Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Shockwave Medical, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 460
- +80 vs. Q1 2023
- Shares held
- 32.7M
- −1.25M (−3.7%) vs. Q1 2023
- Total value
- $9.33B
- +$2.02B (+27.6%) vs. Q1 2023
- New holders
- 122
- 114 more added
- Sold out
- 42
- 175 more reduced
2 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Penserra Capital Management LLC | 7,074 | $2.02M | 0.04% | +7,074 | New |
| Connectus Wealth, LLC | 7,001 | $2.00M | 0.05% | +7,001 | New |
| Advisory Services Network, LLC | 6,729 | $1.92M | 0.05% | +5,814+635.4% | Added |
| Virtu Financial LLC | 6,729 | $1.92M | 0.15% | +6,729 | New |
| Mackenzie Financial Corp | 6,665 | $1.86M | 0.00% | +77+1.2% | Added |
| Financial Advocates Investment Management | 6,450 | $1.84M | 0.14% | −160−2.4% | Reduced |
| Handelsbanken Fonder AB | 6,400 | $1.83M | 0.01% | −300−4.5% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,199 | $1.77M | 0.01% | +485+8.5% | Added |
| PFS Investments Inc. | 6,060 | $1.73M | 0.03% | +6,060 | New |
| Harel Insurance Investments & Financial Services Ltd. | 5,959 | $1.70M | 0.04% | +5,959 | New |
| Advisory Research Inc | 5,840 | $1.67M | 0.21% | −1,765−23.2% | Reduced |
| Crossmark Global Holdings, Inc. | 6,277 | $1.65M | 0.04% | −36−0.6% | Reduced |
| Clark Capital Management Group, Inc. | 5,766 | $1.65M | 0.01% | +307+5.6% | Added |
| Guggenheim Capital LLC | 5,597 | $1.60M | 0.01% | −757−11.9% | Reduced |
| Ascent Wealth Partners, LLC | 5,555 | $1.54M | 0.27% | +271+5.1% | Added |
| Commerce Bank | 5,362 | $1.53M | 0.01% | −195−3.5% | Reduced |
| FORA Capital, LLC | 5,342 | $1.52M | 0.22% | +5,342 | New |
| Commonwealth Equity Services, LLC | 5,295 | $1.51M | 0.00% | +1,118+26.8% | Added |
| Pearl River Capital, LLC | 5,269 | $1.50M | 0.24% | +100+1.9% | Added |
| Bank of Montreal | 4,955 | $1.47M | 0.00% | −22,971−82.3% | Reduced |
| China Universal Asset Management Co., Ltd. | 5,000 | $1.43M | 0.44% | +5,000 | New |
| Illinois Municipal Retirement Fund | 4,858 | $1.39M | 0.03% | 00.0% | Unchanged |
| JustInvest LLC | 4,859 | $1.39M | 0.04% | +283+6.2% | Added |
| Aigen Investment Management, LP | 4,758 | $1.36M | 0.20% | +4,758 | New |
| Van Eck Associates Corp | 4,753 | $1.36M | 0.00% | −5,069−51.6% | Reduced |
| Sawtooth Solutions, LLC | 4,581 | $1.31M | 0.04% | −2,295−33.4% | Reduced |
| Bleakley Financial Group, LLC | 4,581 | $1.31M | 0.04% | −2,295−33.4% | Reduced |
| EAM Investors, LLC | 4,563 | $1.30M | 0.24% | +4,563 | New |
| Y-Intercept (Hong Kong) Ltd | 4,550 | $1.30M | 0.14% | +4,550 | New |
| State of Alaska, Department of Revenue | 4,543 | $1.30M | 0.02% | −440−8.8% | Reduced |
| Beck Bode, LLC | 4,514 | $1.29M | 0.31% | −199−4.2% | Reduced |
| AtonRa Partners | 4,502 | $1.28M | 1.99% | −2,104−31.8% | Reduced |
| Echo Street Capital Management LLC | 4,358 | $1.24M | 0.01% | +4,358 | New |
| Brown Brothers Harriman & Co | 4,300 | $1.23M | 0.01% | 00.0% | Unchanged |
| Verity Asset Management, Inc. | 4,221 | $1.20M | 0.89% | −590−12.3% | Reduced |
| Robbins Farley LLC | 4,191 | $1.20M | 0.87% | +1,584+60.8% | Added |
| Public Employees Retirement Association of Colorado | 4,184 | $1.19M | 0.01% | 00.0% | Unchanged |
| Pictet Asset Management SA | 4,123 | $1.18M | 0.00% | −415−9.1% | Reduced |
| Knights of Columbus Asset Advisors LLC | 4,097 | $1.17M | 0.11% | −5,815−58.7% | Reduced |
| LMR Partners LLP | 4,095 | $1.17M | 0.03% | +4,095 | New |
| Calamos Advisors LLC | 3,987 | $1.14M | 0.01% | +3,987 | New |
| Wealth Management Partners, LLC | 3,913 | $1.12M | 0.70% | −1,649−29.6% | Reduced |
| Mariner, LLC | 3,912 | $1.12M | 0.00% | +113+3.0% | Added |
| Bank Julius Baer & Co. Ltd, Zurich | 3,715 | $1.06M | 0.01% | −66−1.7% | Reduced |
| Gotham Asset Management, LLC | 3,705 | $1.06M | 0.02% | −7,855−67.9% | Reduced |
| Legal Advantage Investments, Inc. | 3,620 | $1.03M | 0.69% | +3,620 | New |
| Prospera Financial Services Inc | 3,497 | $998.0K | 0.04% | −1,228−26.0% | Reduced |
| Advisors Asset Management, Inc. | 3,491 | $996.4K | 0.02% | +3,491 | New |
| Oppenheimer Asset Management Inc. | 3,464 | $988.7K | 0.01% | −175−4.8% | Reduced |
| Brookfield Asset Management Inc. | 3,460 | $987.5K | 0.00% | −7,591−68.7% | Reduced |
| Legato Capital Management LLC | 3,420 | $976.1K | 0.13% | +1,765+106.6% | Added |
| L & S Advisors Inc | 3,397 | $969.7K | 0.13% | +3,397 | New |
| Cim, LLC | 3,283 | $937.0K | 0.18% | +3,283 | New |
| Securian Asset Management, Inc | 3,263 | $931.3K | 0.02% | −100−3.0% | Reduced |
| Jackson Creek Investment Advisors LLC | 3,229 | $922.0K | 0.37% | −1,649−33.8% | Reduced |
| Dynamic Technology Lab Private Ltd | 3,215 | $918.0K | 0.12% | +3,215 | New |
| Vident Investment Advisory, LLC | 3,087 | $881.1K | 0.03% | +3,087 | New |
| Independent Advisor Alliance | 3,079 | $878.8K | 0.04% | −533−14.8% | Reduced |
| Snowden Capital Advisors LLC | 3,047 | $869.6K | 0.03% | +12+0.4% | Added |
| Creative Planning | 2,979 | $850.1K | 0.00% | +991+49.8% | Added |
| Dakota Wealth Management | 2,910 | $830.5K | 0.04% | +1,429+96.5% | Added |
| Capital Impact Advisors, LLC | 2,899 | $827.4K | 0.91% | −1,933−40.0% | Reduced |
| Maryland State Retirement & Pension System | 2,866 | $818.0K | 0.02% | +2,866 | New |
| Jefferies Financial Group Inc. | 2,853 | $814.3K | 0.02% | +2,853 | New |
| Balboa Wealth Partners | 2,818 | $804.3K | 0.28% | +340+13.7% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 2,800 | $799.0K | 0.01% | −2,800−50.0% | Reduced |
| Virtus Investment Advisers, Inc. | 2,752 | $785.4K | 0.53% | 00.0% | Unchanged |
| Magnetar Financial LLC | 2,620 | $747.8K | 0.02% | +2,620 | New |
| Kestra Advisory Services, LLC | 2,590 | $739.2K | 0.01% | +2,590 | New |
| O'Shaughnessy Asset Management, LLC | 2,559 | $730.4K | 0.01% | −986−27.8% | Reduced |
| Spire Wealth Management | 2,555 | $729.3K | 0.03% | −92−3.5% | Reduced |
| Truist Financial Corp | 2,546 | $726.7K | 0.00% | −1,069−29.6% | Reduced |
| Mirabella Financial Services LLP | 2,501 | $713.8K | 0.08% | +2,501 | New |
| Diametric Capital, LP | 2,496 | $712.4K | 0.32% | +2,496 | New |
| Verition Fund Management LLC | 2,493 | $711.5K | 0.01% | +2,493 | New |
| CI Private Wealth, LLC | 2,412 | $688.4K | 0.00% | +1,319+120.7% | Added |
| Kovack Advisors, Inc. | 2,389 | $681.8K | 0.09% | +724+43.5% | Added |
| CenterBook Partners LP | 2,360 | $673.6K | 0.08% | +598+33.9% | Added |
| Tower Research Capital LLC (TRC) | 2,323 | $663.0K | 0.02% | +667+40.3% | Added |
| Integrated Wealth Concepts LLC | 2,311 | $659.6K | 0.01% | +2,311 | New |
| Nisa Investment Advisors, LLC | 2,238 | $638.7K | 0.00% | +1,185+112.5% | Added |
| Toroso Investments, LLC | 2,213 | $632.0K | 0.02% | −611−21.6% | Reduced |
| ProShare Advisors LLC | 2,189 | $624.8K | 0.00% | −4,232−65.9% | Reduced |
| Gsa Capital Partners LLP | 2,185 | $624.0K | 0.06% | +2,185 | New |
| New York Life Investment Management LLC | 2,185 | $623.6K | 0.01% | +2,185 | New |
| Quantamental Technologies LLC | 2,164 | $617.6K | 0.26% | +2,164 | New |
| Atria Wealth Solutions, Inc. | 2,150 | $613.6K | 0.01% | −162−7.0% | Reduced |
| Sittner & Nelson, LLC | 2,140 | $610.8K | 0.34% | 00.0% | Unchanged |
| Wealth Management Associates, Inc. | 2,115 | $603.6K | 0.34% | 00.0% | Unchanged |
| Beacon Investment Advisory Services, Inc. | 2,102 | $599.9K | 0.03% | −157−6.9% | Reduced |
| Vontobel Holding Ltd. | 2,098 | $598.8K | 0.01% | −6,226−74.8% | Reduced |
| Janney Montgomery Scott LLC | 2,027 | $579.0K | 0.00% | +711+54.0% | Added |
| Headlands Technologies LLC | 2,026 | $578.2K | 0.19% | +2,026 | New |
| HighTower Advisors, LLC | 2,002 | $575.0K | 0.00% | +1,021+104.1% | Added |
| Bridgefront Capital, LLC | 2,007 | $572.8K | 0.31% | +2,007 | New |
| Sheets Smith Wealth Management | 2,000 | $570.8K | 0.08% | 00.0% | Unchanged |
| AXS Investments LLC | 2,000 | $570.8K | 0.15% | +2,000 | New |
| Deuterium Capital Management, LLC | 2,000 | $570.8K | 0.80% | +2,000 | New |
| Prelude Capital Management, LLC | 1,990 | $568.0K | 0.05% | −4,338−68.6% | Reduced |
| Oppenheimer & Co Inc | 1,987 | $567.1K | 0.01% | +1,987 | New |