Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Shockwave Medical, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 308
- +18 vs. Q4 2021
- Shares held
- 32.2M
- +536.3K (+1.7%) vs. Q4 2021
- Total value
- $6.67B
- +$1.02B (+18.1%) vs. Q4 2021
- New holders
- 73
- 105 more added
- Sold out
- 55
- 93 more reduced
4 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wealth Management Associates, Inc. | 2,130 | $441.7K | 0.25% | +30+1.4% | Added |
| Metropolitan Life Insurance Co | 2,117 | $439.0K | 0.02% | −6,467−75.3% | Reduced |
| Pictet Asset Management SA | 2,088 | $433.0K | 0.00% | +88+4.4% | Added |
| Pitcairn Co | 2,083 | $432.0K | 0.04% | −274−11.6% | Reduced |
| Fifth Third Bancorp | 2,022 | $419.0K | 0.00% | +2,022 | New |
| Commerce Bank | 2,000 | $414.0K | 0.00% | 00.0% | Unchanged |
| Avestar Capital, LLC | 1,991 | $413.0K | 0.08% | +1,991 | New |
| Laurel Wealth Advisors, Inc. | 1,963 | $407.0K | 0.03% | 00.0% | Unchanged |
| Vontobel Holding Ltd. | 1,961 | $407.0K | 0.00% | +1,961 | New |
| Silvercrest Asset Management Group LLC | 1,915 | $397.0K | 0.00% | +1,915 | New |
| Probity Advisors, Inc. | 1,903 | $395.0K | 0.08% | −3−0.2% | Reduced |
| Xponance, Inc. | 1,842 | $382.0K | 0.01% | +13+0.7% | Added |
| Oppenheimer & Co Inc | 1,816 | $377.0K | 0.01% | +24+1.3% | Added |
| Kovack Advisors, Inc. | 1,719 | $356.0K | 0.04% | +563+48.7% | Added |
| Great West Life Assurance Co | 1,598 | $353.0K | 0.00% | −106−6.2% | Reduced |
| Smith Group Asset Management, LLC | 1,688 | $350.0K | 0.02% | +1,688 | New |
| Spearhead Capital Advisors, LLC | 1,677 | $348.0K | 0.04% | +1,677 | New |
| Cypress Capital Management LLC | 1,612 | $334.0K | 0.04% | 00.0% | Unchanged |
| LGT Fund Management Co Ltd. | 1,600 | $333.0K | 0.04% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 1,563 | $324.0K | 0.01% | −100−6.0% | Reduced |
| United Capital Financial Advisers, LLC | 1,519 | $315.0K | 0.00% | +1,519 | New |
| Cambridge Investment Research Advisors, Inc. | 1,516 | $314.0K | 0.00% | +26+1.7% | Added |
| Bollard Group LLC | 1,500 | $311.0K | 0.01% | +200+15.4% | Added |
| Koshinski Asset Management, Inc. | 1,480 | $306.9K | 0.03% | 00.0% | Unchanged |
| Leonteq Securities AG | 1,437 | $298.0K | 0.01% | −1,125−43.9% | Reduced |
| CIBC Asset Management Inc | 1,424 | $295.0K | 0.00% | 00.0% | Unchanged |
| Public Employees Retirement System of Ohio | 1,399 | $290.0K | 0.00% | +174+14.2% | Added |
| Profund Advisors LLC | 1,389 | $288.0K | 0.01% | −228−14.1% | Reduced |
| D.A. Davidson & Co. | 1,375 | $285.0K | 0.00% | −300−17.9% | Reduced |
| Fulton Bank, N.A. | 1,285 | $266.0K | 0.01% | −71−5.2% | Reduced |
| Sawtooth Solutions, LLC | 1,278 | $265.0K | 0.03% | +1,278 | New |
| Tocqueville Asset Management L.P. | 1,200 | $249.0K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 1,196 | $248.0K | 0.00% | +902+306.8% | Added |
| Engineers Gate Manager LP | 1,184 | $246.0K | 0.01% | −6,027−83.6% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 1,184 | $246.0K | 0.00% | +19+1.6% | Added |
| EFG Asset Management (Americas) Corp. | 1,168 | $242.0K | 0.04% | +1,168 | New |
| Mayport, LLC | 1,125 | $233.0K | 0.16% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 1,069 | $221.0K | 0.00% | −1,238−53.7% | Reduced |
| Corton Capital Inc. | 1,064 | $221.0K | 0.10% | +1,064 | New |
| JGP Global Gestao de Recursos Ltda. | 1,063 | $220.0K | 0.13% | −186−14.9% | Reduced |
| Cim Investment Mangement Inc | 1,057 | $219.0K | 0.07% | +1,057 | New |
| Nisa Investment Advisors, LLC | 1,038 | $215.0K | 0.00% | +48+4.8% | Added |
| Graham Capital Management, L.P. | 1,024 | $212.0K | 0.01% | +1,024 | New |
| Lincoln National Corp | 1,022 | $211.0K | 0.00% | +1,022 | New |
| Arlington Financial Advisors, LLC | 1,000 | $207.0K | 0.08% | −500−33.3% | Reduced |
| Albion Financial Group | 1,000 | $207.0K | 0.02% | 00.0% | Unchanged |
| Wealth Dimensions Group, Ltd. | 1,000 | $207.0K | 0.10% | +1,000 | New |
| National Asset Management, Inc. | 981 | $204.0K | 0.01% | +981 | New |
| Silvant Capital Management LLC | 846 | $175.0K | 0.03% | +846 | New |
| Parallel Advisors, LLC | 880 | $171.0K | 0.01% | −7−0.8% | Reduced |
| Canada Pension Plan Investment Board | 800 | $166.0K | 0.00% | +213+36.3% | Added |
| Fieldpoint Private Securities, LLC | 789 | $164.0K | 0.03% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 602 | $126.0K | 0.00% | −324−35.0% | Reduced |
| Bartlett & Co. Wealth Management LLC | 600 | $124.4K | 0.00% | +600 | New |
| Bartlett & Co. LLC | 600 | $124.0K | 0.00% | +600 | New |
| Harbor Investment Advisory, LLC | 448 | $93.0K | 0.01% | 00.0% | Unchanged |
| IFP Advisors, Inc | 2,505 | $90.0K | 0.00% | +1,351+117.1% | Added |
| First PREMIER Bank | 400 | $83.0K | 0.02% | 00.0% | Unchanged |
| Archer Investment Corp | 350 | $73.8K | 0.03% | −150−30.0% | Reduced |
| Herold Advisors, Inc. | 350 | $72.6K | 0.03% | +350 | New |
| Financial Management Professionals, Inc. | 321 | $67.0K | 0.01% | −5−1.5% | Reduced |
| Aaron Wealth Advisors | 13,478 | $65.0K | 0.00% | +13,478 | New |
| Umb Bank N A | 301 | $63.0K | 0.00% | +301 | New |
| Northwestern Mutual Wealth Management Co | 230 | $47.0K | 0.00% | +30+15.0% | Added |
| National Bank of Canada | 220 | $46.0K | 0.00% | −9,399−97.7% | Reduced |
| Signaturefd, LLC | 224 | $46.0K | 0.00% | +95+73.6% | Added |
| Sterling Investment Advisors, Ltd. | 200 | $41.0K | 0.01% | 00.0% | Unchanged |
| Assetmark, Inc | 197 | $41.0K | 0.00% | +197 | New |
| PenderFund Capital Management Ltd. | 160 | $41.0K | 0.01% | +160 | New |
| AdvisorShares Investments LLC | 192 | $40.0K | 0.01% | +192 | New |
| Private Capital Group, LLC | 181 | $38.0K | 0.01% | +12+7.1% | Added |
| Quadrant Capital Group LLC | 172 | $36.0K | 0.00% | +5+3.0% | Added |
| Evermay Wealth Management LLC | 156 | $32.0K | 0.01% | −52−25.0% | Reduced |
| Huntington National Bank | 154 | $32.0K | 0.00% | +23+17.6% | Added |
| Covington Capital Management | 150 | $31.0K | 0.00% | 00.0% | Unchanged |
| Adirondack Trust Co | 127 | $26.0K | 0.01% | 00.0% | Unchanged |
| Oakworth Capital, Inc. | 113 | $23.0K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 111 | $23.0K | 0.00% | +111 | New |
| Rockefeller Capital Management L.P. | 102 | $21.0K | 0.00% | −64−38.6% | Reduced |
| FinTrust Capital Advisors, LLC | 105 | $21.0K | 0.00% | −4−3.7% | Reduced |
| Prestige Wealth Management Group LLC | 100 | $21.0K | 0.01% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 98 | $20.0K | 0.00% | +94+2,350.0% | Added |
| TCI Wealth Advisors, Inc. | 90 | $19.0K | 0.00% | −63−41.2% | Reduced |
| Horan Securities, Inc. | 90 | $19.0K | 0.01% | 00.0% | Unchanged |
| Key Financial Inc | 82 | $17.0K | 0.01% | +82 | New |
| Covestor Ltd | 76 | $16.0K | 0.01% | −234−75.5% | Reduced |
| Pittenger & Anderson Inc | 70 | $15.0K | 0.00% | +5+7.7% | Added |
| CWM, LLC | 61 | $13.0K | 0.00% | +40+190.5% | Added |
| Farmers & Merchants Investments Inc | 56 | $12.0K | 0.00% | 00.0% | Unchanged |
| Evoke Wealth, LLC | 48 | $10.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 50 | $10.0K | 0.00% | +50 | New |
| Trustcore Financial Services, LLC | 45 | $9.00K | 0.00% | +45 | New |
| Newbridge Financial Services Group, Inc. | 33 | $7.00K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 23 | $5.00K | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 24 | $5.00K | 0.00% | +20+500.0% | Added |
| Hantz Financial Services, Inc. | 26 | $5.00K | 0.00% | +26 | New |
| JFS Wealth Advisors, LLC | 21 | $4.00K | 0.00% | +21 | New |
| Bellwether Advisors, LLC | 19 | $3.00K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 15 | $3.00K | 0.00% | +15 | New |
| Moisand Fitzgerald Tamayo, LLC | 15 | $3.00K | 0.00% | +15 | New |