,667 | $5.11M | 0.01% | −4,358−14.5% | Reduced |