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Shockwave Medical, Inc.

SWAVDelisted May 31, 2024
Industry
Surgical & Medical Instruments & Apparatus
SEC CIK
0001642545

Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.

Q2 2023 vs. Q1 2023

How the institutions holding Shockwave Medical, Inc. changed between Q1 2023 and Q2 2023.

All holders in Q2 2023All holders in Q1 2023

13F holders of SWAV: Q1 2023 compared with Q2 2023
MeasureQ1 2023Of which not filed for Q2 2023Q2 2023Change
Holders3822460+80
Shares33.9M1.40K32.7M−1.25M (−3.7%)
Value$7.31B$302.7K$9.33B+$2.02B (+27.6%)

2 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so the changes leave them out.

New holders (122)

Institutions that held Shockwave Medical, Inc. at the end of Q2 2023 but not at the end of Q1 2023.

Showing the largest 100 of 122 by value.

Institutions new to SWAV in Q2 2023
InstitutionSharesValue% of portfolio
HRT Financial LP140,374$40.1M0.37%
Laurion Capital Management LP136,078$38.8M1.67%
Driehaus Capital Management LLC135,381$38.6M0.49%
Qube Research & Technologies Ltd93,296$26.6M0.10%
Cookson Peirce & Co Inc78,190$22.3M1.36%
Aquatic Capital Management LLC47,000$13.4M0.73%
O'Neil Global Advisors, Inc.40,273$11.5M2.38%
Geneva Capital Management LLC32,130$9.17M0.18%
Lisanti Capital Growth, LLC31,530$9.00M1.25%
Ergoteles LLC30,996$8.85M0.42%
Point72 Middle East FZE27,004$7.71M0.43%
Kepos Capital LP25,000$7.13M1.31%
Cubist Systematic Strategies, LLC23,972$6.84M0.08%
ExodusPoint Capital Management, LP23,080$6.59M0.08%
Brown Capital Management LLC22,230$6.34M0.09%
Agf Management Ltd18,010$5.14M0.04%
Public Employees Retirement System of Ohio16,408$4.68M0.02%
Treasurer of the State of North Carolina16,330$4.66M0.02%
Twinbeech Capital LP14,674$4.19M0.08%
Castleark Management LLC13,680$3.90M0.18%
Arrowstreet Capital, Limited Partnership12,647$3.61M0.00%
Scholtz & Company, LLC12,304$3.51M2.20%
Edgestream Partners, L.P.11,304$3.23M0.29%
Catalyst Capital Advisors LLC10,400$2.97M0.09%
InterOcean Capital Group, LLC10,300$2.94M0.09%
Bank of Nova Scotia8,974$2.56M0.01%
Simplex Trading, LLC7,493$2.14M0.09%
National Asset Management, Inc.7,218$2.06M0.05%
Penserra Capital Management LLC7,074$2.02M0.04%
Connectus Wealth, LLC7,001$2.00M0.05%
Virtu Financial LLC6,729$1.92M0.15%
PFS Investments Inc.6,060$1.73M0.03%
Harel Insurance Investments & Financial Services Ltd.5,959$1.70M0.04%
FORA Capital, LLC5,342$1.52M0.22%
China Universal Asset Management Co., Ltd.5,000$1.43M0.44%
Aigen Investment Management, LP4,758$1.36M0.20%
EAM Investors, LLC4,563$1.30M0.24%
Y-Intercept (Hong Kong) Ltd4,550$1.30M0.14%
Echo Street Capital Management LLC4,358$1.24M0.01%
LMR Partners LLP4,095$1.17M0.03%
Calamos Advisors LLC3,987$1.14M0.01%
Legal Advantage Investments, Inc.3,620$1.03M0.69%
Advisors Asset Management, Inc.3,491$996.4K0.02%
L & S Advisors Inc3,397$969.7K0.13%
Cim, LLC3,283$937.0K0.18%
Dynamic Technology Lab Private Ltd3,215$918.0K0.12%
Vident Investment Advisory, LLC3,087$881.1K0.03%
Maryland State Retirement & Pension System2,866$818.0K0.02%
Jefferies Financial Group Inc.2,853$814.3K0.02%
Magnetar Financial LLC2,620$747.8K0.02%
Kestra Advisory Services, LLC2,590$739.2K0.01%
Mirabella Financial Services LLP2,501$713.8K0.08%
Diametric Capital, LP2,496$712.4K0.32%
Verition Fund Management LLC2,493$711.5K0.01%
Integrated Wealth Concepts LLC2,311$659.6K0.01%
Gsa Capital Partners LLP2,185$624.0K0.06%
New York Life Investment Management LLC2,185$623.6K0.01%
Quantamental Technologies LLC2,164$617.6K0.26%
Headlands Technologies LLC2,026$578.2K0.19%
Bridgefront Capital, LLC2,007$572.8K0.31%
AXS Investments LLC2,000$570.8K0.15%
Deuterium Capital Management, LLC2,000$570.8K0.80%
Oppenheimer & Co Inc1,987$567.1K0.01%
Utah Retirement Systems1,958$558.8K0.01%
Probity Advisors, Inc.1,800$513.7K0.11%
Cresset Asset Management, LLC1,757$501.5K0.00%
Shell Asset Management Co1,736$495.0K0.02%
Qsemble Capital Management, LP1,700$485.2K0.34%
Level Four Advisory Services, LLC1,560$445.2K0.03%
Prudential PLC1,524$435.0K0.01%
Caxton Associates LP1,492$425.8K0.06%
Teza Capital Management LLC1,412$403.0K0.07%
Symmetry Investments LP1,400$399.6K0.12%
Alpine Global Management, LLC1,386$395.6K0.11%
Efg Capital International Corp.1,383$394.7K0.09%
AE Wealth Management LLC1,146$327.1K0.00%
Old Mission Capital LLC1,124$320.8K0.01%
Peregrine Asset Advisers, Inc.1,048$299.1K0.23%
Change Path, LLC1,031$294.0K0.01%
Wisconsin Capital Management LLC1,010$288.3K0.19%
Mercer Global Advisors Inc1,006$287.0K0.00%
Mount Lucas Management LP992$283.1K0.10%
RFG Advisory, LLC986$281.4K0.01%
Total Clarity Wealth Management, Inc.983$280.6K0.14%
Machina Capital S.A.S.939$268.0K0.15%
Private Advisor Group, LLC886$252.9K0.00%
Brevan Howard Capital Management LP886$252.9K0.05%
First Hawaiian Bank870$248.3K0.01%
Tactive Advisors, LLC840$239.7K0.18%
Captrust Financial Advisors830$236.8K0.00%
Toth Financial Advisory Corp825$235.5K0.03%
Shay Capital LLC820$234.0K0.08%
MONECO Advisors, LLC813$232.0K0.06%
Marietta Investment Partners LLC809$230.9K0.06%
LMG Wealth Partners, LLC764$218.1K0.07%
Eqis Capital Management, Inc.758$216.3K0.02%
TFB Advisors LLC737$210.3K0.09%
Fiduciary Alliance LLC670$191.2K0.04%
Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna250$71.4K0.03%
Avestar Capital, LLC226$64.5K0.01%

Sold out (42)

Institutions that held Shockwave Medical, Inc. at the end of Q1 2023 and filed for Q2 2023 without it.

Institutions that sold out of SWAV in Q2 2023
InstitutionShares, Q1 2023Value, Q1 2023
Alyeska Investment Group, L.P.124,605$27.0M
Polar Asset Management Partners Inc.81,900$17.8M
Lombard Odier Asset Management (Switzerland) SA72,904$15.8M
Capital Fund Management S.A.21,713$4.71M
Impax Asset Management Group plc17,500$3.79M
Mirae Asset Global Investments Co., Ltd.15,762$3.42M
Natixis15,570$3.38M
PEAK6 Investments LLC13,096$2.84M
Healthcare of Ontario Pension Plan Trust Fund13,000$2.82M
Bayesian Capital Management, LP9,047$1.96M
Dana Investment Advisors, Inc.8,196$1.78M
Robeco Institutional Asset Management B.V.7,468$1.62M
Apeiron Capital Ltd5,100$1.11M
Summit Global Investments4,660$1.01M
Jennison Associates LLC4,168$903.7K
First Republic Investment Management, Inc.3,872$839.6K
Fox Run Management, L.L.C.3,423$742.2K
Kingsview Wealth Management, LLC3,247$704.0K
Rockefeller Capital Management L.P.3,033$656.0K
Fermata Advisors, LLC2,600$563.8K
Walleye Capital LLC2,540$550.7K
Metropolitan Life Insurance Co1,923$417.0K
Panagora Asset Management Inc1,649$357.6K
WSFS Capital Management, LLC1,612$349.5K
LGT Fund Management Co Ltd.1,600$346.9K
XTX Topco Ltd1,199$260.0K
J.W. Cole Advisors, Inc.1,027$222.7K
DuPont Capital Management Corp884$191.7K
Values First Advisors, Inc.684$148.4K
Steel Peak Wealth Management LLC600$130.1K
Venturi Wealth Management, LLC410$88.9K
Belpointe Asset Management LLC170$36.9K
Ameritas Advisory Services, LLC125$35.4K
International Assets Investment Management, LLC148$32.1K
TCI Wealth Advisors, Inc.90$19.5K
Ellevest, Inc.36$7.81K
Ronald Blue Trust, Inc.24$5.00K
First Manhattan Co10$2.17K
Federation des caisses Desjardins du Quebec10$2.17K
Grove Bank & Trust4$867
Schubert & Co1$217
Steward Financial Group LLC4$0

Not filed for Q2 2023 yet (2)

Institutions that held Shockwave Medical, Inc. at the end of Q1 2023 and haven't filed a 13F for Q2 2023. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding SWAV in Q1 2023 that haven't filed for Q2 2023
InstitutionShares, Q1 2023Value, Q1 2023
ETF Managers Group, LLC1,314$284.9K
Ahrens Investment Partners LLC82$17.8K