Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Shockwave Medical, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 460
- +80 vs. Q1 2023
- Shares held
- 32.7M
- −1.25M (−3.7%) vs. Q1 2023
- Total value
- $9.33B
- +$2.02B (+27.6%) vs. Q1 2023
- New holders
- 122
- 114 more added
- Sold out
- 42
- 175 more reduced
2 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Glenmede Trust Co NA | 2,602 | $564.2K | 0.00% | 00.0% | Unchanged |
| Utah Retirement Systems | 1,958 | $558.8K | 0.01% | +1,958 | New |
| Wolverine Trading, LLC | 1,933 | $551.9K | 0.01% | −401−17.2% | Reduced |
| Ci Investments Inc. | 1,833 | $523.0K | 0.00% | −481−20.8% | Reduced |
| Baker Avenue Asset Management, LP | 1,830 | $522.3K | 0.03% | −1,130−38.2% | Reduced |
| Keebeck Alpha, LP | 1,820 | $519.4K | 0.51% | −152−7.7% | Reduced |
| Probity Advisors, Inc. | 1,800 | $513.7K | 0.11% | +1,800 | New |
| Shelton Capital Management | 1,781 | $508.3K | 0.02% | −34−1.9% | Reduced |
| Conway Capital Management, Inc. | 1,760 | $502.3K | 0.35% | +490+38.6% | Added |
| Cresset Asset Management, LLC | 1,757 | $501.5K | 0.00% | +1,757 | New |
| Alps Advisors Inc | 1,741 | $496.9K | 0.00% | +10+0.6% | Added |
| Shell Asset Management Co | 1,736 | $495.0K | 0.02% | +1,736 | New |
| Jump Financial, LLC | 1,733 | $494.6K | 0.02% | −21,267−92.5% | Reduced |
| Cerity Partners LLC | 1,732 | $494.3K | 0.00% | +276+19.0% | Added |
| The PNC Financial Services Group, Inc. | 1,719 | $490.6K | 0.00% | −87−4.8% | Reduced |
| Qsemble Capital Management, LP | 1,700 | $485.2K | 0.34% | +1,700 | New |
| Bollard Group LLC | 1,700 | $485.0K | 0.02% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 1,669 | $476.0K | 0.00% | −128−7.1% | Reduced |
| Cantor Fitzgerald, L. P. | 1,642 | $468.6K | 0.01% | 00.0% | Unchanged |
| Level Four Advisory Services, LLC | 1,560 | $445.2K | 0.03% | +1,560 | New |
| Van Hulzen Asset Management, LLC | 1,556 | $444.0K | 0.04% | −1,035−39.9% | Reduced |
| Prudential PLC | 1,524 | $435.0K | 0.01% | +1,524 | New |
| Caxton Associates LP | 1,492 | $425.8K | 0.06% | +1,492 | New |
| Two Sigma Securities, LLC | 1,472 | $420.1K | 0.03% | +114+8.4% | Added |
| Fifth Third Bancorp | 1,454 | $415.0K | 0.00% | −547−27.3% | Reduced |
| Teza Capital Management LLC | 1,412 | $403.0K | 0.07% | +1,412 | New |
| Symmetry Investments LP | 1,400 | $399.6K | 0.12% | +1,400 | New |
| Alpine Global Management, LLC | 1,386 | $395.6K | 0.11% | +1,386 | New |
| EFG Asset Management (Americas) Corp. | 1,383 | $394.7K | 0.09% | −130−8.6% | Reduced |
| Efg Capital International Corp. | 1,383 | $394.7K | 0.09% | +1,383 | New |
| SeaCrest Wealth Management, LLC | 1,325 | $378.2K | 0.05% | −3−0.2% | Reduced |
| HMS Capital Management, LLC | 1,259 | $359.3K | 0.22% | −535−29.8% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 1,232 | $352.0K | 0.01% | −20−1.6% | Reduced |
| Intrust Bank NA | 1,187 | $338.8K | 0.04% | −381−24.3% | Reduced |
| Lincoln National Corp | 1,171 | $334.2K | 0.01% | −6−0.5% | Reduced |
| Profund Advisors LLC | 1,150 | $328.2K | 0.02% | −782−40.5% | Reduced |
| AE Wealth Management LLC | 1,146 | $327.1K | 0.00% | +1,146 | New |
| Pitcairn Co | 1,141 | $325.7K | 0.03% | −1,146−50.1% | Reduced |
| First Foundation Advisors | 1,134 | $323.7K | 0.01% | +30+2.7% | Added |
| Wedbush Securities Inc | 1,133 | $323.0K | 0.02% | +116+11.4% | Added |
| Mayport, LLC | 1,125 | $321.1K | 0.18% | 00.0% | Unchanged |
| Old Mission Capital LLC | 1,124 | $320.8K | 0.01% | +1,124 | New |
| Frontier Capital Management Co LLC | 1,119 | $319.4K | 0.00% | −558−33.3% | Reduced |
| SG Americas Securities, LLC | 1,116 | $319.0K | 0.00% | −1,783−61.5% | Reduced |
| Peregrine Asset Advisers, Inc. | 1,048 | $299.1K | 0.23% | +1,048 | New |
| Telemus Capital, LLC | 1,047 | $298.8K | 0.03% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 1,033 | $294.8K | 0.01% | −267−20.5% | Reduced |
| Change Path, LLC | 1,031 | $294.0K | 0.01% | +1,031 | New |
| Henshaw Capital LLC | 1,015 | $289.7K | 0.02% | −901−47.0% | Reduced |
| Wisconsin Capital Management LLC | 1,010 | $288.3K | 0.19% | +1,010 | New |
| Mercer Global Advisors Inc | 1,006 | $287.0K | 0.00% | +1,006 | New |
| Arlington Financial Advisors, LLC | 1,001 | $285.7K | 0.10% | 00.0% | Unchanged |
| Albion Financial Group | 1,000 | $285.4K | 0.02% | 00.0% | Unchanged |
| CIBC Asset Management Inc | 996 | $284.3K | 0.00% | 00.0% | Unchanged |
| Mount Lucas Management LP | 992 | $283.1K | 0.10% | +992 | New |
| Fulton Bank, N.A. | 991 | $282.8K | 0.01% | −17−1.7% | Reduced |
| RFG Advisory, LLC | 986 | $281.4K | 0.01% | +986 | New |
| Total Clarity Wealth Management, Inc. | 983 | $280.6K | 0.14% | +983 | New |
| MML Investors Services, LLC | 959 | $274.0K | 0.00% | −177−15.6% | Reduced |
| Machina Capital S.A.S. | 939 | $268.0K | 0.15% | +939 | New |
| Parallel Advisors, LLC | 926 | $264.3K | 0.01% | +9+1.0% | Added |
| Private Advisor Group, LLC | 886 | $252.9K | 0.00% | +886 | New |
| Brevan Howard Capital Management LP | 886 | $252.9K | 0.05% | +886 | New |
| First Hawaiian Bank | 870 | $248.3K | 0.01% | +870 | New |
| Montanaro Asset Management Ltd | 850 | $242.6K | 0.04% | −225−20.9% | Reduced |
| Tactive Advisors, LLC | 840 | $239.7K | 0.18% | +840 | New |
| Captrust Financial Advisors | 830 | $236.8K | 0.00% | +830 | New |
| Toth Financial Advisory Corp | 825 | $235.5K | 0.03% | +825 | New |
| Shay Capital LLC | 820 | $234.0K | 0.08% | +820 | New |
| MONECO Advisors, LLC | 813 | $232.0K | 0.06% | +813 | New |
| Marietta Investment Partners LLC | 809 | $230.9K | 0.06% | +809 | New |
| Valeo Financial Advisors, LLC | 793 | $226.3K | 0.01% | −174−18.0% | Reduced |
| LMG Wealth Partners, LLC | 764 | $218.1K | 0.07% | +764 | New |
| Eqis Capital Management, Inc. | 758 | $216.3K | 0.02% | +758 | New |
| HSBC Holdings PLC | 757 | $216.1K | 0.00% | −1,763−70.0% | Reduced |
| TFB Advisors LLC | 737 | $210.3K | 0.09% | +737 | New |
| Bartlett & Co. Wealth Management LLC | 712 | $203.2K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 712 | $203.2K | 0.00% | −3,536−83.2% | Reduced |
| Bartlett & Co. LLC | 712 | $203.0K | 0.00% | 00.0% | Unchanged |
| Moody Aldrich Partners LLC | 702 | $200.4K | 0.04% | −19,345−96.5% | Reduced |
| Fiduciary Alliance LLC | 670 | $191.2K | 0.04% | +670 | New |
| Northwestern Mutual Wealth Management Co | 667 | $190.4K | 0.00% | +435+187.5% | Added |
| Proequities, Inc. | 610 | $174.1K | 0.01% | −356−36.9% | Reduced |
| Seaport Global Advisors, LLC | 590 | $168.4K | 0.50% | −394−40.0% | Reduced |
| Leonteq Securities AG | 475 | $135.6K | 0.01% | −379−44.4% | Reduced |
| Quadrant Capital Group LLC | 450 | $128.4K | 0.01% | +163+56.8% | Added |
| Exchange Traded Concepts, LLC | 433 | $123.6K | 0.00% | −8−1.8% | Reduced |
| First PREMIER Bank | 400 | $114.0K | 0.03% | 00.0% | Unchanged |
| Umb Bank N A | 384 | $109.6K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 355 | $101.3K | 0.00% | +129+57.1% | Added |
| Financial Management Professionals, Inc. | 307 | $88.0K | 0.01% | 00.0% | Unchanged |
| CWM, LLC | 308 | $88.0K | 0.00% | +29+10.4% | Added |
| Signaturefd, LLC | 263 | $75.1K | 0.00% | −30−10.2% | Reduced |
| Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna | 250 | $71.4K | 0.03% | +250 | New |
| Global Retirement Partners, LLC | 246 | $70.2K | 0.00% | +124+101.6% | Added |
| Avestar Capital, LLC | 226 | $64.5K | 0.01% | +226 | New |
| Harbor Investment Advisory, LLC | 200 | $57.1K | 0.01% | −178−47.1% | Reduced |
| Trifecta Capital Advisors, LLC | 200 | $57.1K | 0.02% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,756 | $53.6K | 0.00% | +469+36.4% | Added |
| Jones Financial Companies LLLP | 185 | $52.8K | 0.00% | +185 | New |