Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Shockwave Medical, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 308
- +18 vs. Q4 2021
- Shares held
- 32.2M
- +536.3K (+1.7%) vs. Q4 2021
- Total value
- $6.67B
- +$1.02B (+18.1%) vs. Q4 2021
- New holders
- 73
- 105 more added
- Sold out
- 55
- 93 more reduced
4 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Candriam Luxembourg S.C.A. | 18,400 | $3.81M | 0.03% | +4,000+27.8% | Added |
| Biondo Investment Advisors, LLC | 18,393 | $3.81M | 0.67% | +395+2.2% | Added |
| MetLife Investment Management | 18,064 | $3.75M | 0.02% | +6,403+54.9% | Added |
| AQR Capital Management LLC | 17,842 | $3.70M | 0.01% | +2,823+18.8% | Added |
| Advisor Group Holdings, Inc. | 17,109 | $3.69M | 0.01% | +623+3.8% | Added |
| Diametric Capital, LP | 17,438 | $3.62M | 2.00% | +17,438 | New |
| Oak Ridge Investments LLC | 16,851 | $3.49M | 0.39% | +16,851 | New |
| American International Group, Inc. | 16,754 | $3.47M | 0.02% | −1,179−6.6% | Reduced |
| EFG Asset Management (North America) Corp. | 15,759 | $3.27M | 0.49% | +15,759 | New |
| Stanley-Laman Group, Ltd. | 15,062 | $3.12M | 0.43% | +1,957+14.9% | Added |
| Schonfeld Strategic Advisors LLC | 14,400 | $2.99M | 0.03% | +7,629+112.7% | Added |
| Tiedemann Advisors, LLC | 14,166 | $2.94M | 0.15% | 00.0% | Unchanged |
| Voya Investment Management LLC | 13,226 | $2.74M | 0.01% | +150+1.1% | Added |
| Knights of Columbus Asset Advisors LLC | 11,978 | $2.48M | 0.21% | +2,911+32.1% | Added |
| Los Angeles Capital Management LLC | 11,753 | $2.44M | 0.01% | +5,856+99.3% | Added |
| State Board of Administration of Florida Retirement System | 11,675 | $2.42M | 0.00% | 00.0% | Unchanged |
| Granahan Investment Management Inc | 11,457 | $2.38M | 0.06% | +11,457 | New |
| Matisse Capital | 11,321 | $2.35M | 2.16% | +2,690+31.2% | Added |
| Brinker Capital Investments, LLC | 11,147 | $2.31M | 0.04% | +498+4.7% | Added |
| ClariVest Asset Management LLC | 10,768 | $2.23M | 0.09% | +2,378+28.3% | Added |
| Prelude Capital Management, LLC | 10,576 | $2.19M | 0.10% | +10,576 | New |
| L & S Advisors Inc | 10,412 | $2.16M | 0.26% | +10,412 | New |
| Principal Financial Group Inc | 10,192 | $2.11M | 0.00% | +228+2.3% | Added |
| Penserra Capital Management LLC | 10,009 | $2.08M | 0.05% | +10,009 | New |
| Brookfield Asset Management Inc. | 9,764 | $2.02M | 0.01% | +9,764 | New |
| Renaissance Technologies LLC | 9,400 | $1.95M | 0.00% | −43,100−82.1% | Reduced |
| Dana Investment Advisors, Inc. | 8,829 | $1.83M | 0.08% | +446+5.3% | Added |
| STRS Ohio | 8,700 | $1.80M | 0.01% | −100−1.1% | Reduced |
| Mirabella Financial Services LLP | 8,646 | $1.79M | 0.20% | +8,646 | New |
| M&G Investment Management Ltd | 8,619 | $1.78M | 0.00% | +562+7.0% | Added |
| Arizona State Retirement System | 8,589 | $1.78M | 0.01% | +74+0.9% | Added |
| Barclays PLC | 8,422 | $1.75M | 0.00% | −64,466−88.4% | Reduced |
| Prospera Financial Services Inc | 8,264 | $1.71M | 0.07% | −202−2.4% | Reduced |
| Financial Advocates Investment Management | 7,999 | $1.66M | 0.11% | −27−0.3% | Reduced |
| Woodline Partners LP | 7,815 | $1.62M | 0.03% | +7,815 | New |
| Ensign Peak Advisors, Inc | 7,630 | $1.58M | 0.00% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 7,570 | $1.57M | 0.01% | +2,908+62.4% | Added |
| B. Metzler seel. Sohn & Co. AG | 7,550 | $1.57M | 0.02% | +7,550 | New |
| Walleye Capital LLC | 7,494 | $1.55M | 0.04% | +5,305+242.3% | Added |
| Bayesian Capital Management, LP | 7,145 | $1.48M | 0.22% | +7,145 | New |
| ProShare Advisors LLC | 7,134 | $1.48M | 0.00% | −1,121−13.6% | Reduced |
| Beck Bode, LLC | 7,116 | $1.48M | 0.33% | +7,116 | New |
| Virginia Retirement Systems Et Al | 6,800 | $1.41M | 0.01% | +1,400+25.9% | Added |
| US Bancorp | 6,526 | $1.35M | 0.00% | +5,106+359.6% | Added |
| Teacher Retirement System of Texas | 6,498 | $1.35M | 0.01% | +323+5.2% | Added |
| Janus Henderson Group PLC | 6,276 | $1.30M | 0.00% | +20.0% | Added |
| Truist Financial Corp | 6,154 | $1.28M | 0.00% | +1,572+34.3% | Added |
| Franklin Resources Inc | 5,728 | $1.19M | 0.00% | −194−3.3% | Reduced |
| Hillsdale Investment Management Inc. | 5,700 | $1.18M | 0.08% | 00.0% | Unchanged |
| DuPont Capital Management Corp | 5,542 | $1.15M | 0.05% | +3,151+131.8% | Added |
| Amalgamated Bank | 5,480 | $1.14M | 0.01% | −459−7.7% | Reduced |
| Amalgamated Financial Corp. | 5,480 | $1.14M | 0.01% | +5,480 | New |
| Capital Impact Advisors, LLC | 5,445 | $1.13M | 0.82% | +5,445 | New |
| Citigroup Inc | 5,365 | $1.11M | 0.00% | −9,518−64.0% | Reduced |
| Brown Brothers Harriman & Co | 5,300 | $1.10M | 0.01% | 00.0% | Unchanged |
| Polar Capital Holdings Plc | 5,273 | $1.09M | 0.01% | +2,963+128.3% | Added |
| Simplify Asset Management Inc. | 5,171 | $1.07M | 0.12% | +5,171 | New |
| First Republic Investment Management, Inc. | 5,126 | $1.06M | 0.00% | −3,037−37.2% | Reduced |
| Ascent Wealth Partners, LLC | 5,112 | $1.06M | 0.20% | +24+0.5% | Added |
| Handelsbanken Fonder AB | 5,000 | $1.04M | 0.01% | −1,500−23.1% | Reduced |
| Lazard Asset Management LLC | 4,812 | $997.0K | 0.00% | +2,459+104.5% | Added |
| Summit Global Investments | 4,803 | $996.0K | 0.07% | +103+2.2% | Added |
| Occudo Quantitative Strategies LP | 4,783 | $992.0K | 0.08% | −1,826−27.6% | Reduced |
| Independent Advisor Alliance | 4,697 | $974.0K | 0.05% | −435−8.5% | Reduced |
| Raymond James & Associates | 4,644 | $963.0K | 0.00% | +81+1.8% | Added |
| Oppenheimer Asset Management Inc. | 4,545 | $942.0K | 0.01% | −71−1.5% | Reduced |
| Level Four Advisory Services, LLC | 4,426 | $918.0K | 0.07% | +773+21.2% | Added |
| Verition Fund Management LLC | 4,423 | $917.0K | 0.02% | −1,893−30.0% | Reduced |
| Williams Jones Wealth Management, LLC. | 4,375 | $907.0K | 0.01% | −2,350−34.9% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 4,357 | $903.0K | 0.00% | +298+7.3% | Added |
| Susquehanna International Group, LLP | 4,338 | $900.0K | 0.00% | −22,692−84.0% | Reduced |
| Public Employees Retirement Association of Colorado | 4,184 | $868.0K | 0.00% | 00.0% | Unchanged |
| AXA S.A. | 4,100 | $850.2K | 0.00% | +4,100 | New |
| MYDA Advisors LLC | 4,000 | $829.0K | 0.34% | −1,000−20.0% | Reduced |
| Pearl River Capital, LLC | 3,990 | $827.0K | 0.23% | +2,207+123.8% | Added |
| O'Neil Global Advisors, Inc. | 3,900 | $809.0K | 0.42% | +3,900 | New |
| UBS Group AG | 3,882 | $805.0K | 0.00% | −3,987−50.7% | Reduced |
| Federated Hermes, Inc. | 3,856 | $800.0K | 0.00% | −143,526−97.4% | Reduced |
| Man Group plc | 3,767 | $781.0K | 0.00% | −60,229−94.1% | Reduced |
| Trexquant Investment LP | 3,737 | $775.0K | 0.04% | +3,737 | New |
| Wolverine Trading, LLC | 3,956 | $771.0K | 0.02% | −5,681−58.9% | Reduced |
| Bank of Montreal | 3,792 | $759.0K | 0.00% | −205−5.1% | Reduced |
| PDT Partners, LLC | 3,591 | $745.0K | 0.06% | +3,591 | New |
| Atria Wealth Solutions, Inc. | 3,583 | $743.0K | 0.01% | +3,583 | New |
| ExodusPoint Capital Management, LP | 3,529 | $732.0K | 0.01% | +3,529 | New |
| JustInvest LLC | 3,460 | $717.0K | 0.03% | +114+3.4% | Added |
| Crossmark Global Holdings, Inc. | 3,312 | $687.0K | 0.02% | +1,423+75.3% | Added |
| Commonwealth Equity Services, LLC | 3,311 | $686.0K | 0.00% | +49+1.5% | Added |
| AlphaCrest Capital Management LLC | 3,195 | $663.0K | 0.04% | −85−2.6% | Reduced |
| Glenmede Trust Co NA | 3,099 | $642.0K | 0.00% | +3,099 | New |
| Spire Wealth Management | 3,084 | $639.0K | 0.02% | −1,027−25.0% | Reduced |
| BNP Paribas Arbitrage, SA | 2,955 | $612.7K | 0.00% | −4,202−58.7% | Reduced |
| Aigen Investment Management, LP | 2,758 | $572.0K | 0.10% | +2,758 | New |
| Ameritas Investment Partners, Inc. | 2,637 | $547.0K | 0.02% | 00.0% | Unchanged |
| O'Shaughnessy Asset Management, LLC | 2,535 | $526.0K | 0.01% | +365+16.8% | Added |
| Mackenzie Financial Corp | 2,428 | $503.0K | 0.00% | +595+32.5% | Added |
| Gotham Asset Management, LLC | 2,387 | $495.0K | 0.02% | +2,387 | New |
| Tower Research Capital LLC (TRC) | 2,298 | $477.0K | 0.00% | −103−4.3% | Reduced |
| Henshaw Capital LLC | 2,300 | $476.9K | 0.03% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 2,140 | $444.0K | 0.26% | 00.0% | Unchanged |