Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Shockwave Medical, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 460
- +80 vs. Q1 2023
- Shares held
- 32.7M
- −1.25M (−3.7%) vs. Q1 2023
- Total value
- $9.33B
- +$2.02B (+27.6%) vs. Q1 2023
- New holders
- 122
- 114 more added
- Sold out
- 42
- 175 more reduced
2 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Centerpoint Advisors, LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 7,132 | $49 | 0.01% | +7,132 | New |
| Disciplined Investments, LLC | 1 | $285 | 0.00% | −1−50.0% | Reduced |
| AdvisorNet Financial, Inc | 1 | $285 | 0.00% | 00.0% | Unchanged |
| Horizon Investments, LLC | 1 | $285 | 0.00% | +1 | New |
| Manchester Capital Management LLC | 1 | $286 | 0.00% | +1 | New |
| Parkside Financial Bank & Trust | 1 | $286 | 0.00% | +1 | New |
| 25 LLC | 2 | $568 | 0.00% | +2 | New |
| Motco | 2 | $571 | 0.00% | +2 | New |
| Kayne Anderson Rudnick Investment Management LLC | 3 | $856 | 0.00% | +3 | New |
| Sofos Investments, Inc. | 285 | $1.10K | 0.00% | +285 | New |
| Institutional & Family Asset Management, LLC | 4 | $1.14K | 0.00% | 00.0% | Unchanged |
| Bokf, NA | 5 | $1.43K | 0.00% | −8−61.5% | Reduced |
| Independence Bank of Kentucky | 5 | $1.43K | 0.00% | +5 | New |
| Versant Capital Management, Inc | 6 | $1.71K | 0.00% | +6 | New |
| Glassman Wealth Services | 8 | $2.28K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 9 | $2.57K | 0.00% | −1−10.0% | Reduced |
| Hillsdale Investment Management Inc. | 10 | $2.85K | 0.00% | −2,890−99.7% | Reduced |
| Caldwell Sutter Capital, Inc. | 10 | $2.85K | 0.00% | 00.0% | Unchanged |
| NewSquare Capital LLC | 10 | $2.85K | 0.00% | 00.0% | Unchanged |
| Park Place Capital Corp | 12 | $3.42K | 0.00% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 18 | $3.70K | 0.00% | −2,000−99.1% | Reduced |
| RFP Financial Group LLC | 13 | $3.71K | 0.00% | 00.0% | Unchanged |
| Psagot Value Holdings Ltd. / (Israel) | 14 | $4.00K | 0.00% | +14 | New |
| Farmers & Merchants Investments Inc | 16 | $4.57K | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 20 | $5.71K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 20 | $5.71K | 0.00% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 21 | $6.00K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 23 | $6.56K | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 26 | $7.42K | 0.00% | +26 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 27 | $7.71K | 0.00% | 00.0% | Unchanged |
| Foster Dykema Cabot & Co Inc | 28 | $8.00K | 0.00% | +28 | New |
| Bessemer Group Inc | 29 | $8.00K | 0.00% | +29 | New |
| Bell Investment Advisors, Inc | 30 | $8.56K | 0.00% | +8+36.4% | Added |
| GWM Advisors LLC | 33 | $9.42K | 0.00% | −1,852−98.2% | Reduced |
| Plante Moran Financial Advisors, LLC | 35 | $9.99K | 0.00% | +35 | New |
| EverSource Wealth Advisors, LLC | 39 | $11.1K | 0.00% | +9+30.0% | Added |
| Farther Finance Advisors, LLC | 40 | $11.4K | 0.00% | +8+25.0% | Added |
| Toronto Dominion Bank | 42 | $12.0K | 0.00% | +42 | New |
| Private Trust Co NA | 44 | $12.6K | 0.00% | −6−12.0% | Reduced |
| Pittenger & Anderson Inc | 50 | $14.3K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 50 | $14.3K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 58 | $16.6K | 0.00% | −108−65.1% | Reduced |
| Smithfield Trust Co | 62 | $18.0K | 0.00% | +62 | New |
| Massmutual Trust Co FSB | 70 | $20.0K | 0.00% | +29+70.7% | Added |
| Oakworth Capital, Inc. | 70 | $20.0K | 0.00% | +70 | New |
| Covestor Ltd | 73 | $21.0K | 0.02% | +35+92.1% | Added |
| Raleigh Capital Management Inc. | 75 | $21.4K | 0.01% | +47+167.9% | Added |
| Key Financial Inc | 82 | $23.4K | 0.01% | 00.0% | Unchanged |
| Horan Securities, Inc. | 90 | $25.7K | 0.01% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 91 | $26.0K | 0.00% | +2+2.2% | Added |
| Riverview Trust Co | 92 | $26.3K | 0.02% | 00.0% | Unchanged |
| BerganKDV Wealth Management, LLC | 100 | $28.5K | 0.00% | 00.0% | Unchanged |
| Adirondack Trust Co | 127 | $33.1K | 0.02% | 00.0% | Unchanged |
| National Bank of Canada | 132 | $37.7K | 0.00% | −54−29.0% | Reduced |
| Banque Cantonale Vaudoise | 133 | $38.0K | 0.00% | −132−49.8% | Reduced |
| Nemes Rush Group LLC | 136 | $38.8K | 0.01% | +136 | New |
| Virtus Fund Advisers, LLC | 156 | $44.5K | 0.31% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 169 | $48.2K | 0.01% | +169 | New |
| AlphaCentric Advisors LLC | 175 | $49.9K | 0.03% | +175 | New |
| Jones Financial Companies LLLP | 185 | $52.8K | 0.00% | +185 | New |
| IFP Advisors, Inc | 1,756 | $53.6K | 0.00% | +469+36.4% | Added |
| Harbor Investment Advisory, LLC | 200 | $57.1K | 0.01% | −178−47.1% | Reduced |
| Trifecta Capital Advisors, LLC | 200 | $57.1K | 0.02% | 00.0% | Unchanged |
| Avestar Capital, LLC | 226 | $64.5K | 0.01% | +226 | New |
| Global Retirement Partners, LLC | 246 | $70.2K | 0.00% | +124+101.6% | Added |
| Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna | 250 | $71.4K | 0.03% | +250 | New |
| Signaturefd, LLC | 263 | $75.1K | 0.00% | −30−10.2% | Reduced |
| Financial Management Professionals, Inc. | 307 | $88.0K | 0.01% | 00.0% | Unchanged |
| CWM, LLC | 308 | $88.0K | 0.00% | +29+10.4% | Added |
| First Horizon Advisors, Inc. | 355 | $101.3K | 0.00% | +129+57.1% | Added |
| Umb Bank N A | 384 | $109.6K | 0.00% | 00.0% | Unchanged |
| First PREMIER Bank | 400 | $114.0K | 0.03% | 00.0% | Unchanged |
| Exchange Traded Concepts, LLC | 433 | $123.6K | 0.00% | −8−1.8% | Reduced |
| Quadrant Capital Group LLC | 450 | $128.4K | 0.01% | +163+56.8% | Added |
| Leonteq Securities AG | 475 | $135.6K | 0.01% | −379−44.4% | Reduced |
| Seaport Global Advisors, LLC | 590 | $168.4K | 0.50% | −394−40.0% | Reduced |
| Proequities, Inc. | 610 | $174.1K | 0.01% | −356−36.9% | Reduced |
| Northwestern Mutual Wealth Management Co | 667 | $190.4K | 0.00% | +435+187.5% | Added |
| Fiduciary Alliance LLC | 670 | $191.2K | 0.04% | +670 | New |
| Moody Aldrich Partners LLC | 702 | $200.4K | 0.04% | −19,345−96.5% | Reduced |
| Bartlett & Co. LLC | 712 | $203.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 712 | $203.2K | 0.00% | −3,536−83.2% | Reduced |
| Bartlett & Co. Wealth Management LLC | 712 | $203.2K | 0.00% | 00.0% | Unchanged |
| TFB Advisors LLC | 737 | $210.3K | 0.09% | +737 | New |
| HSBC Holdings PLC | 757 | $216.1K | 0.00% | −1,763−70.0% | Reduced |
| Eqis Capital Management, Inc. | 758 | $216.3K | 0.02% | +758 | New |
| LMG Wealth Partners, LLC | 764 | $218.1K | 0.07% | +764 | New |
| Valeo Financial Advisors, LLC | 793 | $226.3K | 0.01% | −174−18.0% | Reduced |
| Marietta Investment Partners LLC | 809 | $230.9K | 0.06% | +809 | New |
| MONECO Advisors, LLC | 813 | $232.0K | 0.06% | +813 | New |
| Shay Capital LLC | 820 | $234.0K | 0.08% | +820 | New |
| Toth Financial Advisory Corp | 825 | $235.5K | 0.03% | +825 | New |
| Captrust Financial Advisors | 830 | $236.8K | 0.00% | +830 | New |
| Tactive Advisors, LLC | 840 | $239.7K | 0.18% | +840 | New |
| Montanaro Asset Management Ltd | 850 | $242.6K | 0.04% | −225−20.9% | Reduced |
| First Hawaiian Bank | 870 | $248.3K | 0.01% | +870 | New |
| Brevan Howard Capital Management LP | 886 | $252.9K | 0.05% | +886 | New |
| Private Advisor Group, LLC | 886 | $252.9K | 0.00% | +886 | New |
| Parallel Advisors, LLC | 926 | $264.3K | 0.01% | +9+1.0% | Added |